| Newbridge Financial Services Group, Inc. | 11,000 | $7,000 | 0.00% | 00.0% | 不變 |
| Evermay Wealth Management LLC | 9,650 | $7,000 | 0.00% | 00.0% | 不變 |
| Oxford Financial Group Ltd | 10,000 | $7,000 | 0.00% | 00.0% | 不變 |
| Mercer Global Advisors Inc | 10,350 | $7,000 | 0.00% | +10,350 | 新進 |
| Coldstream Capital Management Inc | 29,500 | $7,000 | 0.00% | +29,500 | 新進 |
| Quilter Plc | 10,277 | $7,000 | 0.00% | +10,277 | 新進 |
| AdvisorNet Financial, Inc | 5,000 | $3,000 | 0.00% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 4,000 | $3,000 | 0.00% | 00.0% | 不變 |
| Benjamin F. Edwards & Company, Inc. | 4,000 | $3,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 3,046 | $2,000 | 0.00% | −7,350−70.7% | 減碼 |
| Banque Cantonale Vaudoise | 3,000 | $2,000 | 0.00% | 00.0% | 不變 |
| Joseph P. Lucia & Associates, LLC | 2,532 | $2,000 | 0.00% | +700+38.2% | 加碼 |
| Northwestern Mutual Wealth Management Co | 2,500 | $2,000 | 0.00% | +1,600+177.8% | 加碼 |
| O'Dell Group, LLC | 3,235 | $2,000 | 0.00% | +3,235 | 新進 |
| Lake Point Wealth Management | 1,000 | $1,000 | 0.00% | −13,000−92.9% | 減碼 |
| Valley National Advisers Inc | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Adirondack Trust Co | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Peoples Financial Services Corp. | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| AlphaMark Advisors, LLC | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Horrell Capital Management, Inc. | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Captrust Financial Advisors | 1,520 | $1,000 | 0.00% | +20+1.3% | 加碼 |
| Focused Wealth Management, Inc | 1,308 | $1,000 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Carolina Wealth Advisors, LLC | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Firestone Capital Management | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| Prentice Wealth Management LLC | 1,000 | $1,000 | 0.00% | 00.0% | 不變 |
| FourThought Financial, LLC | 500 | $1,000 | 0.00% | 00.0% | 不變 |
| Toronto Dominion Bank | 1,504 | $1,000 | 0.00% | +1,504 | 新進 |
| Parallax Volatility Advisers, L.P. | 2,200 | $1,000 | 0.00% | +2,200 | 新進 |
| Cahill Financial Advisors Inc | 757 | $1,000 | 0.00% | +757 | 新進 |
| Sutton Wealth Advisors Inc. | 186 | $126 | 0.00% | +186 | 新進 |
| Plante Moran Financial Advisors, LLC | 600 | $0 | 0.00% | 00.0% | 不變 |
| Wells Fargo & Company | 300 | $0 | 0.00% | +295+5,900.0% | 加碼 |
| FMR LLC | 1 | $0 | 0.00% | −27−96.4% | 減碼 |
| First Manhattan Co | 983 | $0 | 0.00% | 00.0% | 不變 |
| Eaton Vance Management | 40 | $0 | 0.00% | 00.0% | 不變 |
| BlackRock Inc. | 167 | $0 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 385 | $0 | 0.00% | 00.0% | 不變 |
| Asset Dedication, LLC | 1,000 | $0 | 0.00% | 00.0% | 不變 |
| Rocky Mountain Advisers, LLC | 400 | $0 | 0.00% | 00.0% | 不變 |
| MCF Advisors LLC | 200 | $0 | 0.00% | 00.0% | 不變 |
| Ironwood Financial, llc | 100 | $0 | 0.00% | 00.0% | 不變 |
| Glassman Wealth Services | 500 | $0 | 0.00% | 00.0% | 不變 |
| Roble, Belko & Company, Inc | 40 | $0 | 0.00% | 00.0% | 不變 |
| Versant Capital Management, Inc | 200 | $0 | 0.00% | 00.0% | 不變 |
| Hoey Investments, Inc | 40 | $0 | 0.00% | 00.0% | 不變 |
| Rockbridge Investment Management, LCC | 300 | $0 | 0.00% | 00.0% | 不變 |
| Gerber Kawasaki Wealth & Investment Management | 37 | $0 | 0.00% | +37 | 新進 |
| Consolidated Planning Corp | 600 | $0 | 0.00% | +600 | 新進 |
| Activest Wealth Management | 96 | – | – | 00.0% | 不變 |
| Virtu Financial LLC | 0 | $0 | 0.00% | −2,324,515−100.0% | 清倉 |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −619,951−100.0% | 清倉 |
| HAP Trading, LLC | 0 | $0 | 0.00% | −582,726−100.0% | 清倉 |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −510,457−100.0% | 清倉 |
| Credit Suisse AG | 0 | $0 | 0.00% | −385,536−100.0% | 清倉 |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −338,203−100.0% | 清倉 |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −321,069−100.0% | 清倉 |
| Centiva Capital, LP | 0 | $0 | 0.00% | −238,252−100.0% | 清倉 |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −150,000−100.0% | 清倉 |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −126,592−100.0% | 清倉 |
| Jackson Wealth Management, LLC | 0 | $0 | 0.00% | −100,700−100.0% | 清倉 |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −70,000−100.0% | 清倉 |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −58,469−100.0% | 清倉 |
| Gladstone Institutional Advisory LLC | 0 | $0 | 0.00% | −21,046−100.0% | 清倉 |
| Pinnacle Associates Ltd | 0 | $0 | 0.00% | −20,000−100.0% | 清倉 |
| Capstone Financial Advisors, Inc. | 0 | $0 | 0.00% | −17,000−100.0% | 清倉 |
| MorganRosel Wealth Management, LLC | 0 | $0 | 0.00% | −15,382−100.0% | 清倉 |
| MBE Wealth Management, LLC | 0 | $0 | 0.00% | −16,000−100.0% | 清倉 |
| Edgemoor Investment Advisors, Inc. | 0 | $0 | 0.00% | −15,000−100.0% | 清倉 |
| WMS Partners, LLC | 0 | $0 | 0.00% | −10,250−100.0% | 清倉 |
| Lynch & Associates | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Marietta Investment Partners LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Marshall Financial Group LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −3,637−100.0% | 清倉 |
| Reilly Financial Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,001−100.0% | 清倉 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −3,000−100.0% | 清倉 |
| HHM Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| CKW Financial Group | 0 | $0 | 0.00% | −1,240−100.0% | 清倉 |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −173−100.0% | 清倉 |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2−100.0% | 清倉 |
| Ellevest, Inc. | 0 | $0 | 0.00% | −15−100.0% | 清倉 |
| Brendel Financial Advisors LLC | 0 | $0 | 0.00% | −198−100.0% | 清倉 |
| McCarthy Asset Management, Inc. | 0 | $0 | 0.00% | −20−100.0% | 清倉 |
| Firethorn Wealth Partners, LLC | – | – | – | – | 本季未申報 |
| CWM, LLC | – | – | – | – | 本季未申報 |
| Hoover Financial Advisors, Inc. | – | – | – | – | 本季未申報 |
