| TSFG, LLC | 1,152 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Community Bank, N.A. | 1,090 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Financial Connections Group, Inc. | 1,109 | $1.10 萬 | 0.01% | +19+1.7% | 加碼 |
| Jones Financial Companies LLLP | 1,100 | $1.10 萬 | 0.00% | +1,100 | 新進 |
| Islay Capital Management, LLC | 1,024 | $1.00 萬 | 0.01% | −4,000−79.6% | 減碼 |
| Benjamin Edwards Inc | 1,000 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Mark Sheptoff Financial Planning, LLC | 960 | $1.00 萬 | 0.01% | 00.0% | 不變 |
| DB Wealth Management Group, LLC | 1,000 | $1.00 萬 | 0.01% | 00.0% | 不變 |
| Stephens Consulting, LLC | 1,000 | $9,980 | 0.01% | +1,000 | 新進 |
| Toth Financial Advisory Corp | 946 | $9,000 | 0.00% | 00.0% | 不變 |
| JFS Wealth Advisors, LLC | 852 | $9,000 | 0.00% | 00.0% | 不變 |
| Adirondack Trust Co | 906 | $9,000 | 0.00% | +324+55.7% | 加碼 |
| Hillsdale Investment Management Inc. | 925 | $9,000 | 0.00% | +925 | 新進 |
| Hanson & Doremus Investment Management | 864 | $9,000 | 0.00% | +864 | 新進 |
| Castle Wealth Management LLC | 950 | $9,000 | 0.01% | +950 | 新進 |
| TCI Wealth Advisors, Inc. | 792 | $8,000 | 0.00% | +292+58.4% | 加碼 |
| Cornerstone Management, Inc. | 789 | $7,875 | 0.00% | 00.0% | 不變 |
| American National Bank | 705 | $7,000 | 0.00% | 00.0% | 不變 |
| Cordasco Financial Network | 742 | $7,000 | 0.01% | 00.0% | 不變 |
| Charter Oak Capital Management, LLC | 692 | $7,000 | 0.00% | 00.0% | 不變 |
| Caldwell Trust Co | 695 | $6,936 | 0.00% | 00.0% | 不變 |
| Tevis Investment Management | 589 | $6,000 | 0.01% | −1,500−71.8% | 減碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 690 | $6,000 | 0.00% | +12+1.8% | 加碼 |
| Hoese & Co LLP | 600 | $6,000 | 0.01% | 00.0% | 不變 |
| Tyler-Stone Wealth Management | 600 | $6,000 | 0.00% | 00.0% | 不變 |
| Tower Research Capital LLC (TRC) | 492 | $5,000 | 0.00% | −53,151−99.1% | 減碼 |
| Cedar Mountain Advisors, LLC | 549 | $5,000 | 0.00% | +8+1.5% | 加碼 |
| Graves-Light Private Wealth Management, Inc. | 462 | $5,000 | 0.00% | 00.0% | 不變 |
| Tortoise Investment Management, LLC | 375 | $4,000 | 0.00% | +50+15.4% | 加碼 |
| GoalVest Advisory LLC | 439 | $4,000 | 0.00% | +439 | 新進 |
| Johnson Midwest Financial, LLC | 311 | $3,000 | 0.00% | +6+2.0% | 加碼 |
| Heritage Wealth Management, LLC | 300 | $2,994 | 0.00% | 00.0% | 不變 |
| Meeder Asset Management Inc | 227 | $2,000 | 0.00% | −280−55.2% | 減碼 |
| Atwood & Palmer Inc | 223 | $2,000 | 0.00% | 00.0% | 不變 |
| Eukles Asset Management | 172 | $2,000 | 0.00% | 00.0% | 不變 |
| Beaird Harris Wealth Management, LLC | 69 | $1,000 | 0.00% | −1,369,299−100.0% | 減碼 |
| Optimum Investment Advisors | 68 | $1,000 | 0.00% | 00.0% | 不變 |
| Mascoma Wealth Management LLC | 80 | $1,000 | 0.00% | 00.0% | 不變 |
| Farmers & Merchants Trust Co of Chambersburg PA | 100 | $1,000 | 0.00% | 00.0% | 不變 |
| Rise Advisors, LLC | 105 | $1,000 | 0.00% | +2+1.9% | 加碼 |
| Prentice Wealth Management LLC | 125 | $1,000 | 0.00% | +125 | 新進 |
| Old North State Trust, LLC | 18 | $175 | 0.16% | 00.0% | 不變 |
| Cambridge Trust Co | 48 | $0 | 0.00% | 00.0% | 不變 |
| Coastal Capital Group, Inc. | 45 | $0 | 0.00% | +1+2.3% | 加碼 |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 0 | $0 | 0.00% | −3,136,956−100.0% | 清倉 |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −570,707−100.0% | 清倉 |
| Amitell Capital Pte Ltd | 0 | $0 | 0.00% | −394,323−100.0% | 清倉 |
| Jump Financial, LLC | 0 | $0 | 0.00% | −359,008−100.0% | 清倉 |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −166,127−100.0% | 清倉 |
| Atria Investments LLC | 0 | $0 | 0.00% | −107,998−100.0% | 清倉 |
| Evercore Wealth Management, LLC | 0 | $0 | 0.00% | −106,043−100.0% | 清倉 |
| XTX Topco Ltd | 0 | $0 | 0.00% | −86,862−100.0% | 清倉 |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −65,117−100.0% | 清倉 |
| KB Financial Partners, LLC | 0 | $0 | 0.00% | −45,307−100.0% | 清倉 |
| Ledyard National Bank | 0 | $0 | 0.00% | −36,902−100.0% | 清倉 |
| XML Financial, LLC | 0 | $0 | 0.00% | −34,731−100.0% | 清倉 |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −27,655−100.0% | 清倉 |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −24,265−100.0% | 清倉 |
| Magnolia Capital Advisors LLC | 0 | $0 | 0.00% | −25,167−100.0% | 清倉 |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −24,207−100.0% | 清倉 |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −20,436−100.0% | 清倉 |
| XR Securities LLC | 0 | $0 | 0.00% | −19,094−100.0% | 清倉 |
| Tiedemann Advisors, LLC | 0 | $0 | 0.00% | −17,620−100.0% | 清倉 |
| Leisure Capital Management | 0 | $0 | 0.00% | −17,000−100.0% | 清倉 |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −16,752−100.0% | 清倉 |
| Banco BTG Pactual S.A. | 0 | $0 | 0.00% | −15,700−100.0% | 清倉 |
| Stokes Capital Advisors, LLC | 0 | $0 | 0.00% | −15,380−100.0% | 清倉 |
| JT Stratford LLC | 0 | $0 | 0.00% | −14,319−100.0% | 清倉 |
| Busey Wealth Management | 0 | $0 | 0.00% | −12,671−100.0% | 清倉 |
| American Financial Advisors, LLC | 0 | $0 | 0.00% | −12,439−100.0% | 清倉 |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −10,964−100.0% | 清倉 |
| V Wealth Advisors LLC | 0 | $0 | 0.00% | −10,362−100.0% | 清倉 |
| HBW Advisory Services LLC | 0 | $0 | 0.00% | −10,284−100.0% | 清倉 |
| Bickling Financial Services, Inc. | 0 | $0 | 0.00% | −10,123−100.0% | 清倉 |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −6,789−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −6,000−100.0% | 清倉 |
| Interactive Financial Advisors | 0 | $0 | 0.00% | −5,916−100.0% | 清倉 |
| Avondale Wealth Management | 0 | $0 | 0.00% | −5,420−100.0% | 清倉 |
| Castleview Partners, LLC | 0 | $0 | 0.00% | −5,000−100.0% | 清倉 |
| Carl Stuart Investment Advisor, Inc | 0 | $0 | 0.00% | −2,411−100.0% | 清倉 |
| Albion Financial Group | 0 | $0 | 0.00% | −2,161−100.0% | 清倉 |
| McCarthy Asset Management, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −1,344−100.0% | 清倉 |
| Rockbridge Investment Management, LCC | 0 | $0 | 0.00% | −1,043−100.0% | 清倉 |
| DeDora Capital, Inc. | 0 | $0 | 0.00% | −1,010−100.0% | 清倉 |
| West Bancorporation Inc | 0 | $0 | 0.00% | −906−100.0% | 清倉 |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −470−100.0% | 清倉 |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −350−100.0% | 清倉 |
| Motco | 0 | $0 | 0.00% | −384−100.0% | 清倉 |
| Covington Capital Management | 0 | $0 | 0.00% | −300−100.0% | 清倉 |
| Freedman Financial Associates, Inc. | 0 | $0 | 0.00% | −257−100.0% | 清倉 |
| HN Saltoro Capital, LP | 0 | $0 | 0.00% | −145,000−100.0% | 清倉 |
| Kings Point Capital Management | – | – | – | – | 本季未申報 |
| Parametric Portfolio Associates LLC | – | – | – | – | 本季未申報 |
| Ferris Capital, LLC | – | – | – | – | 本季未申報 |
| People's United Financial, Inc. | – | – | – | – | 本季未申報 |
| Winfield Associates, Inc. | – | – | – | – | 本季未申報 |
| American National Registered Investment Advisor, Inc. | – | – | – | – | 本季未申報 |
| Cantor Fitzgerald Investment Adviser L.P. | – | – | – | – | 本季未申報 |
| Lenox Wealth Advisors, LLC | – | – | – | – | 本季未申報 |
