Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,070 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2021 年第 3 季 13F 持有人
Caterpillar Inc 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 1,943
- 較 2021 年第 2 季 −52 家
- 持有股數
- 3.70 億
- 較 2021 年第 2 季 −644.8 萬 (−1.7%)
- 總市值
- $710.9 億
- 較 2021 年第 2 季 −$108.2 億 (−13.2%)
- 新進機構
- 99
- 另有 824 家加碼
- 清倉機構
- 151
- 另有 692 家減碼
另有 33 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,070 | $3,511 億 |
| 2026 年第 1 季 | 3,773 | $2,320 億 |
| 2025 年第 4 季 | 3,543 | $1,887 億 |
| 2025 年第 3 季 | 3,151 | $1,590 億 |
| 2025 年第 2 季 | 3,023 | $1,280 億 |
| 2025 年第 1 季 | 2,903 | $1,090 億 |
| 2024 年第 4 季 | 3,010 | $1,234 億 |
| 2024 年第 3 季 | 2,838 | $1,336 億 |
| 2024 年第 2 季 | 2,713 | $1,145 億 |
| 2024 年第 1 季 | 2,714 | $1,276 億 |
| 2023 年第 4 季 | 2,583 | $1,046 億 |
| 2023 年第 3 季 | 2,409 | $973.3 億 |
| 2023 年第 2 季 | 2,329 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2021 年第 3 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Nations Financial Group Inc, | 4,466 | $85.7 萬 | 0.13% | +138+3.2% | 加碼 |
| Blueshift Asset Management, LLC | 4,471 | $85.8 萬 | 0.05% | −368−7.6% | 減碼 |
| EP Wealth Advisors, LLC | 4,471 | $85.8 萬 | 0.02% | −21−0.5% | 減碼 |
| WD Rutherford LLC | 4,469 | $85.8 萬 | 0.47% | +650+17.0% | 加碼 |
| IHT Wealth Management, LLC | 4,472 | $85.9 萬 | 0.07% | −2,788−38.4% | 減碼 |
| Birinyi Associates Inc | 4,500 | $86.3 萬 | 0.29% | −1,000−18.2% | 減碼 |
| Optimum Investment Advisors | 4,545 | $87.3 萬 | 0.37% | −1,075−19.1% | 減碼 |
| Providence First Trust Co | 4,579 | $87.9 萬 | 0.42% | 00.0% | 不變 |
| Wealthspire Advisors, LLC | 4,579 | $87.9 萬 | 0.02% | +2,654+137.9% | 加碼 |
| Am Investment Strategies LLC | 4,600 | $88.3 萬 | 0.23% | +75+1.7% | 加碼 |
| Allen Capital Group, LLC | 4,602 | $88.3 萬 | 0.18% | +242+5.6% | 加碼 |
| Arkadios Wealth Advisors | 4,613 | $88.5 萬 | 0.13% | −249−5.1% | 減碼 |
| Flaharty Asset Management, LLC | 4,635 | $89.0 萬 | 0.18% | −80−1.7% | 減碼 |
| Nwam LLC | 4,647 | $89.2 萬 | 0.08% | +547+13.3% | 加碼 |
| Barings LLC | 4,689 | $90.0 萬 | 0.02% | +2,036+76.7% | 加碼 |
| Navellier & Associates Inc | 4,700 | $90.2 萬 | 0.14% | −29,314−86.2% | 減碼 |
| River Wealth Advisors LLC | 4,699 | $90.2 萬 | 0.15% | −34−0.7% | 減碼 |
| Sonora Investment Management, LLC | 4,707 | $90.4 萬 | 0.11% | +331+7.6% | 加碼 |
| Eldridge Investment Advisors, Inc. | 4,712 | $90.5 萬 | 0.32% | 00.0% | 不變 |
| Garde Capital, Inc. | 4,724 | $90.7 萬 | 0.09% | 00.0% | 不變 |
| Financial Architects, Inc | 4,731 | $90.8 萬 | 0.13% | −970−17.0% | 減碼 |
| Jackson Square Capital, LLC | 4,794 | $92.0 萬 | 0.30% | −667−12.2% | 減碼 |
| FourThought Financial, LLC | 4,800 | $92.1 萬 | 0.12% | −78−1.6% | 減碼 |
| Summit Financial Group Inc | 4,812 | $92.4 萬 | 0.33% | −45−0.9% | 減碼 |
| Patriot Investment Management Inc. | 4,813 | $92.4 萬 | 0.08% | +121+2.6% | 加碼 |
| Investment House LLC | 4,828 | $92.7 萬 | 0.07% | −1,278−20.9% | 減碼 |
| Ingalls & Snyder LLC | 4,827 | $92.7 萬 | 0.04% | −415−7.9% | 減碼 |
| RFG Advisory, LLC | 4,844 | $93.0 萬 | 0.08% | −45−0.9% | 減碼 |
| Northwest Quadrant Wealth Management, LLC | 4,699 | $93.0 萬 | 0.27% | −57−1.2% | 減碼 |
| RNC Capital Management LLC | 4,850 | $93.1 萬 | 0.05% | +310+6.8% | 加碼 |
| Laurel Wealth Advisors, Inc. | 4,854 | $93.2 萬 | 0.17% | +1,126+30.2% | 加碼 |
| Legacy Wealth Asset Management, LLC | 4,866 | $93.4 萬 | 0.43% | +20+0.4% | 加碼 |
| Menard Financial Group LLC | 4,869 | $93.5 萬 | 0.82% | +676+16.1% | 加碼 |
| CoreFirst Bank & Trust | 4,875 | $93.6 萬 | 0.65% | 00.0% | 不變 |
| Adams Chetwood Wealth Management LLC | 4,882 | $93.7 萬 | 0.68% | 00.0% | 不變 |
| Ritholtz Wealth Management | 4,909 | $94.2 萬 | 0.07% | −29−0.6% | 減碼 |
| Heck Capital Advisors, LLC | 4,924 | $94.5 萬 | 0.19% | −51−1.0% | 減碼 |
| Graypoint LLC | 4,998 | $95.9 萬 | 0.12% | +56+1.1% | 加碼 |
| Tokio Marine Asset Management Co Ltd | 5,020 | $96.4 萬 | 0.09% | −651−11.5% | 減碼 |
| HYA Advisors, Inc | 4,999 | $96.4 萬 | 0.39% | +128+2.6% | 加碼 |
| Schnieders Capital Management LLC | 5,087 | $97.7 萬 | 0.26% | −183−3.5% | 減碼 |
| Harel Insurance Investments & Financial Services Ltd. | 5,100 | $97.9 萬 | 0.03% | −6,608−56.4% | 減碼 |
| Bluefin Capital Management, LLC | 5,121 | $98.3 萬 | 0.11% | +5,121 | 新進 |
| Trustmark National Bank Trust Department | 5,126 | $98.4 萬 | 0.08% | −502−8.9% | 減碼 |
| DuPont Capital Management Corp | 5,135 | $98.6 萬 | 0.03% | −4,382−46.0% | 減碼 |
| Creative Financial Designs Inc | 5,135 | $98.6 萬 | 0.16% | +420+8.9% | 加碼 |
| Hoey Investments, Inc | 5,140 | $98.7 萬 | 0.31% | −6,535−56.0% | 減碼 |
| SevenBridge Financial Group, LLC | 5,152 | $98.9 萬 | 0.33% | −130−2.5% | 減碼 |
| Inspire Advisors, LLC | 5,177 | $99.4 萬 | 0.31% | +307+6.3% | 加碼 |
| Costello Asset Management, INC | 5,199 | $99.8 萬 | 0.64% | −71−1.3% | 減碼 |
| Kovack Advisors, Inc. | 5,201 | $99.8 萬 | 0.11% | +298+6.1% | 加碼 |
| Institute for Wealth Management, LLC. | 5,224 | $100.3 萬 | 0.18% | −127−2.4% | 減碼 |
| CPWM, LLC | 5,249 | $100.8 萬 | 0.09% | −32−0.6% | 減碼 |
| Clearbridge Investments, LLC | 5,249 | $100.8 萬 | 0.00% | +1,110+26.8% | 加碼 |
| Tempus Wealth Planning, LLC | 5,300 | $101.7 萬 | 0.58% | 00.0% | 不變 |
| Quattro Financial Advisors LLC | 5,000 | $102.2 萬 | 0.27% | 00.0% | 不變 |
| Checchi Capital Advisers, LLC | 5,339 | $102.5 萬 | 0.13% | −10.0% | 減碼 |
| Zions Bancorporation, N.A. | 5,346 | $102.6 萬 | 0.10% | +310+6.2% | 加碼 |
| Toroso Investments, LLC | 5,342 | $102.6 萬 | 0.04% | +1,026+23.8% | 加碼 |
| Two Sigma Securities, LLC | 5,349 | $102.7 萬 | 0.21% | +3,582+202.7% | 加碼 |
| Personal Capital Advisors Corp | 5,366 | $103.0 萬 | 0.01% | +18+0.3% | 加碼 |
| Garrison Point Advisors, LLC | 5,370 | $103.1 萬 | 0.75% | +100+1.9% | 加碼 |
| Palumbo Wealth Management LLC | 5,374 | $103.2 萬 | 0.68% | −582−9.8% | 減碼 |
| Eastern Bank | 5,377 | $103.3 萬 | 0.05% | +200+3.9% | 加碼 |
| Wade G W & Inc | 5,380 | $103.3 萬 | 0.05% | +446+9.0% | 加碼 |
| Comerica Securities,inc. | 5,414 | $103.9 萬 | 0.07% | +222+4.3% | 加碼 |
| Agf Investments Inc. | 5,465 | $104.9 萬 | 0.01% | −317−5.5% | 減碼 |
| Rothschild Investment Corp | 5,470 | $105.0 萬 | 0.09% | 00.0% | 不變 |
| Van Strum & Towne Inc. | 5,484 | $105.3 萬 | 0.41% | 00.0% | 不變 |
| SOL Capital Management CO | 5,494 | $105.5 萬 | 0.21% | −150−2.7% | 減碼 |
| High Falls Advisors, Inc | 5,496 | $105.5 萬 | 0.29% | +179+3.4% | 加碼 |
| Cadinha & Co LLC | 5,503 | $105.6 萬 | 0.15% | −2,891−34.4% | 減碼 |
| Viking Fund Management LLC | 5,500 | $105.6 萬 | 0.31% | 00.0% | 不變 |
| Beech Hill Advisors, Inc. | 5,500 | $105.6 萬 | 0.44% | 00.0% | 不變 |
| Barber Financial Group, Inc. | 5,501 | $105.6 萬 | 0.14% | 00.0% | 不變 |
| Park Avenue Securities LLC | 5,521 | $106.0 萬 | 0.02% | +388+7.6% | 加碼 |
| CFM Wealth Partners LLC | 5,531 | $106.1 萬 | 0.27% | −392−6.6% | 減碼 |
| HM Payson & Co | 5,561 | $106.8 萬 | 0.03% | −70−1.2% | 減碼 |
| Arbor Trust Wealth Advisors, LLC | 5,585 | $107.2 萬 | 0.67% | 00.0% | 不變 |
| St Germain D J Co Inc | 5,591 | $107.3 萬 | 0.07% | +38+0.7% | 加碼 |
| Arrow Financial Corp | 5,604 | $107.6 萬 | 0.14% | +1,036+22.7% | 加碼 |
| Wintrust Investments LLC | 5,610 | $107.7 萬 | 0.15% | 00.0% | 不變 |
| Choate Investment Advisors | 5,607 | $107.7 萬 | 0.07% | +850+17.9% | 加碼 |
| Orleans Capital Management Corp | 5,640 | $108.3 萬 | 0.69% | +220+4.1% | 加碼 |
| Penobscot Investment Management Company, Inc. | 5,655 | $108.6 萬 | 0.16% | 00.0% | 不變 |
| Braun Stacey Associates Inc | 5,660 | $108.7 萬 | 0.04% | −98,452−94.6% | 減碼 |
| Polar Asset Management Partners Inc. | 5,687 | $109.2 萬 | 0.01% | −2,124−27.2% | 減碼 |
| Convergence Investment Partners, LLC | 5,696 | $109.3 萬 | 0.59% | −2,225−28.1% | 減碼 |
| Everett Harris & Co | 5,702 | $109.5 萬 | 0.02% | 00.0% | 不變 |
| Livforsakringsbolaget Skandia, Omsesidigt | 5,713 | $109.6 萬 | 0.07% | −1,100−16.1% | 減碼 |
| Exane Derivatives | 5,712 | $109.6 萬 | 0.27% | +10.0% | 加碼 |
| Duff & Phelps Investment Management Co | 5,740 | $110.2 萬 | 0.01% | −125−2.1% | 減碼 |
| B. Riley Wealth Management, Inc. | 5,767 | $110.7 萬 | 0.09% | +5,767 | 新進 |
| ARGI Investment Services, LLC | 5,784 | $111.0 萬 | 0.04% | +467+8.8% | 加碼 |
| Clarius Group, LLC | 5,869 | $112.7 萬 | 0.10% | +76+1.3% | 加碼 |
| Sunflower Bank, N.A. | 5,877 | $112.8 萬 | 0.16% | −155−2.6% | 減碼 |
| Beaton Management Co. Inc. | 5,883 | $112.9 萬 | 0.75% | 00.0% | 不變 |
| Keudell/Morrison Wealth Management | 5,931 | $113.9 萬 | 0.49% | +165+2.9% | 加碼 |
| PSI Advisors, LLC | 5,953 | $114.2 萬 | 0.52% | +3,002+101.7% | 加碼 |
| Independent Financial Group, LLC | 5,967 | $114.5 萬 | 0.12% | +342+6.1% | 加碼 |