Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Pennantpark Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +4 vs. Q3 2023
- Shares held
- 18.0M
- −1.12M (−5.9%) vs. Q3 2023
- Total value
- $124.1M
- −$1.43M (−1.1%) vs. Q3 2023
- New holders
- 19
- 48 more added
- Sold out
- 15
- 35 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 3,186,525 | $22.0M | 0.54% | −455,099−12.5% | Reduced |
| LSV Asset Management | 2,129,963 | $14.7M | 0.03% | +28,226+1.3% | Added |
| Invesco Ltd. | 1,543,186 | $10.7M | 0.00% | −283,100−15.5% | Reduced |
| Millennium Management LLC | 876,893 | $6.06M | 0.01% | −256,891−22.7% | Reduced |
| Two Sigma Investments, LP | 728,645 | $5.03M | 0.01% | −36,707−4.8% | Reduced |
| Two Sigma Advisers, LP | 689,318 | $4.76M | 0.01% | −6,900−1.0% | Reduced |
| Morgan Stanley | 666,189 | $4.60M | 0.00% | +6,866+1.0% | Added |
| Confluence Investment Management LLC | 641,557 | $4.43M | 0.06% | +2,086+0.3% | Added |
| Advisors Asset Management, Inc. | 625,287 | $4.32M | 0.09% | −35,587−5.4% | Reduced |
| Legal & General Group Plc | 498,180 | $3.44M | 0.00% | +25,833+5.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 423,856 | $2.93M | 0.17% | +234,866+124.3% | Added |
| BlackRock Inc. | 355,828 | $2.46M | 0.00% | +29,808+9.1% | Added |
| Condor Capital Management | 271,621 | $1.88M | 0.20% | +27,436+11.2% | Added |
| NewEdge Wealth, LLC | 270,487 | $1.87M | 0.05% | +270,487 | New |
| Lido Advisors, LLC | 246,312 | $1.72M | 0.02% | +246,312 | New |
| Legacy Capital Wealth Partners, LLC | 235,560 | $1.63M | 0.46% | +28,041+13.5% | Added |
| HRT Financial LP | 195,963 | $1.35M | 0.01% | +130,808+200.8% | Added |
| Advisors Capital Management, LLC | 179,749 | $1.24M | 0.03% | −24,211−11.9% | Reduced |
| Alberta Investment Management Corp | 163,000 | $1.13M | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 162,928 | $1.13M | 0.00% | −5,478−3.3% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.05M | 0.12% | 00.0% | Unchanged |
| Raymond James & Associates | 147,762 | $1.02M | 0.00% | −19,700−11.8% | Reduced |
| Citadel Advisors LLC | 139,796 | $966.0K | 0.00% | −8,397−5.7% | Reduced |
| Tudor Investment Corp Et Al | 134,895 | $932.1K | 0.01% | +88,281+189.4% | Added |
| Advisor Group Holdings, Inc. | 129,252 | $892.5K | 0.00% | −49,031−27.5% | Reduced |
| Envestnet Asset Management Inc | 121,251 | $837.8K | 0.00% | +22,406+22.7% | Added |
| McKinley Capital Management LLC /Delaware | 120,123 | $830.0K | 0.11% | +920+0.8% | Added |
| Janney Montgomery Scott LLC | 114,627 | $792.0K | 0.00% | +3,126+2.8% | Added |
| Cornerstone Wealth Management, LLC | 113,087 | $781.4K | 0.07% | −1,387−1.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 105,342 | $728.0K | 0.00% | +16,478+18.5% | Added |
| Cetera Investment Advisers | 104,011 | $718.7K | 0.01% | +21,750+26.4% | Added |
| Qube Research & Technologies Ltd | 103,644 | $716.2K | 0.00% | +47,196+83.6% | Added |
| Garner Asset Management Corp | 102,151 | $685.9K | 0.35% | −5,424−5.0% | Reduced |
| Catalyst Capital Advisors LLC | 99,131 | $685.0K | 0.02% | 00.0% | Unchanged |
| Trexquant Investment LP | 98,501 | $680.6K | 0.02% | −22,696−18.7% | Reduced |
| Sterneck Capital Management, LLC | 97,348 | $672.7K | 0.43% | −3,037−3.0% | Reduced |
| D. E. Shaw & Co., Inc. | 79,781 | $551.3K | 0.00% | +63,234+382.1% | Added |
| Winton Group Ltd | 79,031 | $546.1K | 0.04% | +21,429+37.2% | Added |
| Abbot Financial Management, Inc. | 76,485 | $528.5K | 0.32% | −1,494−1.9% | Reduced |
| HighTower Advisors, LLC | 73,238 | $506.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 73,145 | $505.4K | 0.32% | −16,926−18.8% | Reduced |
| XTX Topco Ltd | 63,131 | $436.2K | 0.10% | −30,037−32.2% | Reduced |
| Great West Life Assurance Co | 57,127 | $392.0K | 0.00% | −6,887−10.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 53,702 | $371.1K | 0.00% | +24,394+83.2% | Added |
| Commonwealth Equity Services, LLC | 52,864 | $365.0K | 0.00% | +4,278+8.8% | Added |
| Jump Financial, LLC | 51,300 | $354.5K | 0.01% | +26,900+110.2% | Added |
| Meridian Investment Counsel Inc. | 51,100 | $353.1K | 0.12% | 00.0% | Unchanged |
| Caxton Associates LP | 48,210 | $333.1K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 44,983 | $310.8K | 0.00% | −6,297−12.3% | Reduced |
| Arkadios Wealth Advisors | 44,339 | $306.4K | 0.03% | +684+1.6% | Added |
| Gries Financial LLC | 43,935 | $303.6K | 0.07% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 40,565 | $280.0K | 0.00% | +2,138+5.6% | Added |
| Goldman Sachs Group Inc | 38,422 | $265.5K | 0.00% | +9,394+32.4% | Added |
| Kovack Advisors, Inc. | 37,650 | $260.2K | 0.03% | +500+1.3% | Added |
| Founders Financial Alliance, LLC | 35,775 | $247.2K | 0.10% | −101−0.3% | Reduced |
| Close Asset Management Ltd | 35,800 | $247.0K | 0.01% | +2,800+8.5% | Added |
| Foundations Investment Advisors, LLC | 33,203 | $229.8K | 0.01% | +33,203 | New |
| Signaturefd, LLC | 33,045 | $228.3K | 0.01% | +1,859+6.0% | Added |
| Atria Wealth Solutions, Inc. | 32,261 | $222.9K | 0.00% | −770−2.3% | Reduced |
| Catalina Capital Group, LLC | 32,248 | $222.8K | 0.17% | +32,248 | New |
| Raymond James Financial Services Advisors, Inc. | 31,716 | $219.2K | 0.00% | +674+2.2% | Added |
| International Assets Investment Management, LLC | 31,350 | $216.6K | 0.03% | +12,600+67.2% | Added |
| Creative Planning | 30,561 | $211.2K | 0.00% | −27,392−47.3% | Reduced |
| EMC Capital Management | 28,775 | $199.0K | 0.13% | 00.0% | Unchanged |
| Wells Fargo & Company | 28,364 | $196.0K | 0.00% | −864−3.0% | Reduced |
| Evergreen Capital Management LLC | 26,773 | $186.9K | 0.01% | +753+2.9% | Added |
| Dynamic Technology Lab Private Ltd | 25,581 | $177.0K | 0.02% | +14,392+128.6% | Added |
| RKL Wealth Management LLC | 25,000 | $172.8K | 0.02% | +25,000 | New |
| Y-Intercept (Hong Kong) Ltd | 24,911 | $172.1K | 0.02% | +9,905+66.0% | Added |
| Cresset Asset Management, LLC | 24,524 | $171.2K | 0.00% | +625+2.6% | Added |
| Aquatic Capital Management LLC | 24,700 | $171.0K | 0.00% | +17,100+225.0% | Added |
| Grimes & Company, Inc. | 24,380 | $168.5K | 0.01% | +24,380 | New |
| Origin Asset Management LLP | 23,950 | $165.5K | 0.04% | −4,300−15.2% | Reduced |
| Verition Fund Management LLC | 22,800 | $157.5K | 0.00% | +22,800 | New |
| UBS Group AG | 22,411 | $154.9K | 0.00% | −18,403−45.1% | Reduced |
| Quadrature Capital Ltd | 22,147 | $152.9K | 0.00% | −979−4.2% | Reduced |
| Beaumont Financial Advisors, LLC | 20,843 | $144.0K | 0.01% | +1,091+5.5% | Added |
| Regions Financial Corp | 20,000 | $138.2K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $138.2K | 0.03% | 00.0% | Unchanged |
| Quantbot Technologies LP | 19,012 | $131.4K | 0.01% | +15,892+509.4% | Added |
| JPMorgan Chase & Co | 17,815 | $123.1K | 0.00% | +3,563+25.0% | Added |
| Sunbelt Securities, Inc. | 17,619 | $121.7K | 0.02% | +178+1.0% | Added |
| Northern Trust Corp | 17,048 | $117.8K | 0.00% | −7,684−31.1% | Reduced |
| Bank of America Corp | 15,666 | $108.3K | 0.00% | +329+2.1% | Added |
| Pacific Capital Wealth Advisors, Inc | 7,575 | $105.4K | 0.03% | +7,575 | New |
| Essex Financial Services, Inc. | 14,600 | $100.9K | 0.01% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 14,556 | $100.6K | 0.02% | +14,556 | New |
| GWM Advisors LLC | 13,773 | $97.7K | 0.00% | +13,773 | New |
| Jane Street Group, LLC | 14,024 | $96.9K | 0.00% | −1,297−8.5% | Reduced |
| Baird Financial Group, Inc. | 13,725 | $94.8K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 13,049 | $90.2K | 0.02% | +13,049 | New |
| Parallel Advisors, LLC | 12,519 | $86.5K | 0.00% | +2,087+20.0% | Added |
| Cubic Asset Management, LLC | 10,975 | $75.8K | 0.02% | −8,400−43.4% | Reduced |
| NinePointTwo Capital | 10,107 | $69.0K | 0.03% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 9,689 | $67.0K | 0.03% | +9,689 | New |
| Northwestern Mutual Wealth Management Co | 9,390 | $64.9K | 0.00% | +2,115+29.1% | Added |
| Royal Bank of Canada | 9,315 | $64.0K | 0.00% | +165+1.8% | Added |
| Advisory Services Network, LLC | 5,813 | $40.2K | 0.00% | +5,813 | New |
| Quadrant Capital Group LLC | 4,854 | $33.5K | 0.00% | +1,255+34.9% | Added |
| Cedar Wealth Management, LLC | 3,940 | $27.2K | 0.01% | 00.0% | Unchanged |