Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- +2 vs. Q2 2024
- Shares held
- 14.5M
- −2.28M (−13.6%) vs. Q2 2024
- Total value
- $99.8M
- −$26.7M (−21.1%) vs. Q2 2024
- New holders
- 15
- 35 more added
- Sold out
- 13
- 39 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LSV Asset Management | 1,984,963 | $13.9M | 0.03% | −102,900−4.9% | Reduced |
| Invesco Ltd. | 1,836,639 | $12.8M | 0.00% | +251,516+15.9% | Added |
| Two Sigma Advisers, LP | 1,191,718 | $8.33M | 0.02% | +81,400+7.3% | Added |
| Two Sigma Investments, LP | 735,952 | $5.14M | 0.01% | −459−0.1% | Reduced |
| Advisors Asset Management, Inc. | 643,387 | $4.50M | 0.08% | +40,487+6.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 638,551 | $4.46M | 0.21% | −23,382−3.5% | Reduced |
| Legal & General Group Plc | 471,773 | $3.30M | 0.00% | −56,845−10.8% | Reduced |
| Morgan Stanley | 461,969 | $3.23M | 0.00% | +36,900+8.7% | Added |
| BlackRock, Inc. | 376,843 | $2.63M | 0.00% | +376,843 | New |
| Ares Management LLC | 367,039 | $2.57M | 0.07% | −2,290,606−86.2% | Reduced |
| Truvestments Capital LLC | 361,893 | $2.53M | 0.68% | +50,907+16.4% | Added |
| Confluence Investment Management LLC | 302,530 | $2.11M | 0.03% | +2,563+0.9% | Added |
| NewEdge Wealth, LLC | 283,319 | $1.98M | 0.04% | +12,832+4.7% | Added |
| Lido Advisors, LLC | 246,312 | $1.72M | 0.01% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 240,200 | $1.68M | 0.34% | +3,744+1.6% | Added |
| Rockefeller Capital Management L.P. | 195,676 | $1.37M | 0.00% | 00.0% | Unchanged |
| Condor Capital Management | 186,439 | $1.30M | 0.12% | −332,738−64.1% | Reduced |
| Alberta Investment Management Corp | 163,000 | $1.14M | 0.01% | 00.0% | Unchanged |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.06M | 0.10% | 00.0% | Unchanged |
| Advisors Capital Management, LLC | 147,440 | $1.03M | 0.02% | −5,724−3.7% | Reduced |
| Trexquant Investment LP | 143,336 | $1.00M | 0.01% | +68,029+90.3% | Added |
| Qube Research & Technologies Ltd | 131,429 | $918.7K | 0.00% | −50,392−27.7% | Reduced |
| Commonwealth Equity Services, LLC | 129,746 | $907.0K | 0.00% | +82,882+176.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 118,001 | $825.0K | 0.01% | +1,321+1.1% | Added |
| Janney Montgomery Scott LLC | 116,783 | $816.0K | 0.00% | +114+0.1% | Added |
| Cornerstone Wealth Management, LLC | 115,781 | $809.3K | 0.06% | −1,954−1.7% | Reduced |
| Denali Advisors LLC | 114,333 | $799.2K | 0.09% | +114,333 | New |
| Virtus ETF Advisers LLC | 112,714 | $787.9K | 0.37% | −8,966−7.4% | Reduced |
| Garner Asset Management Corp | 104,326 | $729.0K | 0.34% | −2,288−2.1% | Reduced |
| Advisor Group Holdings, Inc. | 84,011 | $587.2K | 0.00% | −18,327−17.9% | Reduced |
| Bank of America Corp | 80,151 | $560.3K | 0.00% | +60,066+299.1% | Added |
| Cresset Asset Management, LLC | 78,791 | $557.1K | 0.00% | −280.0% | Reduced |
| Raymond James & Associates | 75,697 | $529.1K | 0.00% | −317−0.4% | Reduced |
| Abbot Financial Management, Inc. | 74,497 | $520.7K | 0.26% | +50.0% | Added |
| Credit Agricole S A | 70,748 | $494.5K | 0.00% | +70,748 | New |
| SMH Capital Advisors Inc | 68,210 | $476.8K | 1.47% | −35,183−34.0% | Reduced |
| Catalyst Capital Advisors LLC | 68,210 | $476.8K | 0.01% | −30,921−31.2% | Reduced |
| Envestnet Asset Management Inc | 68,003 | $475.3K | 0.00% | −39,775−36.9% | Reduced |
| Cetera Investment Advisers | 63,223 | $441.9K | 0.00% | −40,507−39.1% | Reduced |
| Great West Life Assurance Co | 57,773 | $404.0K | 0.00% | −4,994−8.0% | Reduced |
| Founders Financial Alliance, LLC | 54,290 | $379.5K | 0.11% | +7,031+14.9% | Added |
| HighTower Advisors, LLC | 52,829 | $369.0K | 0.00% | −193−0.4% | Reduced |
| Caxton Associates LP | 48,210 | $337.0K | 0.02% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 47,129 | $330.8K | 0.00% | −2,284−4.6% | Reduced |
| Sterneck Capital Management, LLC | 47,162 | $329.7K | 0.18% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 47,100 | $329.2K | 0.10% | −1,000−2.1% | Reduced |
| Kovack Advisors, Inc. | 45,350 | $317.0K | 0.03% | +2,000+4.6% | Added |
| Stifel Financial Corp | 45,099 | $315.2K | 0.00% | −103,693−69.7% | Reduced |
| Gries Financial LLC | 43,935 | $307.1K | 0.06% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 43,421 | $304.0K | 0.00% | +740+1.7% | Added |
| Global Retirement Partners, LLC | 41,351 | $289.0K | 0.01% | −1,677−3.9% | Reduced |
| Essex Financial Services, Inc. | 40,696 | $284.9K | 0.02% | +26,096+178.7% | Added |
| Northern Trust Corp | 40,518 | $283.2K | 0.00% | +26,698+193.2% | Added |
| EMC Capital Management | 20,068 | $283.0K | 0.23% | −11,721−36.9% | Reduced |
| Arkadios Wealth Advisors | 40,057 | $280.0K | 0.02% | −878−2.1% | Reduced |
| Close Asset Management Ltd | 38,800 | $271.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 34,859 | $243.7K | 0.00% | +8,019+29.9% | Added |
| Signaturefd, LLC | 34,700 | $242.6K | 0.00% | −110−0.3% | Reduced |
| Creative Planning | 33,645 | $235.2K | 0.00% | +1,269+3.9% | Added |
| Royal Bank of Canada | 33,725 | $235.0K | 0.00% | +400+1.2% | Added |
| Foundations Investment Advisors, LLC | 32,438 | $226.7K | 0.00% | +416+1.3% | Added |
| TrueMark Investments, LLC | 31,257 | $218.5K | 0.07% | +31,257 | New |
| LPL Financial LLC | 28,748 | $200.9K | 0.00% | −4,896−14.6% | Reduced |
| Evergreen Capital Management LLC | 26,773 | $189.3K | 0.01% | −204−0.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 26,472 | $185.0K | 0.00% | +397+1.5% | Added |
| UBS Group AG | 25,075 | $175.3K | 0.00% | −15,832−38.7% | Reduced |
| Paloma Partners Management Co | 24,733 | $172.9K | 0.01% | +24,733 | New |
| Origin Asset Management LLP | 24,022 | $167.9K | 0.08% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 22,849 | $159.7K | 0.01% | +736+3.3% | Added |
| Congress Wealth Management LLC | 21,950 | $153.4K | 0.00% | +21,950 | New |
| Two Sigma Securities, LLC | 20,717 | $144.8K | 0.01% | +20,717 | New |
| Regions Financial Corp | 20,000 | $139.8K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $139.8K | 0.03% | 00.0% | Unchanged |
| Quantbot Technologies LP | 19,076 | $133.3K | 0.01% | +19,076 | New |
| Susquehanna International Group, LLP | 18,364 | $128.4K | 0.00% | +6,165+50.5% | Added |
| Sunbelt Securities, Inc. | 17,446 | $121.9K | 0.01% | +120+0.7% | Added |
| Catalina Capital Group, LLC | 17,150 | $119.9K | 0.04% | +89+0.5% | Added |
| JPMorgan Chase & Co | 15,548 | $108.7K | 0.00% | −17,185−52.5% | Reduced |
| Brookstone Capital Management | 14,354 | $100.3K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 14,291 | $99.9K | 0.00% | −29,804−67.6% | Reduced |
| Baird Financial Group, Inc. | 13,725 | $95.9K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 12,964 | $90.6K | 0.00% | +44+0.3% | Added |
| Parallel Advisors, LLC | 11,734 | $82.0K | 0.00% | −41−0.3% | Reduced |
| Goldman Sachs Group Inc | 11,248 | $78.6K | 0.00% | −19,596−63.5% | Reduced |
| Squarepoint Ops LLC | 11,036 | $77.1K | 0.00% | +11,036 | New |
| Verition Fund Management LLC | 10,600 | $74.1K | 0.00% | +10,600 | New |
| CIBC Private Wealth Group, LLC | 9,598 | $67.1K | 0.00% | +2,998+45.4% | Added |
| Northwestern Mutual Wealth Management Co | 7,275 | $50.9K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 5,873 | $41.1K | 0.00% | −1,679−22.2% | Reduced |
| Cedar Wealth Management, LLC | 3,940 | $27.5K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,635 | $18.4K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,573 | $18.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $13.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,000 | $13.0K | 0.01% | +2,000 | New |
| EverSource Wealth Advisors, LLC | 1,842 | $12.9K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 1,793 | $12.5K | 0.00% | +1,793 | New |
| Raleigh Capital Management Inc. | 1,725 | $12.1K | 0.00% | +425+32.7% | Added |
| Spire Wealth Management | 1,022 | $7.15K | 0.00% | −178−14.8% | Reduced |
| Ridgewood Investments LLC | 1,000 | $6.99K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 857 | $5.99K | 0.00% | 00.0% | Unchanged |