Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Pennantpark Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- −2 vs. Q4 2022
- Shares held
- 21.9M
- −1.27M (−5.5%) vs. Q4 2022
- Total value
- $115.9M
- −$17.6M (−13.2%) vs. Q4 2022
- New holders
- 13
- 47 more added
- Sold out
- 15
- 25 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,708,166 | $24.9M | 1.37% | −134,944−2.8% | Reduced |
| Callodine Capital Management, LP | 1,875,000 | $9.90M | 2.92% | 00.0% | Unchanged |
| Invesco Ltd. | 1,826,286 | $9.64M | 0.00% | +267,888+17.2% | Added |
| LSV Asset Management | 1,680,603 | $8.87M | 0.02% | −58,100−3.3% | Reduced |
| Almitas Capital LLC | 1,236,092 | $6.53M | 3.12% | −1,202,276−49.3% | Reduced |
| Relative Value Partners Group, LLC | 1,059,861 | $5.60M | 0.38% | +5,394+0.5% | Added |
| Confluence Investment Management LLC | 693,856 | $3.66M | 0.05% | −27,390−3.8% | Reduced |
| Morgan Stanley | 626,303 | $3.31M | 0.00% | +33,404+5.6% | Added |
| Advisors Asset Management, Inc. | 623,784 | $3.29M | 0.07% | +37,443+6.4% | Added |
| Millennium Management LLC | 561,560 | $2.96M | 0.00% | −250,697−30.9% | Reduced |
| Legal & General Group Plc | 455,320 | $2.41M | 0.00% | +23,493+5.4% | Added |
| BlackRock Inc. | 386,920 | $2.04M | 0.00% | −99,187−20.4% | Reduced |
| Two Sigma Advisers, LP | 380,318 | $2.01M | 0.01% | +8,800+2.4% | Added |
| First Republic Investment Management, Inc. | 363,478 | $1.92M | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 304,311 | $1.61M | 0.00% | +77,110+33.9% | Added |
| Golden Green, Inc. | 249,686 | $1.32M | 1.55% | +237,376+1,928.3% | Added |
| Advisors Capital Management, LLC | 239,637 | $1.26M | 0.03% | −7,240−2.9% | Reduced |
| Two Sigma Investments, LP | 213,482 | $1.13M | 0.00% | −172,699−44.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 205,807 | $1.09M | 0.00% | −36,600−15.1% | Reduced |
| Muzinich & Co., Inc. | 205,807 | $1.09M | 0.94% | −36,600−15.1% | Reduced |
| Raymond James & Associates | 203,192 | $1.07M | 0.00% | −3,034−1.5% | Reduced |
| Condor Capital Management | 186,639 | $985.5K | 0.12% | +4,936+2.7% | Added |
| Legacy Capital Wealth Partners, LLC | 183,245 | $967.5K | 0.26% | +17,949+10.9% | Added |
| Claybrook Capital, LLC | 182,182 | $961.9K | 0.54% | +44,100+31.9% | Added |
| Alberta Investment Management Corp | 163,000 | $860.6K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 158,950 | $839.3K | 0.00% | +2,660+1.7% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $802.7K | 0.09% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 148,051 | $781.7K | 0.00% | +148,051 | New |
| McKinley Capital Management LLC /Delaware | 129,943 | $686.1K | 0.09% | −155,487−54.5% | Reduced |
| D. E. Shaw & Co., Inc. | 127,617 | $673.8K | 0.00% | +78,440+159.5% | Added |
| Garner Asset Management Corp | 126,804 | $670.0K | 0.32% | +908+0.7% | Added |
| Janney Montgomery Scott LLC | 111,248 | $587.0K | 0.00% | +903+0.8% | Added |
| Mackenzie Financial Corp | 108,489 | $572.8K | 0.00% | +31,214+40.4% | Added |
| Sterneck Capital Management, LLC | 107,997 | $570.2K | 0.36% | +25,550+31.0% | Added |
| Advisor Group Holdings, Inc. | 106,532 | $562.5K | 0.00% | +15,564+17.1% | Added |
| Catalyst Capital Advisors LLC | 99,131 | $523.4K | 0.02% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 93,976 | $498.0K | 0.00% | −66−0.1% | Reduced |
| Abbot Financial Management, Inc. | 88,973 | $469.8K | 0.32% | +30.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 86,997 | $459.0K | 0.00% | +7,860+9.9% | Added |
| Stockman Wealth Management, Inc. | 77,650 | $410.0K | 0.09% | −6,165−7.4% | Reduced |
| Cornerstone Wealth Management, LLC | 76,290 | $402.8K | 0.04% | +76,290 | New |
| Wedbush Securities Inc | 71,785 | $379.0K | 0.02% | +28,300+65.1% | Added |
| Envestnet Asset Management Inc | 65,874 | $347.8K | 0.00% | +26,005+65.2% | Added |
| Cetera Investment Advisers | 65,570 | $346.2K | 0.00% | +25,356+63.1% | Added |
| LPL Financial LLC | 61,150 | $322.9K | 0.00% | +21,365+53.7% | Added |
| Great West Life Assurance Co | 58,482 | $310.0K | 0.00% | −15,969−21.4% | Reduced |
| Meridian Investment Counsel Inc. | 56,500 | $298.3K | 0.11% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 44,239 | $233.6K | 0.03% | +364+0.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 44,015 | $232.0K | 0.01% | −978−2.2% | Reduced |
| Gries Financial LLC | 43,935 | $232.0K | 0.07% | −24,850−36.1% | Reduced |
| XTX Topco Ltd | 36,868 | $194.7K | 0.04% | −19,770−34.9% | Reduced |
| Boothbay Fund Management, LLC | 36,353 | $191.9K | 0.01% | +14,121+63.5% | Added |
| Infrastructure Capital Advisors, LLC | 35,767 | $188.8K | 0.04% | +14,000+64.3% | Added |
| UBS Group AG | 35,534 | $187.6K | 0.00% | +13,692+62.7% | Added |
| Bulldog Investors, LLP | 34,965 | $184.6K | 0.06% | +34,965 | New |
| Atria Wealth Solutions, Inc. | 34,162 | $180.4K | 0.00% | −1,088−3.1% | Reduced |
| Kovack Advisors, Inc. | 34,150 | $180.3K | 0.02% | +5,900+20.9% | Added |
| Commonwealth Equity Services, LLC | 30,660 | $161.0K | 0.00% | +10,495+52.0% | Added |
| United Capital Financial Advisers, LLC | 30,000 | $158.4K | 0.00% | 00.0% | Unchanged |
| EMC Capital Management | 28,775 | $152.0K | 0.13% | 00.0% | Unchanged |
| Signaturefd, LLC | 28,353 | $149.7K | 0.00% | +40+0.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 27,233 | $143.8K | 0.00% | +7,450+37.7% | Added |
| Qube Research & Technologies Ltd | 25,131 | $132.7K | 0.00% | +25,131 | New |
| Wells Fargo & Company | 24,768 | $130.8K | 0.00% | +969+4.1% | Added |
| International Assets Investment Management, LLC | 22,550 | $119.1K | 0.02% | −21,887−49.3% | Reduced |
| HRT Financial LP | 22,684 | $119.0K | 0.00% | −87,774−79.5% | Reduced |
| Caxton Associates LP | 20,920 | $110.5K | 0.02% | +20,920 | New |
| Edge Wealth Management LLC | 20,000 | $105.5K | 0.02% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 18,844 | $103.0K | 0.00% | +296+1.6% | Added |
| Cubic Asset Management, LLC | 19,375 | $102.3K | 0.03% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 19,100 | $100.8K | 0.01% | +19,100 | New |
| Virtus ETF Advisers LLC | 18,143 | $95.8K | 0.05% | −37,970−67.7% | Reduced |
| Trexquant Investment LP | 17,710 | $93.5K | 0.00% | −8,695−32.9% | Reduced |
| Sunbelt Securities, Inc. | 17,229 | $90.1K | 0.01% | +3,500+25.5% | Added |
| Northern Trust Corp | 16,079 | $84.9K | 0.00% | −1,795−10.0% | Reduced |
| Bank of America Corp | 15,084 | $79.6K | 0.00% | +84+0.6% | Added |
| Essex Financial Services, Inc. | 14,600 | $77.1K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 13,725 | $72.5K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 11,529 | $63.0K | 0.00% | +11,529 | New |
| Parallel Advisors, LLC | 11,682 | $61.7K | 0.00% | +1,309+12.6% | Added |
| Quarry LP | 11,437 | $60.4K | 0.03% | +7,162+167.5% | Added |
| BFT Financial Group, LLC | 10,815 | $57.1K | 0.01% | +10,815 | New |
| Regions Financial Corp | 10,803 | $57.0K | 0.00% | +10,803 | New |
| Royal Bank of Canada | 9,150 | $48.0K | 0.00% | −10.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,275 | $38.4K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 5,493 | $29.0K | 0.00% | +69+1.3% | Added |
| Quadrant Capital Group LLC | 5,404 | $28.5K | 0.00% | +5,014+1,285.6% | Added |
| Cedar Wealth Management, LLC | 5,390 | $28.5K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,435 | $23.4K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,822 | $20.0K | 0.00% | +61+1.6% | Added |
| FNY Investment Advisers, LLC | 3,800 | $20.0K | 0.02% | +500+15.2% | Added |
| Close Asset Management Ltd | 3,000 | $16.0K | 0.00% | +3,000 | New |
| Sound Income Strategies, LLC | 2,573 | $13.6K | 0.00% | +1,023+66.0% | Added |
| Tower Research Capital LLC (TRC) | 2,339 | $12.0K | 0.00% | +1,073+84.8% | Added |
| Group One Trading, L.P. | 2,172 | $11.5K | 0.00% | +2,172 | New |
| Webster Bank, N. A. | 2,000 | $10.6K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $9.85K | 0.00% | +366+24.4% | Added |
| EverSource Wealth Advisors, LLC | 1,842 | $9.73K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,313 | $6.35K | 0.00% | +80+6.5% | Added |
| Spire Wealth Management | 1,000 | $5.28K | 0.00% | 00.0% | Unchanged |