Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Pennantpark Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- −2 vs. Q4 2022
- Shares held
- 21.9M
- −1.27M (−5.5%) vs. Q4 2022
- Total value
- $115.9M
- −$17.6M (−13.2%) vs. Q4 2022
- New holders
- 13
- 47 more added
- Sold out
- 15
- 25 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $5 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 160 | $845 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 237 | $1.25K | 0.00% | +7+3.0% | Added |
| Worth Asset Management, LLC | 300 | $1.58K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 321 | $1.70K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 375 | $1.98K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 407 | $2.15K | 0.00% | +407 | New |
| Spire Wealth Management | 1,000 | $5.28K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,000 | $5.28K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 1,000 | $5.28K | 0.00% | +1,000 | New |
| Global Retirement Partners, LLC | 1,313 | $6.35K | 0.00% | +80+6.5% | Added |
| EverSource Wealth Advisors, LLC | 1,842 | $9.73K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $9.85K | 0.00% | +366+24.4% | Added |
| Webster Bank, N. A. | 2,000 | $10.6K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,172 | $11.5K | 0.00% | +2,172 | New |
| Tower Research Capital LLC (TRC) | 2,339 | $12.0K | 0.00% | +1,073+84.8% | Added |
| Sound Income Strategies, LLC | 2,573 | $13.6K | 0.00% | +1,023+66.0% | Added |
| Close Asset Management Ltd | 3,000 | $16.0K | 0.00% | +3,000 | New |
| JPMorgan Chase & Co | 3,822 | $20.0K | 0.00% | +61+1.6% | Added |
| FNY Investment Advisers, LLC | 3,800 | $20.0K | 0.02% | +500+15.2% | Added |
| The PNC Financial Services Group, Inc. | 4,435 | $23.4K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 5,390 | $28.5K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 5,404 | $28.5K | 0.00% | +5,014+1,285.6% | Added |
| Advisory Services Network, LLC | 5,493 | $29.0K | 0.00% | +69+1.3% | Added |
| Northwestern Mutual Wealth Management Co | 7,275 | $38.4K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,150 | $48.0K | 0.00% | −10.0% | Reduced |
| Regions Financial Corp | 10,803 | $57.0K | 0.00% | +10,803 | New |
| BFT Financial Group, LLC | 10,815 | $57.1K | 0.01% | +10,815 | New |
| Quarry LP | 11,437 | $60.4K | 0.03% | +7,162+167.5% | Added |
| Parallel Advisors, LLC | 11,682 | $61.7K | 0.00% | +1,309+12.6% | Added |
| Evergreen Capital Management LLC | 11,529 | $63.0K | 0.00% | +11,529 | New |
| Baird Financial Group, Inc. | 13,725 | $72.5K | 0.00% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 14,600 | $77.1K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 15,084 | $79.6K | 0.00% | +84+0.6% | Added |
| Northern Trust Corp | 16,079 | $84.9K | 0.00% | −1,795−10.0% | Reduced |
| Sunbelt Securities, Inc. | 17,229 | $90.1K | 0.01% | +3,500+25.5% | Added |
| Trexquant Investment LP | 17,710 | $93.5K | 0.00% | −8,695−32.9% | Reduced |
| Virtus ETF Advisers LLC | 18,143 | $95.8K | 0.05% | −37,970−67.7% | Reduced |
| Beaumont Financial Advisors, LLC | 19,100 | $100.8K | 0.01% | +19,100 | New |
| Cubic Asset Management, LLC | 19,375 | $102.3K | 0.03% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 18,844 | $103.0K | 0.00% | +296+1.6% | Added |
| Edge Wealth Management LLC | 20,000 | $105.5K | 0.02% | 00.0% | Unchanged |
| Caxton Associates LP | 20,920 | $110.5K | 0.02% | +20,920 | New |
| HRT Financial LP | 22,684 | $119.0K | 0.00% | −87,774−79.5% | Reduced |
| International Assets Investment Management, LLC | 22,550 | $119.1K | 0.02% | −21,887−49.3% | Reduced |
| Wells Fargo & Company | 24,768 | $130.8K | 0.00% | +969+4.1% | Added |
| Qube Research & Technologies Ltd | 25,131 | $132.7K | 0.00% | +25,131 | New |
| Raymond James Financial Services Advisors, Inc. | 27,233 | $143.8K | 0.00% | +7,450+37.7% | Added |
| Signaturefd, LLC | 28,353 | $149.7K | 0.00% | +40+0.1% | Added |
| EMC Capital Management | 28,775 | $152.0K | 0.13% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 30,000 | $158.4K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 30,660 | $161.0K | 0.00% | +10,495+52.0% | Added |
| Kovack Advisors, Inc. | 34,150 | $180.3K | 0.02% | +5,900+20.9% | Added |
| Atria Wealth Solutions, Inc. | 34,162 | $180.4K | 0.00% | −1,088−3.1% | Reduced |
| Bulldog Investors, LLP | 34,965 | $184.6K | 0.06% | +34,965 | New |
| UBS Group AG | 35,534 | $187.6K | 0.00% | +13,692+62.7% | Added |
| Infrastructure Capital Advisors, LLC | 35,767 | $188.8K | 0.04% | +14,000+64.3% | Added |
| Boothbay Fund Management, LLC | 36,353 | $191.9K | 0.01% | +14,121+63.5% | Added |
| XTX Topco Ltd | 36,868 | $194.7K | 0.04% | −19,770−34.9% | Reduced |
| Gries Financial LLC | 43,935 | $232.0K | 0.07% | −24,850−36.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 44,015 | $232.0K | 0.01% | −978−2.2% | Reduced |
| Arkadios Wealth Advisors | 44,239 | $233.6K | 0.03% | +364+0.8% | Added |
| Meridian Investment Counsel Inc. | 56,500 | $298.3K | 0.11% | 00.0% | Unchanged |
| Great West Life Assurance Co | 58,482 | $310.0K | 0.00% | −15,969−21.4% | Reduced |
| LPL Financial LLC | 61,150 | $322.9K | 0.00% | +21,365+53.7% | Added |
| Cetera Investment Advisers | 65,570 | $346.2K | 0.00% | +25,356+63.1% | Added |
| Envestnet Asset Management Inc | 65,874 | $347.8K | 0.00% | +26,005+65.2% | Added |
| Wedbush Securities Inc | 71,785 | $379.0K | 0.02% | +28,300+65.1% | Added |
| Cornerstone Wealth Management, LLC | 76,290 | $402.8K | 0.04% | +76,290 | New |
| Stockman Wealth Management, Inc. | 77,650 | $410.0K | 0.09% | −6,165−7.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 86,997 | $459.0K | 0.00% | +7,860+9.9% | Added |
| Abbot Financial Management, Inc. | 88,973 | $469.8K | 0.32% | +30.0% | Added |
| HighTower Advisors, LLC | 93,976 | $498.0K | 0.00% | −66−0.1% | Reduced |
| Catalyst Capital Advisors LLC | 99,131 | $523.4K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 106,532 | $562.5K | 0.00% | +15,564+17.1% | Added |
| Sterneck Capital Management, LLC | 107,997 | $570.2K | 0.36% | +25,550+31.0% | Added |
| Mackenzie Financial Corp | 108,489 | $572.8K | 0.00% | +31,214+40.4% | Added |
| Janney Montgomery Scott LLC | 111,248 | $587.0K | 0.00% | +903+0.8% | Added |
| Garner Asset Management Corp | 126,804 | $670.0K | 0.32% | +908+0.7% | Added |
| D. E. Shaw & Co., Inc. | 127,617 | $673.8K | 0.00% | +78,440+159.5% | Added |
| McKinley Capital Management LLC /Delaware | 129,943 | $686.1K | 0.09% | −155,487−54.5% | Reduced |
| Goldman Sachs Group Inc | 148,051 | $781.7K | 0.00% | +148,051 | New |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $802.7K | 0.09% | 00.0% | Unchanged |
| Stifel Financial Corp | 158,950 | $839.3K | 0.00% | +2,660+1.7% | Added |
| Alberta Investment Management Corp | 163,000 | $860.6K | 0.01% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 182,182 | $961.9K | 0.54% | +44,100+31.9% | Added |
| Legacy Capital Wealth Partners, LLC | 183,245 | $967.5K | 0.26% | +17,949+10.9% | Added |
| Condor Capital Management | 186,639 | $985.5K | 0.12% | +4,936+2.7% | Added |
| Raymond James & Associates | 203,192 | $1.07M | 0.00% | −3,034−1.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 205,807 | $1.09M | 0.00% | −36,600−15.1% | Reduced |
| Muzinich & Co., Inc. | 205,807 | $1.09M | 0.94% | −36,600−15.1% | Reduced |
| Two Sigma Investments, LP | 213,482 | $1.13M | 0.00% | −172,699−44.7% | Reduced |
| Advisors Capital Management, LLC | 239,637 | $1.26M | 0.03% | −7,240−2.9% | Reduced |
| Golden Green, Inc. | 249,686 | $1.32M | 1.55% | +237,376+1,928.3% | Added |
| Citadel Advisors LLC | 304,311 | $1.61M | 0.00% | +77,110+33.9% | Added |
| First Republic Investment Management, Inc. | 363,478 | $1.92M | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 380,318 | $2.01M | 0.01% | +8,800+2.4% | Added |
| BlackRock Inc. | 386,920 | $2.04M | 0.00% | −99,187−20.4% | Reduced |
| Legal & General Group Plc | 455,320 | $2.41M | 0.00% | +23,493+5.4% | Added |