Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- +3 vs. Q2 2025
- Shares held
- 12.6M
- −404.1K (−3.1%) vs. Q2 2025
- Total value
- $84.5M
- −$4.55M (−5.1%) vs. Q2 2025
- New holders
- 17
- 35 more added
- Sold out
- 14
- 30 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Invesco Ltd. | 1,836,639 | $12.3M | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 1,608,160 | $10.8M | 0.02% | −174,200−9.8% | Reduced |
| Two Sigma Advisers, LP | 1,199,518 | $8.05M | 0.02% | −76,700−6.0% | Reduced |
| Two Sigma Investments, LP | 881,536 | $5.92M | 0.01% | −46,635−5.0% | Reduced |
| BlackRock, Inc. | 618,631 | $4.15M | 0.00% | +118,241+23.6% | Added |
| Advisors Asset Management, Inc. | 550,480 | $3.69M | 0.06% | +23,726+4.5% | Added |
| Truvestments Capital LLC | 523,293 | $3.51M | 0.63% | −71,707−12.1% | Reduced |
| Morgan Stanley | 452,212 | $3.03M | 0.00% | −25,755−5.4% | Reduced |
| Legal & General Group Plc | 403,079 | $2.71M | 0.00% | −27,737−6.4% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 348,800 | $2.34M | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 310,405 | $2.08M | 0.08% | −152,304−32.9% | Reduced |
| NewEdge Wealth, LLC | 255,488 | $1.66M | 0.02% | +890.0% | Added |
| Lido Advisors, LLC | 246,312 | $1.65M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 209,725 | $1.41M | 0.00% | +55,331+35.8% | Added |
| Rockefeller Capital Management L.P. | 197,176 | $1.32M | 0.00% | +1,500+0.8% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.02M | 0.08% | 00.0% | Unchanged |
| GatePass Capital, LLC | 139,550 | $936.4K | 0.54% | −800−0.6% | Reduced |
| Virtus Investment Advisers, Inc. | 139,118 | $933.5K | 0.27% | −8,178−5.6% | Reduced |
| Janney Montgomery Scott LLC | 130,731 | $877.0K | 0.00% | −1,787−1.3% | Reduced |
| Marshall Wace, LLP | 112,810 | $757.0K | 0.00% | +112,810 | New |
| Sunbelt Securities, Inc. | 104,245 | $699.5K | 0.05% | +86,668+493.1% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 89,022 | $597.0K | 0.01% | 00.0% | Unchanged |
| Garner Asset Management Corp | 88,537 | $594.1K | 0.24% | +9,419+11.9% | Added |
| Bank of America Corp | 88,058 | $590.9K | 0.00% | −5,927−6.3% | Reduced |
| Great West Life Assurance Co | 82,785 | $554.0K | 0.00% | +15,100+22.3% | Added |
| Advisors Capital Management, LLC | 81,698 | $548.2K | 0.01% | −1,478−1.8% | Reduced |
| Denali Advisors LLC | 78,837 | $529.0K | 0.06% | −27,938−26.2% | Reduced |
| Advisor Group Holdings, Inc. | 69,775 | $499.6K | 0.00% | −5,271−7.0% | Reduced |
| Abbot Financial Management, Inc. | 73,317 | $492.0K | 0.21% | −1,194−1.6% | Reduced |
| Kovack Advisors, Inc. | 71,750 | $481.4K | 0.05% | +3,900+5.7% | Added |
| Raymond James Financial Inc | 69,669 | $467.5K | 0.00% | −20,856−23.0% | Reduced |
| Sterneck Capital Management, LLC | 67,827 | $455.1K | 0.21% | −5,067−7.0% | Reduced |
| LPL Financial LLC | 66,793 | $448.2K | 0.00% | +15,481+30.2% | Added |
| Founders Financial Alliance, LLC | 65,629 | $440.4K | 0.08% | +3,502+5.6% | Added |
| Brevan Howard Capital Management LP | 64,778 | $434.7K | 0.01% | +25,431+64.6% | Added |
| Northern Trust Corp | 50,062 | $335.9K | 0.00% | +3,858+8.3% | Added |
| Commonwealth Equity Services, LLC | 46,658 | $313.0K | 0.00% | +1,596+3.5% | Added |
| Evergreen Capital Management LLC | 46,326 | $310.8K | 0.01% | +25,159+118.9% | Added |
| Gries Financial LLC | 43,935 | $294.8K | 0.05% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 42,053 | $282.2K | 0.00% | +22,905+119.6% | Added |
| Caxton Associates LLP | 41,606 | $279.2K | 0.01% | −6,604−13.7% | Reduced |
| Essex Financial Services, Inc. | 40,696 | $273.1K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 38,773 | $260.2K | 0.00% | +1,234+3.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,508 | $258.0K | 0.00% | +614+1.6% | Added |
| Trexquant Investment LP | 37,581 | $252.2K | 0.00% | +37,581 | New |
| Creative Planning | 34,286 | $230.1K | 0.00% | +917+2.7% | Added |
| Arkadios Wealth Advisors | 30,061 | $201.7K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 28,450 | $194.6K | 0.02% | −2,900−9.3% | Reduced |
| Ethos Financial Group, LLC | 28,212 | $189.3K | 0.01% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 27,495 | $184.5K | 0.00% | +2,872+11.7% | Added |
| Foundations Investment Advisors, LLC | 27,066 | $181.6K | 0.00% | −2,399−8.1% | Reduced |
| Beaumont Financial Advisors, LLC | 26,526 | $178.0K | 0.01% | +1,183+4.7% | Added |
| Close Asset Management Ltd | 24,150 | $162.0K | 0.00% | +350+1.5% | Added |
| Wells Fargo & Company | 24,084 | $161.6K | 0.00% | −23,830−49.7% | Reduced |
| HighTower Advisors, LLC | 23,421 | $157.2K | 0.00% | +48+0.2% | Added |
| Royal Bank of Canada | 22,847 | $153.0K | 0.00% | −42,361−65.0% | Reduced |
| D. E. Shaw & Co., Inc. | 20,314 | $136.3K | 0.00% | +20,314 | New |
| Aquatic Capital Management LLC | 20,241 | $135.8K | 0.00% | −4,375−17.8% | Reduced |
| Crawford Investment Counsel Inc | 20,090 | $134.8K | 0.00% | +20,090 | New |
| Regions Financial Corp | 20,000 | $134.2K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $134.2K | 0.02% | 00.0% | Unchanged |
| LaSalle St. Investment Advisors, LLC | 19,559 | $131.0K | 0.02% | 00.0% | Unchanged |
| Quantbot Technologies LP | 19,219 | $129.0K | 0.00% | −10−0.1% | Reduced |
| Cresset Asset Management, LLC | 18,616 | $124.9K | 0.00% | +669+3.7% | Added |
| Sage Investment Counsel LLC | 17,000 | $114.1K | 0.13% | 00.0% | Unchanged |
| Integrity Alliance, LLC. | 15,133 | $101.5K | 0.00% | +3,198+26.8% | Added |
| Meridian Investment Counsel Inc. | 14,200 | $95.3K | 0.02% | −31,000−68.6% | Reduced |
| Baird Financial Group, Inc. | 13,725 | $92.1K | 0.00% | 00.0% | Unchanged |
| Brookstone Capital Management | 13,453 | $90.3K | 0.00% | +3,038+29.2% | Added |
| EMC Capital Management | 13,321 | $89.0K | 0.04% | 00.0% | Unchanged |
| Mariner, LLC | 13,133 | $88.1K | 0.00% | +503+4.0% | Added |
| Disciplined Investments, LLC | 12,000 | $80.5K | 0.03% | +12,000 | New |
| Verition Fund Management LLC | 11,689 | $78.4K | 0.00% | −14,086−54.6% | Reduced |
| Stifel Financial Corp | 11,640 | $78.1K | 0.00% | −7,068−37.8% | Reduced |
| Parallel Advisors, LLC | 11,200 | $75.2K | 0.00% | +10.0% | Added |
| Cetera Investment Advisers | 10,129 | $68.0K | 0.00% | +10,129 | New |
| Allworth Financial LP | 9,326 | $62.6K | 0.00% | +72+0.8% | Added |
| Dunhill Financial, LLC | 7,927 | $53.2K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,275 | $48.8K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 6,834 | $45.9K | 0.00% | −449−6.2% | Reduced |
| CIBC Private Wealth Group, LLC | 6,600 | $44.3K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 5,713 | $38.3K | 0.00% | +5,713 | New |
| BNP Paribas Arbitrage, SA | 4,788 | $32.1K | 0.00% | +4,788 | New |
| Cedar Wealth Management, LLC | 3,940 | $26.4K | 0.01% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 3,838 | $25.8K | 0.00% | +143+3.9% | Added |
| Quadrant Capital Group LLC | 3,516 | $23.6K | 0.00% | +3,516 | New |
| Pin Oak Investment Advisors Inc | 2,762 | $18.5K | 0.01% | +2,762 | New |
| State of Alaska, Department of Revenue | 2,695 | $18.0K | 0.00% | +2,695 | New |
| Sound Income Strategies, LLC | 2,573 | $16.4K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $12.5K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,775 | $11.9K | 0.00% | −860−32.6% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 1,637 | $11.0K | 0.00% | +1,637 | New |
| Principal Securities, Inc. | 1,500 | $10.1K | 0.00% | +1,000+200.0% | Added |
| Rossby Financial, LCC | 1,500 | $9.87K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,439 | $9.66K | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 698 | $4.68K | 0.00% | +698 | New |
| Ameritas Advisory Services, LLC | 585 | $3.92K | 0.00% | +27+4.8% | Added |
| Fortis Group Advisors, LLC | 523 | $3.51K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 500 | $3.00K | 0.00% | +500 | New |
| Key Financial Inc | 375 | $2.47K | 0.00% | 00.0% | Unchanged |