Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- +3 vs. Q2 2025
- Shares held
- 12.6M
- −404.1K (−3.1%) vs. Q2 2025
- Total value
- $84.5M
- −$4.55M (−5.1%) vs. Q2 2025
- New holders
- 17
- 35 more added
- Sold out
- 14
- 30 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $7 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 1 | $7 | 0.00% | +1 | New |
| Caitong International Asset Management Co., Ltd | 5 | $34 | 0.00% | −829−99.4% | Reduced |
| US Bancorp | 40 | $268 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 61 | $409 | 0.00% | +61 | New |
| Wealthspire Advisors, LLC | 100 | $671 | 0.00% | +100 | New |
| Roble, Belko & Company, Inc | 130 | $1.00K | 0.00% | +6+4.8% | Added |
| Harbour Investments, Inc. | 160 | $1.07K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 200 | $1.34K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 340 | $2.28K | 0.00% | +15+4.6% | Added |
| West Financial Advisors, LLC | 367 | $2.46K | 0.00% | +17+4.9% | Added |
| Key Financial Inc | 375 | $2.47K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 500 | $3.00K | 0.00% | +500 | New |
| Fortis Group Advisors, LLC | 523 | $3.51K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 585 | $3.92K | 0.00% | +27+4.8% | Added |
| TD Private Client Wealth LLC | 698 | $4.68K | 0.00% | +698 | New |
| Citigroup Inc | 1,439 | $9.66K | 0.00% | 00.0% | Unchanged |
| Rossby Financial, LCC | 1,500 | $9.87K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 1,500 | $10.1K | 0.00% | +1,000+200.0% | Added |
| Pension & Wealth Management Advisors, Inc. | 1,637 | $11.0K | 0.00% | +1,637 | New |
| The PNC Financial Services Group, Inc. | 1,775 | $11.9K | 0.00% | −860−32.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,865 | $12.5K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,573 | $16.4K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 2,695 | $18.0K | 0.00% | +2,695 | New |
| Pin Oak Investment Advisors Inc | 2,762 | $18.5K | 0.01% | +2,762 | New |
| Quadrant Capital Group LLC | 3,516 | $23.6K | 0.00% | +3,516 | New |
| EverSource Wealth Advisors, LLC | 3,838 | $25.8K | 0.00% | +143+3.9% | Added |
| Cedar Wealth Management, LLC | 3,940 | $26.4K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 4,788 | $32.1K | 0.00% | +4,788 | New |
| Advisory Services Network, LLC | 5,713 | $38.3K | 0.00% | +5,713 | New |
| CIBC Private Wealth Group, LLC | 6,600 | $44.3K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 6,834 | $45.9K | 0.00% | −449−6.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,275 | $48.8K | 0.00% | 00.0% | Unchanged |
| Dunhill Financial, LLC | 7,927 | $53.2K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 9,326 | $62.6K | 0.00% | +72+0.8% | Added |
| Cetera Investment Advisers | 10,129 | $68.0K | 0.00% | +10,129 | New |
| Parallel Advisors, LLC | 11,200 | $75.2K | 0.00% | +10.0% | Added |
| Stifel Financial Corp | 11,640 | $78.1K | 0.00% | −7,068−37.8% | Reduced |
| Verition Fund Management LLC | 11,689 | $78.4K | 0.00% | −14,086−54.6% | Reduced |
| Disciplined Investments, LLC | 12,000 | $80.5K | 0.03% | +12,000 | New |
| Mariner, LLC | 13,133 | $88.1K | 0.00% | +503+4.0% | Added |
| EMC Capital Management | 13,321 | $89.0K | 0.04% | 00.0% | Unchanged |
| Brookstone Capital Management | 13,453 | $90.3K | 0.00% | +3,038+29.2% | Added |
| Baird Financial Group, Inc. | 13,725 | $92.1K | 0.00% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 14,200 | $95.3K | 0.02% | −31,000−68.6% | Reduced |
| Integrity Alliance, LLC. | 15,133 | $101.5K | 0.00% | +3,198+26.8% | Added |
| Sage Investment Counsel LLC | 17,000 | $114.1K | 0.13% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 18,616 | $124.9K | 0.00% | +669+3.7% | Added |
| Quantbot Technologies LP | 19,219 | $129.0K | 0.00% | −10−0.1% | Reduced |
| LaSalle St. Investment Advisors, LLC | 19,559 | $131.0K | 0.02% | 00.0% | Unchanged |
| Regions Financial Corp | 20,000 | $134.2K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $134.2K | 0.02% | 00.0% | Unchanged |
| Crawford Investment Counsel Inc | 20,090 | $134.8K | 0.00% | +20,090 | New |
| Aquatic Capital Management LLC | 20,241 | $135.8K | 0.00% | −4,375−17.8% | Reduced |
| D. E. Shaw & Co., Inc. | 20,314 | $136.3K | 0.00% | +20,314 | New |
| Royal Bank of Canada | 22,847 | $153.0K | 0.00% | −42,361−65.0% | Reduced |
| HighTower Advisors, LLC | 23,421 | $157.2K | 0.00% | +48+0.2% | Added |
| Wells Fargo & Company | 24,084 | $161.6K | 0.00% | −23,830−49.7% | Reduced |
| Close Asset Management Ltd | 24,150 | $162.0K | 0.00% | +350+1.5% | Added |
| Beaumont Financial Advisors, LLC | 26,526 | $178.0K | 0.01% | +1,183+4.7% | Added |
| Foundations Investment Advisors, LLC | 27,066 | $181.6K | 0.00% | −2,399−8.1% | Reduced |
| Confluence Investment Management LLC | 27,495 | $184.5K | 0.00% | +2,872+11.7% | Added |
| Ethos Financial Group, LLC | 28,212 | $189.3K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 28,450 | $194.6K | 0.02% | −2,900−9.3% | Reduced |
| Arkadios Wealth Advisors | 30,061 | $201.7K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 34,286 | $230.1K | 0.00% | +917+2.7% | Added |
| Trexquant Investment LP | 37,581 | $252.2K | 0.00% | +37,581 | New |
| Cambridge Investment Research Advisors, Inc. | 38,508 | $258.0K | 0.00% | +614+1.6% | Added |
| Signaturefd, LLC | 38,773 | $260.2K | 0.00% | +1,234+3.3% | Added |
| Essex Financial Services, Inc. | 40,696 | $273.1K | 0.02% | 00.0% | Unchanged |
| Caxton Associates LLP | 41,606 | $279.2K | 0.01% | −6,604−13.7% | Reduced |
| Susquehanna International Group, LLP | 42,053 | $282.2K | 0.00% | +22,905+119.6% | Added |
| Gries Financial LLC | 43,935 | $294.8K | 0.05% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 46,326 | $310.8K | 0.01% | +25,159+118.9% | Added |
| Commonwealth Equity Services, LLC | 46,658 | $313.0K | 0.00% | +1,596+3.5% | Added |
| Northern Trust Corp | 50,062 | $335.9K | 0.00% | +3,858+8.3% | Added |
| Brevan Howard Capital Management LP | 64,778 | $434.7K | 0.01% | +25,431+64.6% | Added |
| Founders Financial Alliance, LLC | 65,629 | $440.4K | 0.08% | +3,502+5.6% | Added |
| LPL Financial LLC | 66,793 | $448.2K | 0.00% | +15,481+30.2% | Added |
| Sterneck Capital Management, LLC | 67,827 | $455.1K | 0.21% | −5,067−7.0% | Reduced |
| Raymond James Financial Inc | 69,669 | $467.5K | 0.00% | −20,856−23.0% | Reduced |
| Kovack Advisors, Inc. | 71,750 | $481.4K | 0.05% | +3,900+5.7% | Added |
| Abbot Financial Management, Inc. | 73,317 | $492.0K | 0.21% | −1,194−1.6% | Reduced |
| Advisor Group Holdings, Inc. | 69,775 | $499.6K | 0.00% | −5,271−7.0% | Reduced |
| Denali Advisors LLC | 78,837 | $529.0K | 0.06% | −27,938−26.2% | Reduced |
| Advisors Capital Management, LLC | 81,698 | $548.2K | 0.01% | −1,478−1.8% | Reduced |
| Great West Life Assurance Co | 82,785 | $554.0K | 0.00% | +15,100+22.3% | Added |
| Bank of America Corp | 88,058 | $590.9K | 0.00% | −5,927−6.3% | Reduced |
| Garner Asset Management Corp | 88,537 | $594.1K | 0.24% | +9,419+11.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 89,022 | $597.0K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 104,245 | $699.5K | 0.05% | +86,668+493.1% | Added |
| Marshall Wace, LLP | 112,810 | $757.0K | 0.00% | +112,810 | New |
| Janney Montgomery Scott LLC | 130,731 | $877.0K | 0.00% | −1,787−1.3% | Reduced |
| Virtus Investment Advisers, Inc. | 139,118 | $933.5K | 0.27% | −8,178−5.6% | Reduced |
| GatePass Capital, LLC | 139,550 | $936.4K | 0.54% | −800−0.6% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.02M | 0.08% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 197,176 | $1.32M | 0.00% | +1,500+0.8% | Added |
| UBS Group AG | 209,725 | $1.41M | 0.00% | +55,331+35.8% | Added |
| Lido Advisors, LLC | 246,312 | $1.65M | 0.01% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 255,488 | $1.66M | 0.02% | +890.0% | Added |