Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Pennantpark Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- +5 vs. Q3 2022
- Shares held
- 23.2M
- +894.4K (+4.0%) vs. Q3 2022
- Total value
- $133.5M
- +$11.3M (+9.3%) vs. Q3 2022
- New holders
- 20
- 37 more added
- Sold out
- 15
- 31 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,843,110 | $27.8M | 1.37% | 00.0% | Unchanged |
| Almitas Capital LLC | 2,438,368 | $14.0M | 6.46% | −196,370−7.5% | Reduced |
| Callodine Capital Management, LP | 1,875,000 | $10.8M | 3.25% | +36,320+2.0% | Added |
| LSV Asset Management | 1,738,703 | $10.0M | 0.02% | −32,300−1.8% | Reduced |
| Invesco Ltd. | 1,558,398 | $8.96M | 0.00% | +1,558,398 | New |
| Relative Value Partners Group, LLC | 1,054,467 | $6.06M | 0.43% | +15,290+1.5% | Added |
| Millennium Management LLC | 812,257 | $4.67M | 0.01% | +798,031+5,609.7% | Added |
| Confluence Investment Management LLC | 721,246 | $4.15M | 0.06% | +466+0.1% | Added |
| Morgan Stanley | 592,899 | $3.41M | 0.00% | +19,264+3.4% | Added |
| Advisors Asset Management, Inc. | 586,341 | $3.37M | 0.07% | +134,703+29.8% | Added |
| BlackRock Inc. | 486,107 | $2.80M | 0.00% | +2,292+0.5% | Added |
| Legal & General Group Plc | 431,827 | $2.48M | 0.00% | −1,699−0.4% | Reduced |
| Two Sigma Investments, LP | 386,181 | $2.22M | 0.01% | +98,981+34.5% | Added |
| Two Sigma Advisers, LP | 371,518 | $2.14M | 0.01% | +57,204+18.2% | Added |
| First Republic Investment Management, Inc. | 363,478 | $2.09M | 0.00% | −102,758−22.0% | Reduced |
| McKinley Capital Management LLC /Delaware | 285,430 | $1.64M | 0.22% | −7,060−2.4% | Reduced |
| Advisors Capital Management, LLC | 246,877 | $1.42M | 0.04% | −13,122−5.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 242,407 | $1.39M | 0.00% | −66,025−21.4% | Reduced |
| Muzinich & Co., Inc. | 242,407 | $1.39M | 1.23% | −66,025−21.4% | Reduced |
| Citadel Advisors LLC | 227,201 | $1.31M | 0.00% | +3,499+1.6% | Added |
| Raymond James & Associates | 206,226 | $1.19M | 0.00% | −906−0.4% | Reduced |
| Condor Capital Management | 181,703 | $1.04M | 0.13% | +19,240+11.8% | Added |
| Legacy Capital Wealth Partners, LLC | 165,296 | $950.3K | 0.45% | +24,368+17.3% | Added |
| Alberta Investment Management Corp | 163,000 | $937.3K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 156,290 | $898.7K | 0.00% | +19,850+14.5% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $874.2K | 0.11% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 138,082 | $794.0K | 0.49% | 00.0% | Unchanged |
| Garner Asset Management Corp | 125,896 | $724.0K | 0.36% | +80.0% | Added |
| HRT Financial LP | 110,458 | $635.0K | 0.01% | +58,933+114.4% | Added |
| Janney Montgomery Scott LLC | 110,345 | $634.0K | 0.00% | +1,280+1.2% | Added |
| Neuberger Berman Group LLC | 101,617 | $584.3K | 0.00% | −36,791−26.6% | Reduced |
| Catalyst Capital Advisors LLC | 99,131 | $570.0K | 0.02% | −17,544−15.0% | Reduced |
| HighTower Advisors, LLC | 94,042 | $541.0K | 0.00% | +2,000+2.2% | Added |
| Advisor Group Holdings, Inc. | 90,968 | $523.0K | 0.00% | −1,236−1.3% | Reduced |
| Abbot Financial Management, Inc. | 88,970 | $511.6K | 0.35% | −3,997−4.3% | Reduced |
| Stockman Wealth Management, Inc. | 83,815 | $481.9K | 0.11% | +1,000+1.2% | Added |
| Sterneck Capital Management, LLC | 82,447 | $474.1K | 0.31% | −1,400−1.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 79,137 | $455.0K | 0.00% | +1,250+1.6% | Added |
| Mackenzie Financial Corp | 77,275 | $444.3K | 0.00% | −1,464−1.9% | Reduced |
| Yorktown Management & Research Co Inc | 76,700 | $441.0K | 0.54% | 00.0% | Unchanged |
| Great West Life Assurance Co | 74,451 | $430.0K | 0.00% | +1,376+1.9% | Added |
| Gries Financial LLC | 68,785 | $396.0K | 0.13% | −1,795−2.5% | Reduced |
| XTX Topco Ltd | 56,638 | $325.7K | 0.07% | +37,989+203.7% | Added |
| Meridian Investment Counsel Inc. | 56,500 | $325.0K | 0.13% | −2,100−3.6% | Reduced |
| Virtus ETF Advisers LLC | 56,113 | $322.6K | 0.17% | −10,866−16.2% | Reduced |
| D. E. Shaw & Co., Inc. | 49,177 | $282.8K | 0.00% | +28,274+135.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 44,993 | $259.0K | 0.02% | −56,982−55.9% | Reduced |
| International Assets Investment Management, LLC | 44,437 | $255.5K | 0.03% | +21,887+97.1% | Added |
| Arkadios Wealth Advisors | 43,875 | $252.3K | 0.03% | +334+0.8% | Added |
| Wedbush Securities Inc | 43,485 | $250.0K | 0.01% | +43,485 | New |
| Cetera Investment Advisers | 40,214 | $231.2K | 0.00% | +3,305+9.0% | Added |
| Envestnet Asset Management Inc | 39,869 | $229.2K | 0.00% | +158+0.4% | Added |
| LPL Financial LLC | 39,785 | $228.8K | 0.00% | +6,067+18.0% | Added |
| Eqis Capital Management, Inc. | 37,065 | $213.1K | 0.02% | +5,922+19.0% | Added |
| Atria Wealth Solutions, Inc. | 35,250 | $202.7K | 0.00% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 30,000 | $172.5K | 0.00% | +15,000+100.0% | Added |
| EMC Capital Management | 28,775 | $165.0K | 0.15% | 00.0% | Unchanged |
| Signaturefd, LLC | 28,313 | $162.8K | 0.00% | +205+0.7% | Added |
| Kovack Advisors, Inc. | 28,250 | $162.4K | 0.02% | +750+2.7% | Added |
| Trexquant Investment LP | 26,405 | $151.8K | 0.00% | +26,405 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 25,831 | $148.5K | 0.00% | +25,831 | New |
| Wells Fargo & Company | 23,799 | $136.8K | 0.00% | −2,359−9.0% | Reduced |
| Boothbay Fund Management, LLC | 22,232 | $127.8K | 0.00% | +22,232 | New |
| UBS Group AG | 21,842 | $125.6K | 0.00% | −42,403−66.0% | Reduced |
| Infrastructure Capital Advisors, LLC | 21,767 | $125.2K | 0.02% | −24,208−52.7% | Reduced |
| Jump Financial, LLC | 21,200 | $121.9K | 0.01% | +21,200 | New |
| Commonwealth Equity Services, LLC | 20,165 | $115.0K | 0.00% | +7,174+55.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 19,783 | $113.7K | 0.00% | −81−0.4% | Reduced |
| Edge Wealth Management LLC | 20,000 | $113.1K | 0.03% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 19,375 | $111.4K | 0.03% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 18,548 | $109.7K | 0.00% | +1,288+7.5% | Added |
| Northern Trust Corp | 17,874 | $102.8K | 0.00% | −1,841−9.3% | Reduced |
| Acrisure Capital Management, LLC | 16,376 | $94.2K | 0.10% | +16,376 | New |
| Bank of America Corp | 15,000 | $86.3K | 0.00% | −558−3.6% | Reduced |
| Essex Financial Services, Inc. | 14,600 | $83.0K | 0.01% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 14,014 | $80.6K | 0.00% | −4,263−23.3% | Reduced |
| Baird Financial Group, Inc. | 13,725 | $79.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 13,729 | $78.9K | 0.02% | +3,007+28.0% | Added |
| Quantbot Technologies LP | 13,126 | $75.5K | 0.01% | +13,126 | New |
| Golden Green, Inc. | 12,310 | $70.8K | 0.07% | +12,310 | New |
| Navellier & Associates Inc | 11,436 | $65.8K | 0.01% | −702−5.8% | Reduced |
| Parallel Advisors, LLC | 10,373 | $59.6K | 0.00% | +9,872+1,970.5% | Added |
| Sabal Trust CO | 10,000 | $57.5K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,151 | $53.0K | 0.00% | −108−1.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,275 | $41.8K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 5,424 | $31.2K | 0.00% | +5,424 | New |
| Cedar Wealth Management, LLC | 5,390 | $31.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,435 | $25.5K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 4,275 | $24.6K | 0.03% | +4,275 | New |
| Van Eck Associates Corp | 3,822 | $22.0K | 0.00% | −791,996−99.5% | Reduced |
| JPMorgan Chase & Co | 3,761 | $22.0K | 0.00% | +57+1.5% | Added |
| McElhenny Sheffield Capital Management, LLC | 3,350 | $19.3K | 0.01% | +3,350 | New |
| FNY Investment Advisers, LLC | 3,300 | $18.0K | 0.03% | +700+26.9% | Added |
| Webster Bank, N. A. | 2,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,842 | $10.6K | 0.00% | +1,842 | New |
| Accurate Wealth Management, LLC | 1,714 | $10.0K | 0.00% | +1,714 | New |
| Sound Income Strategies, LLC | 1,550 | $8.91K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,499 | $8.62K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,233 | $7.09K | 0.00% | +1,233 | New |
| Tower Research Capital LLC (TRC) | 1,266 | $7.00K | 0.00% | −1,058−45.5% | Reduced |