Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Pennantpark Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- +5 vs. Q3 2022
- Shares held
- 23.2M
- +894.4K (+4.0%) vs. Q3 2022
- Total value
- $133.5M
- +$11.3M (+9.3%) vs. Q3 2022
- New holders
- 20
- 37 more added
- Sold out
- 15
- 31 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $6 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 160 | $920 | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 165 | $949 | 0.00% | +165 | New |
| Rockefeller Capital Management L.P. | 241 | $1.00K | 0.00% | +241 | New |
| Farther Finance Advisors, LLC | 230 | $1.32K | 0.00% | +230 | New |
| Worth Asset Management, LLC | 300 | $1.73K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 321 | $1.85K | 0.00% | −209−39.4% | Reduced |
| CWM, LLC | 400 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 375 | $2.05K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 390 | $2.24K | 0.00% | +390 | New |
| Belpointe Asset Management LLC | 1,000 | $5.75K | 0.00% | +1,000 | New |
| Spire Wealth Management | 1,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,266 | $7.00K | 0.00% | −1,058−45.5% | Reduced |
| Global Retirement Partners, LLC | 1,233 | $7.09K | 0.00% | +1,233 | New |
| Steward Partners Investment Advisory, LLC | 1,499 | $8.62K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,550 | $8.91K | 0.00% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 1,714 | $10.0K | 0.00% | +1,714 | New |
| EverSource Wealth Advisors, LLC | 1,842 | $10.6K | 0.00% | +1,842 | New |
| Webster Bank, N. A. | 2,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 3,300 | $18.0K | 0.03% | +700+26.9% | Added |
| McElhenny Sheffield Capital Management, LLC | 3,350 | $19.3K | 0.01% | +3,350 | New |
| Van Eck Associates Corp | 3,822 | $22.0K | 0.00% | −791,996−99.5% | Reduced |
| JPMorgan Chase & Co | 3,761 | $22.0K | 0.00% | +57+1.5% | Added |
| Quarry LP | 4,275 | $24.6K | 0.03% | +4,275 | New |
| The PNC Financial Services Group, Inc. | 4,435 | $25.5K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 5,390 | $31.0K | 0.02% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 5,424 | $31.2K | 0.00% | +5,424 | New |
| Northwestern Mutual Wealth Management Co | 7,275 | $41.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,151 | $53.0K | 0.00% | −108−1.2% | Reduced |
| Sabal Trust CO | 10,000 | $57.5K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10,373 | $59.6K | 0.00% | +9,872+1,970.5% | Added |
| Navellier & Associates Inc | 11,436 | $65.8K | 0.01% | −702−5.8% | Reduced |
| Golden Green, Inc. | 12,310 | $70.8K | 0.07% | +12,310 | New |
| Quantbot Technologies LP | 13,126 | $75.5K | 0.01% | +13,126 | New |
| Sunbelt Securities, Inc. | 13,729 | $78.9K | 0.02% | +3,007+28.0% | Added |
| Baird Financial Group, Inc. | 13,725 | $79.0K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 14,014 | $80.6K | 0.00% | −4,263−23.3% | Reduced |
| Essex Financial Services, Inc. | 14,600 | $83.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 15,000 | $86.3K | 0.00% | −558−3.6% | Reduced |
| Acrisure Capital Management, LLC | 16,376 | $94.2K | 0.10% | +16,376 | New |
| Northern Trust Corp | 17,874 | $102.8K | 0.00% | −1,841−9.3% | Reduced |
| Cresset Asset Management, LLC | 18,548 | $109.7K | 0.00% | +1,288+7.5% | Added |
| Cubic Asset Management, LLC | 19,375 | $111.4K | 0.03% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $113.1K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,783 | $113.7K | 0.00% | −81−0.4% | Reduced |
| Commonwealth Equity Services, LLC | 20,165 | $115.0K | 0.00% | +7,174+55.2% | Added |
| Jump Financial, LLC | 21,200 | $121.9K | 0.01% | +21,200 | New |
| Infrastructure Capital Advisors, LLC | 21,767 | $125.2K | 0.02% | −24,208−52.7% | Reduced |
| UBS Group AG | 21,842 | $125.6K | 0.00% | −42,403−66.0% | Reduced |
| Boothbay Fund Management, LLC | 22,232 | $127.8K | 0.00% | +22,232 | New |
| Wells Fargo & Company | 23,799 | $136.8K | 0.00% | −2,359−9.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 25,831 | $148.5K | 0.00% | +25,831 | New |
| Trexquant Investment LP | 26,405 | $151.8K | 0.00% | +26,405 | New |
| Kovack Advisors, Inc. | 28,250 | $162.4K | 0.02% | +750+2.7% | Added |
| Signaturefd, LLC | 28,313 | $162.8K | 0.00% | +205+0.7% | Added |
| EMC Capital Management | 28,775 | $165.0K | 0.15% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 30,000 | $172.5K | 0.00% | +15,000+100.0% | Added |
| Atria Wealth Solutions, Inc. | 35,250 | $202.7K | 0.00% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 37,065 | $213.1K | 0.02% | +5,922+19.0% | Added |
| LPL Financial LLC | 39,785 | $228.8K | 0.00% | +6,067+18.0% | Added |
| Envestnet Asset Management Inc | 39,869 | $229.2K | 0.00% | +158+0.4% | Added |
| Cetera Investment Advisers | 40,214 | $231.2K | 0.00% | +3,305+9.0% | Added |
| Wedbush Securities Inc | 43,485 | $250.0K | 0.01% | +43,485 | New |
| Arkadios Wealth Advisors | 43,875 | $252.3K | 0.03% | +334+0.8% | Added |
| International Assets Investment Management, LLC | 44,437 | $255.5K | 0.03% | +21,887+97.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 44,993 | $259.0K | 0.02% | −56,982−55.9% | Reduced |
| D. E. Shaw & Co., Inc. | 49,177 | $282.8K | 0.00% | +28,274+135.3% | Added |
| Virtus ETF Advisers LLC | 56,113 | $322.6K | 0.17% | −10,866−16.2% | Reduced |
| Meridian Investment Counsel Inc. | 56,500 | $325.0K | 0.13% | −2,100−3.6% | Reduced |
| XTX Topco Ltd | 56,638 | $325.7K | 0.07% | +37,989+203.7% | Added |
| Gries Financial LLC | 68,785 | $396.0K | 0.13% | −1,795−2.5% | Reduced |
| Great West Life Assurance Co | 74,451 | $430.0K | 0.00% | +1,376+1.9% | Added |
| Yorktown Management & Research Co Inc | 76,700 | $441.0K | 0.54% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 77,275 | $444.3K | 0.00% | −1,464−1.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 79,137 | $455.0K | 0.00% | +1,250+1.6% | Added |
| Sterneck Capital Management, LLC | 82,447 | $474.1K | 0.31% | −1,400−1.7% | Reduced |
| Stockman Wealth Management, Inc. | 83,815 | $481.9K | 0.11% | +1,000+1.2% | Added |
| Abbot Financial Management, Inc. | 88,970 | $511.6K | 0.35% | −3,997−4.3% | Reduced |
| Advisor Group Holdings, Inc. | 90,968 | $523.0K | 0.00% | −1,236−1.3% | Reduced |
| HighTower Advisors, LLC | 94,042 | $541.0K | 0.00% | +2,000+2.2% | Added |
| Catalyst Capital Advisors LLC | 99,131 | $570.0K | 0.02% | −17,544−15.0% | Reduced |
| Neuberger Berman Group LLC | 101,617 | $584.3K | 0.00% | −36,791−26.6% | Reduced |
| Janney Montgomery Scott LLC | 110,345 | $634.0K | 0.00% | +1,280+1.2% | Added |
| HRT Financial LP | 110,458 | $635.0K | 0.01% | +58,933+114.4% | Added |
| Garner Asset Management Corp | 125,896 | $724.0K | 0.36% | +80.0% | Added |
| Claybrook Capital, LLC | 138,082 | $794.0K | 0.49% | 00.0% | Unchanged |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $874.2K | 0.11% | 00.0% | Unchanged |
| Stifel Financial Corp | 156,290 | $898.7K | 0.00% | +19,850+14.5% | Added |
| Alberta Investment Management Corp | 163,000 | $937.3K | 0.01% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 165,296 | $950.3K | 0.45% | +24,368+17.3% | Added |
| Condor Capital Management | 181,703 | $1.04M | 0.13% | +19,240+11.8% | Added |
| Raymond James & Associates | 206,226 | $1.19M | 0.00% | −906−0.4% | Reduced |
| Citadel Advisors LLC | 227,201 | $1.31M | 0.00% | +3,499+1.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 242,407 | $1.39M | 0.00% | −66,025−21.4% | Reduced |
| Muzinich & Co., Inc. | 242,407 | $1.39M | 1.23% | −66,025−21.4% | Reduced |
| Advisors Capital Management, LLC | 246,877 | $1.42M | 0.04% | −13,122−5.0% | Reduced |
| McKinley Capital Management LLC /Delaware | 285,430 | $1.64M | 0.22% | −7,060−2.4% | Reduced |
| First Republic Investment Management, Inc. | 363,478 | $2.09M | 0.00% | −102,758−22.0% | Reduced |
| Two Sigma Advisers, LP | 371,518 | $2.14M | 0.01% | +57,204+18.2% | Added |
| Two Sigma Investments, LP | 386,181 | $2.22M | 0.01% | +98,981+34.5% | Added |