Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Pennantpark Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +2 vs. Q3 2021
- Shares held
- 20.9M
- +44.0K (+0.2%) vs. Q3 2021
- Total value
- $144.9M
- +$9.47M (+7.0%) vs. Q3 2021
- New holders
- 12
- 25 more added
- Sold out
- 10
- 29 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,952,393 | $34.3M | 0.97% | +537,368+12.2% | Added |
| LSV Asset Management | 1,925,803 | $13.3M | 0.02% | −136,800−6.6% | Reduced |
| Callodine Capital Management, LP | 1,870,000 | $13.0M | 5.35% | +95,000+5.4% | Added |
| Van Eck Associates Corp | 1,034,781 | $7.17M | 0.02% | +24,174+2.4% | Added |
| Relative Value Partners Group, LLC | 1,016,241 | $7.16M | 0.51% | +181,789+21.8% | Added |
| Morgan Stanley | 725,975 | $5.03M | 0.00% | −38,007−5.0% | Reduced |
| Confluence Investment Management LLC | 720,661 | $4.99M | 0.07% | +2770.0% | Added |
| Putnam Investments LLC | 638,163 | $4.42M | 0.01% | −37,200−5.5% | Reduced |
| BlackRock Inc. | 557,545 | $3.86M | 0.00% | +47,235+9.3% | Added |
| Marshall Wace, LLP | 520,879 | $3.61M | 0.01% | +61,293+13.3% | Added |
| First Republic Investment Management, Inc. | 487,996 | $3.38M | 0.01% | −11,268−2.3% | Reduced |
| Two Sigma Advisers, LP | 444,418 | $3.08M | 0.01% | −66,600−13.0% | Reduced |
| Two Sigma Investments, LP | 402,639 | $2.79M | 0.01% | −126,047−23.8% | Reduced |
| Legal & General Group Plc | 387,632 | $2.68M | 0.00% | −13,152−3.3% | Reduced |
| Neuberger Berman Group LLC | 373,559 | $2.59M | 0.00% | −2,197−0.6% | Reduced |
| Stifel Financial Corp | 330,933 | $2.29M | 0.00% | +11,734+3.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 321,212 | $2.23M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 321,212 | $2.22M | 1.53% | 00.0% | Unchanged |
| Advisors Capital Management, LLC | 271,748 | $1.88M | 0.05% | −1,133−0.4% | Reduced |
| Advisors Asset Management, Inc. | 230,012 | $1.59M | 0.02% | +78,014+51.3% | Added |
| Mackenzie Financial Corp | 198,077 | $1.37M | 0.00% | +432+0.2% | Added |
| FJ Capital Management LLC | 186,000 | $1.29M | 0.11% | +33,000+21.6% | Added |
| Alberta Investment Management Corp | 163,000 | $1.13M | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 153,675 | $1.06M | 0.00% | +51,653+50.6% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.05M | 0.09% | 00.0% | Unchanged |
| Condor Capital Management | 147,064 | $1.02M | 0.11% | +17,044+13.1% | Added |
| Advisor Group Holdings, Inc. | 144,037 | $998.0K | 0.00% | −657−0.5% | Reduced |
| Claybrook Capital, LLC | 134,312 | $931.0K | 0.44% | 00.0% | Unchanged |
| Raymond James & Associates | 133,205 | $923.0K | 0.00% | +1,819+1.4% | Added |
| Garner Asset Management Corp | 127,622 | $884.0K | 0.37% | −995−0.8% | Reduced |
| Sterneck Capital Management, LLC | 119,405 | $827.0K | 0.49% | −1,200−1.0% | Reduced |
| Catalyst Capital Advisors LLC | 116,675 | $809.0K | 0.04% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 100,602 | $697.0K | 0.00% | −16,838−14.3% | Reduced |
| Invesco Ltd. | 99,268 | $688.0K | 0.00% | +99,268 | New |
| UBS Group AG | 97,876 | $679.0K | 0.00% | −17,438−15.1% | Reduced |
| Abbot Financial Management, Inc. | 92,967 | $644.0K | 0.29% | −2,506−2.6% | Reduced |
| HighTower Advisors, LLC | 92,063 | $636.0K | 0.00% | +25,709+38.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 91,602 | $635.0K | 0.03% | −1,855−2.0% | Reduced |
| Stockman Wealth Management, Inc. | 85,650 | $594.0K | 0.12% | +1,000+1.2% | Added |
| Virtus ETF Advisers LLC | 77,939 | $540.0K | 0.20% | −29,911−27.7% | Reduced |
| Parametric Portfolio Associates LLC | 70,604 | $489.0K | 0.00% | 00.0% | Unchanged |
| Arlington Capital Management, Inc. | 66,890 | $464.0K | 0.83% | +66,890 | New |
| Eagle Global Advisors LLC | 65,210 | $452.0K | 0.03% | +26,470+68.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 49,107 | $340.0K | 0.00% | +3,077+6.7% | Added |
| Signaturefd, LLC | 33,478 | $232.0K | 0.01% | +372+1.1% | Added |
| Wells Fargo & Company | 30,191 | $209.0K | 0.00% | −16,010−34.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 29,491 | $204.0K | 0.00% | +10,404+54.5% | Added |
| Citadel Advisors LLC | 29,290 | $203.0K | 0.00% | −1,177−3.9% | Reduced |
| LPL Financial LLC | 27,917 | $193.0K | 0.00% | −274−1.0% | Reduced |
| Bulldog Investors, LLP | 27,600 | $191.0K | 0.05% | 00.0% | Unchanged |
| Gries Financial LLC | 26,645 | $185.0K | 0.08% | +26,645 | New |
| Kovack Advisors, Inc. | 26,300 | $182.0K | 0.02% | +1,000+4.0% | Added |
| Bank of America Corp | 25,500 | $176.0K | 0.00% | −2,028−7.4% | Reduced |
| Colony Group LLC | 24,927 | $173.0K | 0.00% | −837−3.2% | Reduced |
| Great West Life Assurance Co | 24,103 | $166.0K | 0.00% | −902−3.6% | Reduced |
| International Assets Investment Management, LLC | 22,550 | $156.0K | 0.03% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $139.0K | 0.03% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 19,500 | $135.0K | 0.04% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 19,375 | $134.0K | 0.03% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 15,450 | $107.0K | 0.00% | +15,450 | New |
| Essex Financial Services, Inc. | 14,600 | $101.0K | 0.01% | 00.0% | Unchanged |
| Cerity Partners LLC | 14,540 | $101.0K | 0.00% | +1,900+15.0% | Added |
| Baird Financial Group, Inc. | 14,250 | $99.0K | 0.00% | −3,008−17.4% | Reduced |
| Fox Run Management, L.L.C. | 13,534 | $94.0K | 0.06% | +13,534 | New |
| Atlas Private Wealth Advisors | 12,898 | $89.0K | 0.04% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,764 | $88.0K | 0.00% | −76,098−85.6% | Reduced |
| PVG Asset Management Corp | 12,520 | $86.8K | 0.32% | +12,520 | New |
| Jump Financial, LLC | 12,400 | $86.0K | 0.01% | −990−7.4% | Reduced |
| Royal Bank of Canada | 12,150 | $84.0K | 0.00% | +1,400+13.0% | Added |
| Moors & Cabot, Inc. | 11,228 | $78.0K | 0.00% | +11,228 | New |
| ExodusPoint Capital Management, LP | 11,146 | $77.0K | 0.00% | +480+4.5% | Added |
| Cedar Wealth Management, LLC | 10,500 | $73.0K | 0.03% | +10,500 | New |
| Northwestern Mutual Wealth Management Co | 7,275 | $50.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 4,400 | $30.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,587 | $25.0K | 0.00% | −627−14.9% | Reduced |
| Lazard Asset Management LLC | 3,641 | $25.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 3,107 | $22.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,448 | $17.0K | 0.00% | +2,448 | New |
| The PNC Financial Services Group, Inc. | 2,460 | $16.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 2,000 | $13.9K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,550 | $11.0K | 0.00% | +1,550 | New |
| Tower Research Capital LLC (TRC) | 1,313 | $9.00K | 0.00% | −423−24.4% | Reduced |
| Old Second National Bank of Aurora | 1,702 | $9.00K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 1,020 | $7.00K | 0.00% | +18+1.8% | Added |
| Umb Bank N A | 841 | $6.00K | 0.00% | +841 | New |
| Parallel Advisors, LLC | 430 | $3.00K | 0.00% | +430 | New |
| Harbour Investments, Inc. | 160 | $1.00K | 0.00% | −2,540−94.1% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −553,119−100.0% | Sold out |
| Tilden Park Management I LLC | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −19,117−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −11,843−100.0% | Sold out |
| Traynor Capital Management, Inc. | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −10,057−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −10,003−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −685−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |