Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Pennantpark Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +2 vs. Q3 2021
- Shares held
- 20.9M
- +44.0K (+0.2%) vs. Q3 2021
- Total value
- $144.9M
- +$9.47M (+7.0%) vs. Q3 2021
- New holders
- 12
- 25 more added
- Sold out
- 10
- 29 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 160 | $1.00K | 0.00% | −2,540−94.1% | Reduced |
| Parallel Advisors, LLC | 430 | $3.00K | 0.00% | +430 | New |
| Umb Bank N A | 841 | $6.00K | 0.00% | +841 | New |
| O'Dell Group, LLC | 1,020 | $7.00K | 0.00% | +18+1.8% | Added |
| Tower Research Capital LLC (TRC) | 1,313 | $9.00K | 0.00% | −423−24.4% | Reduced |
| Old Second National Bank of Aurora | 1,702 | $9.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,550 | $11.0K | 0.00% | +1,550 | New |
| Koshinski Asset Management, Inc. | 2,000 | $13.9K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,460 | $16.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,448 | $17.0K | 0.00% | +2,448 | New |
| Group One Trading, L.P. | 3,107 | $22.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,587 | $25.0K | 0.00% | −627−14.9% | Reduced |
| Lazard Asset Management LLC | 3,641 | $25.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 4,400 | $30.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,275 | $50.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 10,500 | $73.0K | 0.03% | +10,500 | New |
| ExodusPoint Capital Management, LP | 11,146 | $77.0K | 0.00% | +480+4.5% | Added |
| Moors & Cabot, Inc. | 11,228 | $78.0K | 0.00% | +11,228 | New |
| Royal Bank of Canada | 12,150 | $84.0K | 0.00% | +1,400+13.0% | Added |
| Jump Financial, LLC | 12,400 | $86.0K | 0.01% | −990−7.4% | Reduced |
| PVG Asset Management Corp | 12,520 | $86.8K | 0.32% | +12,520 | New |
| Susquehanna International Group, LLP | 12,764 | $88.0K | 0.00% | −76,098−85.6% | Reduced |
| Atlas Private Wealth Advisors | 12,898 | $89.0K | 0.04% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 13,534 | $94.0K | 0.06% | +13,534 | New |
| Baird Financial Group, Inc. | 14,250 | $99.0K | 0.00% | −3,008−17.4% | Reduced |
| Essex Financial Services, Inc. | 14,600 | $101.0K | 0.01% | 00.0% | Unchanged |
| Cerity Partners LLC | 14,540 | $101.0K | 0.00% | +1,900+15.0% | Added |
| Boothbay Fund Management, LLC | 15,450 | $107.0K | 0.00% | +15,450 | New |
| Cubic Asset Management, LLC | 19,375 | $134.0K | 0.03% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 19,500 | $135.0K | 0.04% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $139.0K | 0.03% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 22,550 | $156.0K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 24,103 | $166.0K | 0.00% | −902−3.6% | Reduced |
| Colony Group LLC | 24,927 | $173.0K | 0.00% | −837−3.2% | Reduced |
| Bank of America Corp | 25,500 | $176.0K | 0.00% | −2,028−7.4% | Reduced |
| Kovack Advisors, Inc. | 26,300 | $182.0K | 0.02% | +1,000+4.0% | Added |
| Gries Financial LLC | 26,645 | $185.0K | 0.08% | +26,645 | New |
| Bulldog Investors, LLP | 27,600 | $191.0K | 0.05% | 00.0% | Unchanged |
| LPL Financial LLC | 27,917 | $193.0K | 0.00% | −274−1.0% | Reduced |
| Citadel Advisors LLC | 29,290 | $203.0K | 0.00% | −1,177−3.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 29,491 | $204.0K | 0.00% | +10,404+54.5% | Added |
| Wells Fargo & Company | 30,191 | $209.0K | 0.00% | −16,010−34.7% | Reduced |
| Signaturefd, LLC | 33,478 | $232.0K | 0.01% | +372+1.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 49,107 | $340.0K | 0.00% | +3,077+6.7% | Added |
| Eagle Global Advisors LLC | 65,210 | $452.0K | 0.03% | +26,470+68.3% | Added |
| Arlington Capital Management, Inc. | 66,890 | $464.0K | 0.83% | +66,890 | New |
| Parametric Portfolio Associates LLC | 70,604 | $489.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 77,939 | $540.0K | 0.20% | −29,911−27.7% | Reduced |
| Stockman Wealth Management, Inc. | 85,650 | $594.0K | 0.12% | +1,000+1.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 91,602 | $635.0K | 0.03% | −1,855−2.0% | Reduced |
| HighTower Advisors, LLC | 92,063 | $636.0K | 0.00% | +25,709+38.7% | Added |
| Abbot Financial Management, Inc. | 92,967 | $644.0K | 0.29% | −2,506−2.6% | Reduced |
| UBS Group AG | 97,876 | $679.0K | 0.00% | −17,438−15.1% | Reduced |
| Invesco Ltd. | 99,268 | $688.0K | 0.00% | +99,268 | New |
| Janney Montgomery Scott LLC | 100,602 | $697.0K | 0.00% | −16,838−14.3% | Reduced |
| Catalyst Capital Advisors LLC | 116,675 | $809.0K | 0.04% | 00.0% | Unchanged |
| Sterneck Capital Management, LLC | 119,405 | $827.0K | 0.49% | −1,200−1.0% | Reduced |
| Garner Asset Management Corp | 127,622 | $884.0K | 0.37% | −995−0.8% | Reduced |
| Raymond James & Associates | 133,205 | $923.0K | 0.00% | +1,819+1.4% | Added |
| Claybrook Capital, LLC | 134,312 | $931.0K | 0.44% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 144,037 | $998.0K | 0.00% | −657−0.5% | Reduced |
| Condor Capital Management | 147,064 | $1.02M | 0.11% | +17,044+13.1% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.05M | 0.09% | 00.0% | Unchanged |
| Millennium Management LLC | 153,675 | $1.06M | 0.00% | +51,653+50.6% | Added |
| Alberta Investment Management Corp | 163,000 | $1.13M | 0.01% | 00.0% | Unchanged |
| FJ Capital Management LLC | 186,000 | $1.29M | 0.11% | +33,000+21.6% | Added |
| Mackenzie Financial Corp | 198,077 | $1.37M | 0.00% | +432+0.2% | Added |
| Advisors Asset Management, Inc. | 230,012 | $1.59M | 0.02% | +78,014+51.3% | Added |
| Advisors Capital Management, LLC | 271,748 | $1.88M | 0.05% | −1,133−0.4% | Reduced |
| Muzinich & Co., Inc. | 321,212 | $2.22M | 1.53% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 321,212 | $2.23M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 330,933 | $2.29M | 0.00% | +11,734+3.7% | Added |
| Neuberger Berman Group LLC | 373,559 | $2.59M | 0.00% | −2,197−0.6% | Reduced |
| Legal & General Group Plc | 387,632 | $2.68M | 0.00% | −13,152−3.3% | Reduced |
| Two Sigma Investments, LP | 402,639 | $2.79M | 0.01% | −126,047−23.8% | Reduced |
| Two Sigma Advisers, LP | 444,418 | $3.08M | 0.01% | −66,600−13.0% | Reduced |
| First Republic Investment Management, Inc. | 487,996 | $3.38M | 0.01% | −11,268−2.3% | Reduced |
| Marshall Wace, LLP | 520,879 | $3.61M | 0.01% | +61,293+13.3% | Added |
| BlackRock Inc. | 557,545 | $3.86M | 0.00% | +47,235+9.3% | Added |
| Putnam Investments LLC | 638,163 | $4.42M | 0.01% | −37,200−5.5% | Reduced |
| Confluence Investment Management LLC | 720,661 | $4.99M | 0.07% | +2770.0% | Added |
| Morgan Stanley | 725,975 | $5.03M | 0.00% | −38,007−5.0% | Reduced |
| Relative Value Partners Group, LLC | 1,016,241 | $7.16M | 0.51% | +181,789+21.8% | Added |
| Van Eck Associates Corp | 1,034,781 | $7.17M | 0.02% | +24,174+2.4% | Added |
| Callodine Capital Management, LP | 1,870,000 | $13.0M | 5.35% | +95,000+5.4% | Added |
| LSV Asset Management | 1,925,803 | $13.3M | 0.02% | −136,800−6.6% | Reduced |
| Ares Management LLC | 4,952,393 | $34.3M | 0.97% | +537,368+12.2% | Added |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −553,119−100.0% | Sold out |
| Tilden Park Management I LLC | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −19,117−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −11,843−100.0% | Sold out |
| Traynor Capital Management, Inc. | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −10,057−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −10,003−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −685−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |