Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Pennantpark Investment Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- −4 vs. Q4 2023
- Shares held
- 17.4M
- −556.8K (−3.1%) vs. Q4 2023
- Total value
- $119.7M
- −$4.35M (−3.5%) vs. Q4 2023
- New holders
- 15
- 46 more added
- Sold out
- 19
- 33 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 2,880,838 | $19.8M | 0.46% | −305,687−9.6% | Reduced |
| LSV Asset Management | 2,100,863 | $14.5M | 0.03% | −29,100−1.4% | Reduced |
| Invesco Ltd. | 1,616,324 | $11.1M | 0.00% | +73,138+4.7% | Added |
| Two Sigma Investments, LP | 777,230 | $5.35M | 0.01% | +48,585+6.7% | Added |
| Morgan Stanley | 747,861 | $5.15M | 0.00% | +81,672+12.3% | Added |
| Two Sigma Advisers, LP | 710,818 | $4.89M | 0.01% | +21,500+3.1% | Added |
| Advisors Asset Management, Inc. | 652,220 | $4.49M | 0.09% | +26,933+4.3% | Added |
| Confluence Investment Management LLC | 641,310 | $4.41M | 0.06% | −2470.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 578,450 | $3.98M | 0.21% | +154,594+36.5% | Added |
| Legal & General Group Plc | 513,394 | $3.52M | 0.00% | +15,214+3.1% | Added |
| Millennium Management LLC | 422,639 | $2.91M | 0.00% | −454,254−51.8% | Reduced |
| BlackRock Inc. | 373,823 | $2.57M | 0.00% | +17,995+5.1% | Added |
| NewEdge Wealth, LLC | 298,195 | $2.11M | 0.05% | +27,708+10.2% | Added |
| Condor Capital Management | 285,492 | $1.96M | 0.19% | +13,871+5.1% | Added |
| Truvestments Capital LLC | 282,183 | $1.94M | 0.75% | +282,183 | New |
| Lido Advisors, LLC | 246,312 | $1.71M | 0.02% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 197,676 | $1.36M | 0.00% | +197,676 | New |
| Qube Research & Technologies Ltd | 170,137 | $1.17M | 0.00% | +66,493+64.2% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 165,794 | $1.14M | 0.00% | +112,092+208.7% | Added |
| Advisors Capital Management, LLC | 164,337 | $1.13M | 0.02% | −15,412−8.6% | Reduced |
| Alberta Investment Management Corp | 163,000 | $1.12M | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 157,283 | $1.08M | 0.00% | −5,645−3.5% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.05M | 0.11% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 124,941 | $859.6K | 0.07% | +11,854+10.5% | Added |
| McKinley Capital Management LLC /Delaware | 119,168 | $819.9K | 0.10% | −955−0.8% | Reduced |
| Envestnet Asset Management Inc | 117,363 | $807.5K | 0.00% | −3,888−3.2% | Reduced |
| Cetera Investment Advisers | 115,133 | $792.1K | 0.00% | +11,122+10.7% | Added |
| Janney Montgomery Scott LLC | 114,949 | $791.0K | 0.00% | +322+0.3% | Added |
| SMH Capital Advisors Inc | 103,393 | $711.3K | 1.92% | +103,393 | New |
| Virtus ETF Advisers LLC | 99,724 | $686.1K | 0.36% | +26,579+36.3% | Added |
| Catalyst Capital Advisors LLC | 99,131 | $682.0K | 0.02% | 00.0% | Unchanged |
| Garner Asset Management Corp | 97,004 | $667.0K | 0.34% | −5,147−5.0% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 94,251 | $648.4K | 0.24% | +94,251 | New |
| Y-Intercept (Hong Kong) Ltd | 81,394 | $560.0K | 0.04% | +56,483+226.7% | Added |
| Commonwealth Equity Services, LLC | 79,415 | $546.0K | 0.00% | +26,551+50.2% | Added |
| Abbot Financial Management, Inc. | 76,489 | $526.2K | 0.29% | +40.0% | Added |
| Advisor Group Holdings, Inc. | 74,712 | $514.0K | 0.00% | −54,540−42.2% | Reduced |
| HRT Financial LP | 68,746 | $472.0K | 0.00% | −127,217−64.9% | Reduced |
| Raymond James & Associates | 67,326 | $463.2K | 0.00% | −80,436−54.4% | Reduced |
| Sterneck Capital Management, LLC | 64,501 | $443.8K | 0.27% | −32,847−33.7% | Reduced |
| Great West Life Assurance Co | 60,529 | $416.0K | 0.00% | +3,402+6.0% | Added |
| Jump Financial, LLC | 58,600 | $403.2K | 0.01% | +7,300+14.2% | Added |
| HighTower Advisors, LLC | 52,829 | $363.0K | 0.00% | −20,409−27.9% | Reduced |
| LPL Financial LLC | 52,325 | $360.0K | 0.00% | +7,342+16.3% | Added |
| Meridian Investment Counsel Inc. | 49,100 | $337.8K | 0.11% | −2,000−3.9% | Reduced |
| Caxton Associates LP | 48,210 | $331.7K | 0.02% | 00.0% | Unchanged |
| Gries Financial LLC | 43,935 | $302.3K | 0.05% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 42,182 | $290.0K | 0.00% | +1,617+4.0% | Added |
| Kovack Advisors, Inc. | 41,350 | $284.5K | 0.03% | +3,700+9.8% | Added |
| Arkadios Wealth Advisors | 40,656 | $279.7K | 0.02% | −3,683−8.3% | Reduced |
| Cambria Investment Management, L.P. | 39,275 | $270.2K | 0.02% | +39,275 | New |
| Close Asset Management Ltd | 38,800 | $266.0K | 0.01% | +3,000+8.4% | Added |
| Founders Financial Alliance, LLC | 36,920 | $254.0K | 0.08% | +1,145+3.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 35,149 | $241.8K | 0.00% | +3,433+10.8% | Added |
| Royal Bank of Canada | 34,980 | $241.0K | 0.00% | +25,665+275.5% | Added |
| Signaturefd, LLC | 33,655 | $231.5K | 0.00% | +610+1.8% | Added |
| Catalina Capital Group, LLC | 32,663 | $224.7K | 0.10% | +415+1.3% | Added |
| Atria Wealth Solutions, Inc. | 32,261 | $222.0K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 31,932 | $219.7K | 0.01% | −1,271−3.8% | Reduced |
| EMC Capital Management | 31,789 | $219.0K | 0.13% | +3,014+10.5% | Added |
| UBS Group AG | 31,129 | $214.2K | 0.00% | +8,718+38.9% | Added |
| Creative Planning | 30,918 | $212.7K | 0.00% | +357+1.2% | Added |
| International Assets Investment Management, LLC | 31,350 | $212.6K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 29,278 | $201.0K | 0.00% | −76,064−72.2% | Reduced |
| Wells Fargo & Company | 27,723 | $190.7K | 0.00% | −641−2.3% | Reduced |
| Evergreen Capital Management LLC | 26,839 | $186.5K | 0.01% | +66+0.2% | Added |
| CWA Asset Management Group, LLC | 26,801 | $184.4K | 0.01% | +26,801 | New |
| Aquatic Capital Management LLC | 25,800 | $177.5K | 0.01% | +1,100+4.5% | Added |
| RKL Wealth Management LLC | 25,000 | $172.0K | 0.02% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 24,654 | $169.6K | 0.00% | +6,839+38.4% | Added |
| Origin Asset Management LLP | 24,022 | $165.3K | 0.05% | +72+0.3% | Added |
| Susquehanna International Group, LLP | 23,069 | $158.7K | 0.00% | +23,069 | New |
| Beaumont Financial Advisors, LLC | 21,476 | $147.8K | 0.01% | +633+3.0% | Added |
| Tudor Investment Corp Et Al | 21,127 | $145.4K | 0.00% | −113,768−84.3% | Reduced |
| Bank of America Corp | 20,125 | $138.5K | 0.00% | +4,459+28.5% | Added |
| Regions Financial Corp | 20,000 | $137.6K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $137.6K | 0.03% | 00.0% | Unchanged |
| Quantbot Technologies LP | 18,621 | $128.1K | 0.01% | −391−2.1% | Reduced |
| Sunbelt Securities, Inc. | 17,722 | $121.9K | 0.01% | +103+0.6% | Added |
| Quadrature Capital Ltd | 16,271 | $111.7K | 0.00% | −5,876−26.5% | Reduced |
| Northern Trust Corp | 14,836 | $102.1K | 0.00% | −2,212−13.0% | Reduced |
| Verition Fund Management LLC | 14,700 | $101.1K | 0.00% | −8,100−35.5% | Reduced |
| Essex Financial Services, Inc. | 14,600 | $100.4K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 13,725 | $94.4K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 12,165 | $83.7K | 0.00% | +12,165 | New |
| Parallel Advisors, LLC | 11,977 | $82.4K | 0.00% | −542−4.3% | Reduced |
| Jane Street Group, LLC | 11,973 | $82.4K | 0.00% | −2,051−14.6% | Reduced |
| Trexquant Investment LP | 11,636 | $80.1K | 0.00% | −86,865−88.2% | Reduced |
| Cubic Asset Management, LLC | 10,975 | $75.5K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 9,775 | $67.3K | 0.00% | +385+4.1% | Added |
| Tucker Asset Management LLC | 7,878 | $54.2K | 0.01% | −5,171−39.6% | Reduced |
| Quadrant Capital Group LLC | 5,521 | $38.0K | 0.00% | +667+13.7% | Added |
| Cedar Wealth Management, LLC | 3,940 | $27.1K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,635 | $18.1K | 0.00% | +200+8.2% | Added |
| Sound Income Strategies, LLC | 2,573 | $17.7K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,400 | $16.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,272 | $15.6K | 0.00% | +1,542+211.2% | Added |
| EverSource Wealth Advisors, LLC | 1,842 | $13.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $12.8K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 1,620 | $11.1K | 0.00% | 00.0% | Unchanged |