Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Pennantpark Investment Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- −4 vs. Q4 2023
- Shares held
- 17.4M
- −556.8K (−3.1%) vs. Q4 2023
- Total value
- $119.7M
- −$4.35M (−3.5%) vs. Q4 2023
- New holders
- 15
- 46 more added
- Sold out
- 19
- 33 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 142 | $0 | 0.00% | +142 | New |
| Huntington National Bank | 1 | $7 | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 0 | $233 | 0.00% | 0 | New |
| Tower Research Capital LLC (TRC) | 54 | $372 | 0.00% | +54 | New |
| Allworth Financial LP | 82 | $565 | 0.00% | +59+256.5% | Added |
| Harbour Investments, Inc. | 160 | $1.10K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 267 | $1.84K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 276 | $1.87K | 0.00% | +9+3.4% | Added |
| West Financial Advisors, LLC | 300 | $2.06K | 0.00% | +300 | New |
| Citadel Advisors LLC | 316 | $2.17K | 0.00% | −139,480−99.8% | Reduced |
| Cape Investment Advisory, Inc. | 359 | $2.47K | 0.00% | −9,330−96.3% | Reduced |
| Key Financial Inc | 375 | $2.58K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 500 | $3.44K | 0.00% | +500 | New |
| Fortis Group Advisors, LLC | 523 | $3.60K | 0.00% | −523−50.0% | Reduced |
| Webster Bank, N. A. | 857 | $5.90K | 0.00% | −1,143−57.2% | Reduced |
| Global Retirement Partners, LLC | 923 | $6.35K | 0.00% | −2,124−69.7% | Reduced |
| US Bancorp | 1,127 | $7.75K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,200 | $8.14K | 0.00% | +1,200 | New |
| Spire Wealth Management | 1,200 | $8.26K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 1,616 | $11.1K | 0.00% | +1,616 | New |
| Highlander Capital Management, LLC | 1,620 | $11.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $12.8K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,842 | $13.1K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,272 | $15.6K | 0.00% | +1,542+211.2% | Added |
| FNY Investment Advisers, LLC | 2,400 | $16.0K | 0.01% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,573 | $17.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,635 | $18.1K | 0.00% | +200+8.2% | Added |
| Cedar Wealth Management, LLC | 3,940 | $27.1K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 5,521 | $38.0K | 0.00% | +667+13.7% | Added |
| Tucker Asset Management LLC | 7,878 | $54.2K | 0.01% | −5,171−39.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 9,775 | $67.3K | 0.00% | +385+4.1% | Added |
| Cubic Asset Management, LLC | 10,975 | $75.5K | 0.02% | 00.0% | Unchanged |
| Trexquant Investment LP | 11,636 | $80.1K | 0.00% | −86,865−88.2% | Reduced |
| Jane Street Group, LLC | 11,973 | $82.4K | 0.00% | −2,051−14.6% | Reduced |
| Parallel Advisors, LLC | 11,977 | $82.4K | 0.00% | −542−4.3% | Reduced |
| Mackenzie Financial Corp | 12,165 | $83.7K | 0.00% | +12,165 | New |
| Baird Financial Group, Inc. | 13,725 | $94.4K | 0.00% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 14,600 | $100.4K | 0.01% | 00.0% | Unchanged |
| Verition Fund Management LLC | 14,700 | $101.1K | 0.00% | −8,100−35.5% | Reduced |
| Northern Trust Corp | 14,836 | $102.1K | 0.00% | −2,212−13.0% | Reduced |
| Quadrature Capital Ltd | 16,271 | $111.7K | 0.00% | −5,876−26.5% | Reduced |
| Sunbelt Securities, Inc. | 17,722 | $121.9K | 0.01% | +103+0.6% | Added |
| Quantbot Technologies LP | 18,621 | $128.1K | 0.01% | −391−2.1% | Reduced |
| Regions Financial Corp | 20,000 | $137.6K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $137.6K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 20,125 | $138.5K | 0.00% | +4,459+28.5% | Added |
| Tudor Investment Corp Et Al | 21,127 | $145.4K | 0.00% | −113,768−84.3% | Reduced |
| Beaumont Financial Advisors, LLC | 21,476 | $147.8K | 0.01% | +633+3.0% | Added |
| Susquehanna International Group, LLP | 23,069 | $158.7K | 0.00% | +23,069 | New |
| Origin Asset Management LLP | 24,022 | $165.3K | 0.05% | +72+0.3% | Added |
| JPMorgan Chase & Co | 24,654 | $169.6K | 0.00% | +6,839+38.4% | Added |
| RKL Wealth Management LLC | 25,000 | $172.0K | 0.02% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 25,800 | $177.5K | 0.01% | +1,100+4.5% | Added |
| CWA Asset Management Group, LLC | 26,801 | $184.4K | 0.01% | +26,801 | New |
| Evergreen Capital Management LLC | 26,839 | $186.5K | 0.01% | +66+0.2% | Added |
| Wells Fargo & Company | 27,723 | $190.7K | 0.00% | −641−2.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 29,278 | $201.0K | 0.00% | −76,064−72.2% | Reduced |
| International Assets Investment Management, LLC | 31,350 | $212.6K | 0.02% | 00.0% | Unchanged |
| Creative Planning | 30,918 | $212.7K | 0.00% | +357+1.2% | Added |
| UBS Group AG | 31,129 | $214.2K | 0.00% | +8,718+38.9% | Added |
| EMC Capital Management | 31,789 | $219.0K | 0.13% | +3,014+10.5% | Added |
| Foundations Investment Advisors, LLC | 31,932 | $219.7K | 0.01% | −1,271−3.8% | Reduced |
| Atria Wealth Solutions, Inc. | 32,261 | $222.0K | 0.00% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 32,663 | $224.7K | 0.10% | +415+1.3% | Added |
| Signaturefd, LLC | 33,655 | $231.5K | 0.00% | +610+1.8% | Added |
| Royal Bank of Canada | 34,980 | $241.0K | 0.00% | +25,665+275.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 35,149 | $241.8K | 0.00% | +3,433+10.8% | Added |
| Founders Financial Alliance, LLC | 36,920 | $254.0K | 0.08% | +1,145+3.2% | Added |
| Close Asset Management Ltd | 38,800 | $266.0K | 0.01% | +3,000+8.4% | Added |
| Cambria Investment Management, L.P. | 39,275 | $270.2K | 0.02% | +39,275 | New |
| Arkadios Wealth Advisors | 40,656 | $279.7K | 0.02% | −3,683−8.3% | Reduced |
| Kovack Advisors, Inc. | 41,350 | $284.5K | 0.03% | +3,700+9.8% | Added |
| Thrivent Financial for Lutherans | 42,182 | $290.0K | 0.00% | +1,617+4.0% | Added |
| Gries Financial LLC | 43,935 | $302.3K | 0.05% | 00.0% | Unchanged |
| Caxton Associates LP | 48,210 | $331.7K | 0.02% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 49,100 | $337.8K | 0.11% | −2,000−3.9% | Reduced |
| LPL Financial LLC | 52,325 | $360.0K | 0.00% | +7,342+16.3% | Added |
| HighTower Advisors, LLC | 52,829 | $363.0K | 0.00% | −20,409−27.9% | Reduced |
| Jump Financial, LLC | 58,600 | $403.2K | 0.01% | +7,300+14.2% | Added |
| Great West Life Assurance Co | 60,529 | $416.0K | 0.00% | +3,402+6.0% | Added |
| Sterneck Capital Management, LLC | 64,501 | $443.8K | 0.27% | −32,847−33.7% | Reduced |
| Raymond James & Associates | 67,326 | $463.2K | 0.00% | −80,436−54.4% | Reduced |
| HRT Financial LP | 68,746 | $472.0K | 0.00% | −127,217−64.9% | Reduced |
| Advisor Group Holdings, Inc. | 74,712 | $514.0K | 0.00% | −54,540−42.2% | Reduced |
| Abbot Financial Management, Inc. | 76,489 | $526.2K | 0.29% | +40.0% | Added |
| Commonwealth Equity Services, LLC | 79,415 | $546.0K | 0.00% | +26,551+50.2% | Added |
| Y-Intercept (Hong Kong) Ltd | 81,394 | $560.0K | 0.04% | +56,483+226.7% | Added |
| Prevail Innovative Wealth Advisors, LLC | 94,251 | $648.4K | 0.24% | +94,251 | New |
| Garner Asset Management Corp | 97,004 | $667.0K | 0.34% | −5,147−5.0% | Reduced |
| Catalyst Capital Advisors LLC | 99,131 | $682.0K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 99,724 | $686.1K | 0.36% | +26,579+36.3% | Added |
| SMH Capital Advisors Inc | 103,393 | $711.3K | 1.92% | +103,393 | New |
| Janney Montgomery Scott LLC | 114,949 | $791.0K | 0.00% | +322+0.3% | Added |
| Cetera Investment Advisers | 115,133 | $792.1K | 0.00% | +11,122+10.7% | Added |
| Envestnet Asset Management Inc | 117,363 | $807.5K | 0.00% | −3,888−3.2% | Reduced |
| McKinley Capital Management LLC /Delaware | 119,168 | $819.9K | 0.10% | −955−0.8% | Reduced |
| Cornerstone Wealth Management, LLC | 124,941 | $859.6K | 0.07% | +11,854+10.5% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.05M | 0.11% | 00.0% | Unchanged |
| Stifel Financial Corp | 157,283 | $1.08M | 0.00% | −5,645−3.5% | Reduced |
| Alberta Investment Management Corp | 163,000 | $1.12M | 0.01% | 00.0% | Unchanged |