Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- −4 vs. Q2 2021
- Shares held
- 20.8M
- −1.21M (−5.5%) vs. Q2 2021
- Total value
- $135.4M
- −$12.0M (−8.1%) vs. Q2 2021
- New holders
- 9
- 31 more added
- Sold out
- 13
- 30 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,415,025 | $28.7M | 0.97% | +780,285+21.5% | Added |
| LSV Asset Management | 2,062,603 | $13.4M | 0.02% | −69,900−3.3% | Reduced |
| Callodine Capital Management, LP | 1,775,000 | $11.5M | 4.58% | +275,000+18.3% | Added |
| Van Eck Associates Corp | 1,010,607 | $6.56M | 0.02% | −61,756−5.8% | Reduced |
| Relative Value Partners Group, LLC | 834,452 | $5.51M | 0.41% | +206,189+32.8% | Added |
| Morgan Stanley | 763,982 | $4.96M | 0.00% | +36,655+5.0% | Added |
| Confluence Investment Management LLC | 720,384 | $4.67M | 0.07% | +1,391+0.2% | Added |
| Putnam Investments LLC | 675,363 | $4.38M | 0.01% | +23,780+3.6% | Added |
| Arrowstreet Capital, Limited Partnership | 553,119 | $3.59M | 0.00% | −750,656−57.6% | Reduced |
| Two Sigma Investments, LP | 528,686 | $3.43M | 0.01% | −179,416−25.3% | Reduced |
| Two Sigma Advisers, LP | 511,018 | $3.32M | 0.01% | −147,600−22.4% | Reduced |
| BlackRock Inc. | 510,310 | $3.31M | 0.00% | +93,585+22.5% | Added |
| First Republic Investment Management, Inc. | 499,264 | $3.24M | 0.01% | +2,534+0.5% | Added |
| Marshall Wace, LLP | 459,586 | $2.98M | 0.01% | +459,586 | New |
| Legal & General Group Plc | 400,784 | $2.61M | 0.00% | −27,059−6.3% | Reduced |
| Neuberger Berman Group LLC | 375,756 | $2.44M | 0.00% | +4,133+1.1% | Added |
| Muzinich & Co., Inc. | 321,212 | $2.09M | 1.39% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 321,212 | $2.08M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 319,199 | $2.07M | 0.00% | +107,545+50.8% | Added |
| Advisors Capital Management, LLC | 272,881 | $1.77M | 0.05% | −6,880−2.5% | Reduced |
| Tilden Park Management I LLC | 200,000 | $1.31M | 1.52% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 197,645 | $1.28M | 0.00% | +27,217+16.0% | Added |
| Alberta Investment Management Corp | 163,000 | $1.06M | 0.01% | 00.0% | Unchanged |
| FJ Capital Management LLC | 153,000 | $992.0K | 0.09% | +3,000+2.0% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $987.0K | 0.10% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 151,998 | $986.0K | 0.01% | +106,608+234.9% | Added |
| Advisor Group Holdings, Inc. | 144,694 | $940.0K | 0.00% | +36,159+33.3% | Added |
| Claybrook Capital, LLC | 134,312 | $872.0K | 0.44% | +134,312 | New |
| Raymond James & Associates | 131,386 | $853.0K | 0.00% | +27,094+26.0% | Added |
| Condor Capital Management | 130,020 | $844.0K | 0.09% | +15,755+13.8% | Added |
| Garner Asset Management Corp | 128,617 | $835.0K | 0.39% | +405+0.3% | Added |
| Sterneck Capital Management, LLC | 120,605 | $783.0K | 0.50% | +400+0.3% | Added |
| Janney Montgomery Scott LLC | 117,440 | $762.0K | 0.00% | −1,475−1.2% | Reduced |
| Catalyst Capital Advisors LLC | 116,675 | $757.0K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 115,314 | $749.0K | 0.00% | +8,799+8.3% | Added |
| Virtus ETF Advisers LLC | 107,850 | $700.0K | 0.31% | −3,905−3.5% | Reduced |
| Millennium Management LLC | 102,022 | $662.0K | 0.00% | −39,892−28.1% | Reduced |
| Abbot Financial Management, Inc. | 95,473 | $620.0K | 0.28% | −2,244−2.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 93,457 | $607.0K | 0.03% | −201−0.2% | Reduced |
| Susquehanna International Group, LLP | 88,862 | $577.0K | 0.00% | +7,401+9.1% | Added |
| Stockman Wealth Management, Inc. | 84,650 | $549.0K | 0.12% | −2,100−2.4% | Reduced |
| Parametric Portfolio Associates LLC | 70,604 | $458.0K | 0.00% | −156,407−68.9% | Reduced |
| HighTower Advisors, LLC | 66,354 | $429.0K | 0.00% | +6,279+10.5% | Added |
| Wells Fargo & Company | 46,201 | $300.0K | 0.00% | −3,525−7.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 46,030 | $299.0K | 0.00% | +2,649+6.1% | Added |
| Eagle Global Advisors LLC | 38,740 | $251.0K | 0.02% | −38,530−49.9% | Reduced |
| Signaturefd, LLC | 33,106 | $215.0K | 0.01% | +277+0.8% | Added |
| Citadel Advisors LLC | 30,467 | $198.0K | 0.00% | −35,177−53.6% | Reduced |
| LPL Financial LLC | 28,191 | $183.0K | 0.00% | −4,607−14.0% | Reduced |
| Bulldog Investors, LLP | 27,600 | $179.0K | 0.05% | 00.0% | Unchanged |
| Bank of America Corp | 27,528 | $178.0K | 0.00% | −301−1.1% | Reduced |
| Colony Group LLC | 25,764 | $167.0K | 0.00% | +25,764 | New |
| Kovack Advisors, Inc. | 25,300 | $164.0K | 0.02% | +1,800+7.7% | Added |
| Great West Life Assurance Co | 25,005 | $164.0K | 0.00% | +3,245+14.9% | Added |
| International Assets Investment Management, LLC | 22,550 | $146.0K | 0.03% | −4,900−17.9% | Reduced |
| Edge Wealth Management LLC | 20,000 | $130.0K | 0.03% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 19,500 | $127.0K | 0.05% | −500−2.5% | Reduced |
| Cubic Asset Management, LLC | 19,375 | $126.0K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,087 | $124.0K | 0.00% | −33,461−63.7% | Reduced |
| Quadrature Capital Ltd | 19,117 | $124.0K | 0.00% | +3,820+25.0% | Added |
| Baird Financial Group, Inc. | 17,258 | $112.0K | 0.00% | +425+2.5% | Added |
| Essex Financial Services, Inc. | 14,600 | $95.0K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 13,390 | $87.0K | 0.01% | +13,390 | New |
| Atlas Private Wealth Advisors | 12,898 | $84.0K | 0.04% | −1,000−7.2% | Reduced |
| Cerity Partners LLC | 12,640 | $82.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 11,843 | $76.0K | 0.00% | +8,847+295.3% | Added |
| Traynor Capital Management, Inc. | 11,400 | $73.0K | 0.01% | −4,800−29.6% | Reduced |
| Royal Bank of Canada | 10,750 | $70.0K | 0.00% | +600+5.9% | Added |
| ExodusPoint Capital Management, LP | 10,666 | $69.0K | 0.00% | −1,900−15.1% | Reduced |
| Victory Capital Management Inc | 10,057 | $65.0K | 0.00% | −507−4.8% | Reduced |
| Guggenheim Capital LLC | 10,003 | $65.0K | 0.00% | −104−1.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,275 | $47.0K | 0.00% | −2,465−25.3% | Reduced |
| FNY Investment Advisers, LLC | 5,000 | $32.0K | 0.01% | +5,000 | New |
| Bessemer Group Inc | 4,400 | $29.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,214 | $27.0K | 0.00% | −27,333−86.6% | Reduced |
| Lazard Asset Management LLC | 3,641 | $23.0K | 0.00% | +3,641 | New |
| Group One Trading, L.P. | 3,107 | $20.0K | 0.00% | −4,194−57.4% | Reduced |
| Harbour Investments, Inc. | 2,700 | $18.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,460 | $16.0K | 0.00% | +660+36.7% | Added |
| Webster Bank, N. A. | 2,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 2,000 | $13.0K | 0.00% | +2,000 | New |
| Tower Research Capital LLC (TRC) | 1,736 | $12.0K | 0.00% | +1,200+223.9% | Added |
| Old Second National Bank of Aurora | 1,702 | $11.0K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 1,002 | $7.00K | 0.00% | +1,002 | New |
| Brewin Dolphin Ltd | 685 | $4.45K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| ArrowMark Colorado Holdings LLC | 0 | $0 | 0.00% | −1,792,011−100.0% | Sold out |
| Pin Oak Investment Advisors Inc | 0 | $0 | 0.00% | −46,045−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −36,482−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −21,500−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −21,163−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −20,967−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −20,298−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −18,786−100.0% | Sold out |
| Quad-Cities Investment Group, LLC | 0 | $0 | 0.00% | −14,384−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −14,385−100.0% | Sold out |
| PVG Asset Management Corp | 0 | $0 | 0.00% | −14,275−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −13,322−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,286−100.0% | Sold out |