Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- −4 vs. Q2 2021
- Shares held
- 20.8M
- −1.21M (−5.5%) vs. Q2 2021
- Total value
- $135.4M
- −$12.0M (−8.1%) vs. Q2 2021
- New holders
- 9
- 31 more added
- Sold out
- 13
- 30 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Brewin Dolphin Ltd | 685 | $4.45K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 1,002 | $7.00K | 0.00% | +1,002 | New |
| Old Second National Bank of Aurora | 1,702 | $11.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,736 | $12.0K | 0.00% | +1,200+223.9% | Added |
| Koshinski Asset Management, Inc. | 2,000 | $13.0K | 0.00% | +2,000 | New |
| Webster Bank, N. A. | 2,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,460 | $16.0K | 0.00% | +660+36.7% | Added |
| Harbour Investments, Inc. | 2,700 | $18.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 3,107 | $20.0K | 0.00% | −4,194−57.4% | Reduced |
| Lazard Asset Management LLC | 3,641 | $23.0K | 0.00% | +3,641 | New |
| JPMorgan Chase & Co | 4,214 | $27.0K | 0.00% | −27,333−86.6% | Reduced |
| Bessemer Group Inc | 4,400 | $29.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $32.0K | 0.01% | +5,000 | New |
| Northwestern Mutual Wealth Management Co | 7,275 | $47.0K | 0.00% | −2,465−25.3% | Reduced |
| Victory Capital Management Inc | 10,057 | $65.0K | 0.00% | −507−4.8% | Reduced |
| Guggenheim Capital LLC | 10,003 | $65.0K | 0.00% | −104−1.0% | Reduced |
| ExodusPoint Capital Management, LP | 10,666 | $69.0K | 0.00% | −1,900−15.1% | Reduced |
| Royal Bank of Canada | 10,750 | $70.0K | 0.00% | +600+5.9% | Added |
| Traynor Capital Management, Inc. | 11,400 | $73.0K | 0.01% | −4,800−29.6% | Reduced |
| Wolverine Asset Management LLC | 11,843 | $76.0K | 0.00% | +8,847+295.3% | Added |
| Cerity Partners LLC | 12,640 | $82.0K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 12,898 | $84.0K | 0.04% | −1,000−7.2% | Reduced |
| Jump Financial, LLC | 13,390 | $87.0K | 0.01% | +13,390 | New |
| Essex Financial Services, Inc. | 14,600 | $95.0K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 17,258 | $112.0K | 0.00% | +425+2.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 19,087 | $124.0K | 0.00% | −33,461−63.7% | Reduced |
| Quadrature Capital Ltd | 19,117 | $124.0K | 0.00% | +3,820+25.0% | Added |
| Cubic Asset Management, LLC | 19,375 | $126.0K | 0.03% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 19,500 | $127.0K | 0.05% | −500−2.5% | Reduced |
| Edge Wealth Management LLC | 20,000 | $130.0K | 0.03% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 22,550 | $146.0K | 0.03% | −4,900−17.9% | Reduced |
| Kovack Advisors, Inc. | 25,300 | $164.0K | 0.02% | +1,800+7.7% | Added |
| Great West Life Assurance Co | 25,005 | $164.0K | 0.00% | +3,245+14.9% | Added |
| Colony Group LLC | 25,764 | $167.0K | 0.00% | +25,764 | New |
| Bank of America Corp | 27,528 | $178.0K | 0.00% | −301−1.1% | Reduced |
| Bulldog Investors, LLP | 27,600 | $179.0K | 0.05% | 00.0% | Unchanged |
| LPL Financial LLC | 28,191 | $183.0K | 0.00% | −4,607−14.0% | Reduced |
| Citadel Advisors LLC | 30,467 | $198.0K | 0.00% | −35,177−53.6% | Reduced |
| Signaturefd, LLC | 33,106 | $215.0K | 0.01% | +277+0.8% | Added |
| Eagle Global Advisors LLC | 38,740 | $251.0K | 0.02% | −38,530−49.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 46,030 | $299.0K | 0.00% | +2,649+6.1% | Added |
| Wells Fargo & Company | 46,201 | $300.0K | 0.00% | −3,525−7.1% | Reduced |
| HighTower Advisors, LLC | 66,354 | $429.0K | 0.00% | +6,279+10.5% | Added |
| Parametric Portfolio Associates LLC | 70,604 | $458.0K | 0.00% | −156,407−68.9% | Reduced |
| Stockman Wealth Management, Inc. | 84,650 | $549.0K | 0.12% | −2,100−2.4% | Reduced |
| Susquehanna International Group, LLP | 88,862 | $577.0K | 0.00% | +7,401+9.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 93,457 | $607.0K | 0.03% | −201−0.2% | Reduced |
| Abbot Financial Management, Inc. | 95,473 | $620.0K | 0.28% | −2,244−2.3% | Reduced |
| Millennium Management LLC | 102,022 | $662.0K | 0.00% | −39,892−28.1% | Reduced |
| Virtus ETF Advisers LLC | 107,850 | $700.0K | 0.31% | −3,905−3.5% | Reduced |
| UBS Group AG | 115,314 | $749.0K | 0.00% | +8,799+8.3% | Added |
| Catalyst Capital Advisors LLC | 116,675 | $757.0K | 0.04% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 117,440 | $762.0K | 0.00% | −1,475−1.2% | Reduced |
| Sterneck Capital Management, LLC | 120,605 | $783.0K | 0.50% | +400+0.3% | Added |
| Garner Asset Management Corp | 128,617 | $835.0K | 0.39% | +405+0.3% | Added |
| Condor Capital Management | 130,020 | $844.0K | 0.09% | +15,755+13.8% | Added |
| Raymond James & Associates | 131,386 | $853.0K | 0.00% | +27,094+26.0% | Added |
| Claybrook Capital, LLC | 134,312 | $872.0K | 0.44% | +134,312 | New |
| Advisor Group Holdings, Inc. | 144,694 | $940.0K | 0.00% | +36,159+33.3% | Added |
| Advisors Asset Management, Inc. | 151,998 | $986.0K | 0.01% | +106,608+234.9% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $987.0K | 0.10% | 00.0% | Unchanged |
| FJ Capital Management LLC | 153,000 | $992.0K | 0.09% | +3,000+2.0% | Added |
| Alberta Investment Management Corp | 163,000 | $1.06M | 0.01% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 197,645 | $1.28M | 0.00% | +27,217+16.0% | Added |
| Tilden Park Management I LLC | 200,000 | $1.31M | 1.52% | 00.0% | Unchanged |
| Advisors Capital Management, LLC | 272,881 | $1.77M | 0.05% | −6,880−2.5% | Reduced |
| Stifel Financial Corp | 319,199 | $2.07M | 0.00% | +107,545+50.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 321,212 | $2.08M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 321,212 | $2.09M | 1.39% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 375,756 | $2.44M | 0.00% | +4,133+1.1% | Added |
| Legal & General Group Plc | 400,784 | $2.61M | 0.00% | −27,059−6.3% | Reduced |
| Marshall Wace, LLP | 459,586 | $2.98M | 0.01% | +459,586 | New |
| First Republic Investment Management, Inc. | 499,264 | $3.24M | 0.01% | +2,534+0.5% | Added |
| BlackRock Inc. | 510,310 | $3.31M | 0.00% | +93,585+22.5% | Added |
| Two Sigma Advisers, LP | 511,018 | $3.32M | 0.01% | −147,600−22.4% | Reduced |
| Two Sigma Investments, LP | 528,686 | $3.43M | 0.01% | −179,416−25.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 553,119 | $3.59M | 0.00% | −750,656−57.6% | Reduced |
| Putnam Investments LLC | 675,363 | $4.38M | 0.01% | +23,780+3.6% | Added |
| Confluence Investment Management LLC | 720,384 | $4.67M | 0.07% | +1,391+0.2% | Added |
| Morgan Stanley | 763,982 | $4.96M | 0.00% | +36,655+5.0% | Added |
| Relative Value Partners Group, LLC | 834,452 | $5.51M | 0.41% | +206,189+32.8% | Added |
| Van Eck Associates Corp | 1,010,607 | $6.56M | 0.02% | −61,756−5.8% | Reduced |
| Callodine Capital Management, LP | 1,775,000 | $11.5M | 4.58% | +275,000+18.3% | Added |
| LSV Asset Management | 2,062,603 | $13.4M | 0.02% | −69,900−3.3% | Reduced |
| Ares Management LLC | 4,415,025 | $28.7M | 0.97% | +780,285+21.5% | Added |
| ArrowMark Colorado Holdings LLC | 0 | $0 | 0.00% | −1,792,011−100.0% | Sold out |
| Pin Oak Investment Advisors Inc | 0 | $0 | 0.00% | −46,045−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −36,482−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −21,500−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −21,163−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −20,967−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −20,298−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −18,786−100.0% | Sold out |
| Quad-Cities Investment Group, LLC | 0 | $0 | 0.00% | −14,384−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −14,385−100.0% | Sold out |
| PVG Asset Management Corp | 0 | $0 | 0.00% | −14,275−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −13,322−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,286−100.0% | Sold out |