Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- −5 vs. Q2 2022
- Shares held
- 22.4M
- −1.48M (−6.2%) vs. Q2 2022
- Total value
- $122.6M
- −$25.2M (−17.1%) vs. Q2 2022
- New holders
- 10
- 34 more added
- Sold out
- 15
- 32 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,843,110 | $26.4M | 1.23% | 00.0% | Unchanged |
| Almitas Capital LLC | 2,634,738 | $14.4M | 10.75% | +186,582+7.6% | Added |
| Callodine Capital Management, LP | 1,838,680 | $10.0M | 3.16% | +25,000+1.4% | Added |
| LSV Asset Management | 1,771,003 | $9.67M | 0.02% | −98,600−5.3% | Reduced |
| Relative Value Partners Group, LLC | 1,039,177 | $5.83M | 0.48% | −903−0.1% | Reduced |
| Van Eck Associates Corp | 795,818 | $4.34M | 0.01% | −88,904−10.0% | Reduced |
| Confluence Investment Management LLC | 720,780 | $3.94M | 0.07% | −1,205−0.2% | Reduced |
| Morgan Stanley | 573,635 | $3.13M | 0.00% | −31,666−5.2% | Reduced |
| BlackRock Inc. | 483,815 | $2.64M | 0.00% | −8,188−1.7% | Reduced |
| First Republic Investment Management, Inc. | 466,236 | $2.55M | 0.01% | −22,740−4.7% | Reduced |
| Advisors Asset Management, Inc. | 451,638 | $2.47M | 0.05% | +47,633+11.8% | Added |
| Legal & General Group Plc | 433,526 | $2.37M | 0.00% | +41,731+10.7% | Added |
| Marshall Wace, LLP | 330,819 | $1.81M | 0.00% | +800+0.2% | Added |
| Two Sigma Advisers, LP | 314,314 | $1.72M | 0.00% | −224,204−41.6% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 308,432 | $1.68M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 308,432 | $1.68M | 1.64% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 292,490 | $1.60M | 0.22% | −5,180−1.7% | Reduced |
| Advisors Capital Management, LLC | 259,999 | $1.57M | 0.04% | −11,090−4.1% | Reduced |
| Two Sigma Investments, LP | 287,200 | $1.57M | 0.01% | −237,369−45.3% | Reduced |
| Citadel Advisors LLC | 223,702 | $1.22M | 0.00% | +60,298+36.9% | Added |
| Raymond James & Associates | 207,132 | $1.13M | 0.00% | −9,404−4.3% | Reduced |
| Beach Point Capital Management LP | 175,000 | $956.0K | 0.32% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 163,000 | $890.0K | 0.01% | 00.0% | Unchanged |
| Condor Capital Management | 162,463 | $887.0K | 0.12% | −80,769−33.2% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $830.0K | 0.11% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 140,928 | $769.0K | 0.41% | +5,663+4.2% | Added |
| Neuberger Berman Group LLC | 138,408 | $755.0K | 0.00% | −31,064−18.3% | Reduced |
| Claybrook Capital, LLC | 138,082 | $754.0K | 0.48% | +3,770+2.8% | Added |
| Stifel Financial Corp | 136,440 | $745.0K | 0.00% | +22,711+20.0% | Added |
| Garner Asset Management Corp | 125,888 | $687.0K | 0.37% | −18,944−13.1% | Reduced |
| Catalyst Capital Advisors LLC | 116,675 | $637.0K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 109,065 | $595.0K | 0.00% | +7,100+7.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 101,975 | $557.0K | 0.04% | +18,095+21.6% | Added |
| FJ Capital Management LLC | 101,000 | $553.0K | 0.07% | −22,000−17.9% | Reduced |
| Abbot Financial Management, Inc. | 92,967 | $508.0K | 0.36% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 92,204 | $503.0K | 0.00% | −2,232−2.4% | Reduced |
| HighTower Advisors, LLC | 92,042 | $501.0K | 0.00% | 00.0% | Unchanged |
| Sterneck Capital Management, LLC | 83,847 | $458.0K | 0.32% | +10,874+14.9% | Added |
| Stockman Wealth Management, Inc. | 82,815 | $452.0K | 0.12% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 78,739 | $430.0K | 0.00% | −27,276−25.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 77,887 | $425.0K | 0.00% | +18,753+31.7% | Added |
| Yorktown Management & Research Co Inc | 76,700 | $419.0K | 0.54% | +12,200+18.9% | Added |
| Great West Life Assurance Co | 73,075 | $398.0K | 0.00% | −1,500−2.0% | Reduced |
| Gries Financial LLC | 70,580 | $385.0K | 0.16% | +70,580 | New |
| Virtus ETF Advisers LLC | 66,979 | $366.0K | 0.15% | −8,392−11.1% | Reduced |
| Cornerstone Wealth Management, LLC | 66,296 | $362.0K | 0.04% | +288+0.4% | Added |
| UBS Group AG | 64,245 | $351.0K | 0.00% | −37,870−37.1% | Reduced |
| Meridian Investment Counsel Inc. | 58,600 | $320.0K | 0.14% | +2,700+4.8% | Added |
| HRT Financial LP | 51,525 | $281.0K | 0.00% | −25,322−33.0% | Reduced |
| Infrastructure Capital Advisors, LLC | 45,975 | $251.0K | 0.05% | +8,000+21.1% | Added |
| Tudor Investment Corp Et Al | 43,749 | $239.0K | 0.01% | −27,606−38.7% | Reduced |
| Arkadios Wealth Advisors | 43,541 | $238.0K | 0.04% | +3,157+7.8% | Added |
| Putnam Investments LLC | 40,359 | $220.0K | 0.00% | −448,044−91.7% | Reduced |
| Envestnet Asset Management Inc | 39,711 | $217.0K | 0.00% | +12,437+45.6% | Added |
| Cetera Investment Advisers | 36,909 | $202.0K | 0.00% | +9,320+33.8% | Added |
| Eagle Global Advisors LLC | 35,490 | $194.0K | 0.01% | −29,720−45.6% | Reduced |
| Atria Wealth Solutions, Inc. | 35,250 | $192.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 33,718 | $184.0K | 0.00% | +186+0.6% | Added |
| Eqis Capital Management, Inc. | 31,143 | $170.0K | 0.02% | +2,484+8.7% | Added |
| Susquehanna Fundamental Investments, LLC | 29,714 | $162.0K | 0.00% | +29,714 | New |
| EMC Capital Management | 28,775 | $157.0K | 0.15% | 00.0% | Unchanged |
| Signaturefd, LLC | 28,108 | $153.0K | 0.01% | +1,186+4.4% | Added |
| Kovack Advisors, Inc. | 27,500 | $150.0K | 0.02% | +1,000+3.8% | Added |
| Wells Fargo & Company | 26,158 | $143.0K | 0.00% | +209+0.8% | Added |
| International Assets Investment Management, LLC | 22,550 | $123.0K | 0.03% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 20,903 | $114.0K | 0.00% | +20,903 | New |
| Moors & Cabot, Inc. | 20,621 | $113.0K | 0.01% | +8,095+64.6% | Added |
| Edge Wealth Management LLC | 20,000 | $110.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,864 | $108.0K | 0.00% | +1,008+5.3% | Added |
| Northern Trust Corp | 19,715 | $108.0K | 0.00% | +4,108+26.3% | Added |
| Cubic Asset Management, LLC | 19,375 | $106.0K | 0.03% | 00.0% | Unchanged |
| XTX Topco Ltd | 18,649 | $102.0K | 0.03% | +3,595+23.9% | Added |
| Kingsview Wealth Management, LLC | 18,277 | $100.0K | 0.00% | +199+1.1% | Added |
| Cresset Asset Management, LLC | 17,260 | $97.0K | 0.00% | −7,041−29.0% | Reduced |
| Bank of America Corp | 15,558 | $85.0K | 0.00% | +558+3.7% | Added |
| United Capital Financial Advisers, LLC | 15,000 | $82.0K | 0.00% | −1,405−8.6% | Reduced |
| Essex Financial Services, Inc. | 14,600 | $80.0K | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 14,226 | $78.0K | 0.00% | −367,578−96.3% | Reduced |
| Baird Financial Group, Inc. | 13,725 | $75.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,991 | $70.0K | 0.00% | +12,991 | New |
| Navellier & Associates Inc | 12,138 | $66.0K | 0.01% | 00.0% | Unchanged |
| PVG Asset Management Corp | 11,695 | $63.9K | 0.25% | +11,695 | New |
| Silvercrest Asset Management Group LLC | 11,256 | $61.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 10,722 | $59.0K | 0.01% | 00.0% | Unchanged |
| Sabal Trust CO | 10,000 | $55.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,259 | $51.0K | 0.00% | −15,391−62.4% | Reduced |
| Group One Trading, L.P. | 7,519 | $41.0K | 0.00% | −1,960−20.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,275 | $40.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 5,390 | $29.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,435 | $25.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,141 | $23.0K | 0.00% | +4,141 | New |
| JPMorgan Chase & Co | 3,704 | $20.0K | 0.00% | +47+1.3% | Added |
| FNY Investment Advisers, LLC | 2,600 | $14.0K | 0.01% | +200+8.3% | Added |
| Tower Research Capital LLC (TRC) | 2,324 | $13.0K | 0.00% | −4,161−64.2% | Reduced |
| Webster Bank, N. A. | 2,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,550 | $8.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,499 | $8.00K | 0.00% | +425+39.6% | Added |
| Spire Wealth Management | 1,000 | $5.00K | 0.00% | −100−9.1% | Reduced |
| Parallel Advisors, LLC | 501 | $3.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 530 | $3.00K | 0.00% | +530 | New |