Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- −5 vs. Q2 2022
- Shares held
- 22.4M
- −1.48M (−6.2%) vs. Q2 2022
- Total value
- $122.6M
- −$25.2M (−17.1%) vs. Q2 2022
- New holders
- 10
- 34 more added
- Sold out
- 15
- 32 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Selway Asset Management | 50 | $0 | 0.00% | +50 | New |
| Harbour Investments, Inc. | 160 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 375 | $2.00K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 400 | $2.00K | 0.00% | +400 | New |
| CWM, LLC | 400 | $2.00K | 0.00% | +400 | New |
| Parallel Advisors, LLC | 501 | $3.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 530 | $3.00K | 0.00% | +530 | New |
| Spire Wealth Management | 1,000 | $5.00K | 0.00% | −100−9.1% | Reduced |
| Sound Income Strategies, LLC | 1,550 | $8.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,499 | $8.00K | 0.00% | +425+39.6% | Added |
| Webster Bank, N. A. | 2,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,324 | $13.0K | 0.00% | −4,161−64.2% | Reduced |
| FNY Investment Advisers, LLC | 2,600 | $14.0K | 0.01% | +200+8.3% | Added |
| JPMorgan Chase & Co | 3,704 | $20.0K | 0.00% | +47+1.3% | Added |
| US Bancorp | 4,141 | $23.0K | 0.00% | +4,141 | New |
| The PNC Financial Services Group, Inc. | 4,435 | $25.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 5,390 | $29.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,275 | $40.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 7,519 | $41.0K | 0.00% | −1,960−20.7% | Reduced |
| Royal Bank of Canada | 9,259 | $51.0K | 0.00% | −15,391−62.4% | Reduced |
| Sabal Trust CO | 10,000 | $55.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 10,722 | $59.0K | 0.01% | 00.0% | Unchanged |
| Silvercrest Asset Management Group LLC | 11,256 | $61.0K | 0.00% | 00.0% | Unchanged |
| PVG Asset Management Corp | 11,695 | $63.9K | 0.25% | +11,695 | New |
| Navellier & Associates Inc | 12,138 | $66.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,991 | $70.0K | 0.00% | +12,991 | New |
| Baird Financial Group, Inc. | 13,725 | $75.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 14,226 | $78.0K | 0.00% | −367,578−96.3% | Reduced |
| Essex Financial Services, Inc. | 14,600 | $80.0K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 15,000 | $82.0K | 0.00% | −1,405−8.6% | Reduced |
| Bank of America Corp | 15,558 | $85.0K | 0.00% | +558+3.7% | Added |
| Cresset Asset Management, LLC | 17,260 | $97.0K | 0.00% | −7,041−29.0% | Reduced |
| Kingsview Wealth Management, LLC | 18,277 | $100.0K | 0.00% | +199+1.1% | Added |
| XTX Topco Ltd | 18,649 | $102.0K | 0.03% | +3,595+23.9% | Added |
| Cubic Asset Management, LLC | 19,375 | $106.0K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,864 | $108.0K | 0.00% | +1,008+5.3% | Added |
| Northern Trust Corp | 19,715 | $108.0K | 0.00% | +4,108+26.3% | Added |
| Edge Wealth Management LLC | 20,000 | $110.0K | 0.02% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 20,621 | $113.0K | 0.01% | +8,095+64.6% | Added |
| D. E. Shaw & Co., Inc. | 20,903 | $114.0K | 0.00% | +20,903 | New |
| International Assets Investment Management, LLC | 22,550 | $123.0K | 0.03% | 00.0% | Unchanged |
| Wells Fargo & Company | 26,158 | $143.0K | 0.00% | +209+0.8% | Added |
| Kovack Advisors, Inc. | 27,500 | $150.0K | 0.02% | +1,000+3.8% | Added |
| Signaturefd, LLC | 28,108 | $153.0K | 0.01% | +1,186+4.4% | Added |
| EMC Capital Management | 28,775 | $157.0K | 0.15% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 29,714 | $162.0K | 0.00% | +29,714 | New |
| Eqis Capital Management, Inc. | 31,143 | $170.0K | 0.02% | +2,484+8.7% | Added |
| LPL Financial LLC | 33,718 | $184.0K | 0.00% | +186+0.6% | Added |
| Atria Wealth Solutions, Inc. | 35,250 | $192.0K | 0.00% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 35,490 | $194.0K | 0.01% | −29,720−45.6% | Reduced |
| Cetera Investment Advisers | 36,909 | $202.0K | 0.00% | +9,320+33.8% | Added |
| Envestnet Asset Management Inc | 39,711 | $217.0K | 0.00% | +12,437+45.6% | Added |
| Putnam Investments LLC | 40,359 | $220.0K | 0.00% | −448,044−91.7% | Reduced |
| Arkadios Wealth Advisors | 43,541 | $238.0K | 0.04% | +3,157+7.8% | Added |
| Tudor Investment Corp Et Al | 43,749 | $239.0K | 0.01% | −27,606−38.7% | Reduced |
| Infrastructure Capital Advisors, LLC | 45,975 | $251.0K | 0.05% | +8,000+21.1% | Added |
| HRT Financial LP | 51,525 | $281.0K | 0.00% | −25,322−33.0% | Reduced |
| Meridian Investment Counsel Inc. | 58,600 | $320.0K | 0.14% | +2,700+4.8% | Added |
| UBS Group AG | 64,245 | $351.0K | 0.00% | −37,870−37.1% | Reduced |
| Cornerstone Wealth Management, LLC | 66,296 | $362.0K | 0.04% | +288+0.4% | Added |
| Virtus ETF Advisers LLC | 66,979 | $366.0K | 0.15% | −8,392−11.1% | Reduced |
| Gries Financial LLC | 70,580 | $385.0K | 0.16% | +70,580 | New |
| Great West Life Assurance Co | 73,075 | $398.0K | 0.00% | −1,500−2.0% | Reduced |
| Yorktown Management & Research Co Inc | 76,700 | $419.0K | 0.54% | +12,200+18.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 77,887 | $425.0K | 0.00% | +18,753+31.7% | Added |
| Mackenzie Financial Corp | 78,739 | $430.0K | 0.00% | −27,276−25.7% | Reduced |
| Stockman Wealth Management, Inc. | 82,815 | $452.0K | 0.12% | 00.0% | Unchanged |
| Sterneck Capital Management, LLC | 83,847 | $458.0K | 0.32% | +10,874+14.9% | Added |
| HighTower Advisors, LLC | 92,042 | $501.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 92,204 | $503.0K | 0.00% | −2,232−2.4% | Reduced |
| Abbot Financial Management, Inc. | 92,967 | $508.0K | 0.36% | 00.0% | Unchanged |
| FJ Capital Management LLC | 101,000 | $553.0K | 0.07% | −22,000−17.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 101,975 | $557.0K | 0.04% | +18,095+21.6% | Added |
| Janney Montgomery Scott LLC | 109,065 | $595.0K | 0.00% | +7,100+7.0% | Added |
| Catalyst Capital Advisors LLC | 116,675 | $637.0K | 0.02% | 00.0% | Unchanged |
| Garner Asset Management Corp | 125,888 | $687.0K | 0.37% | −18,944−13.1% | Reduced |
| Stifel Financial Corp | 136,440 | $745.0K | 0.00% | +22,711+20.0% | Added |
| Claybrook Capital, LLC | 138,082 | $754.0K | 0.48% | +3,770+2.8% | Added |
| Neuberger Berman Group LLC | 138,408 | $755.0K | 0.00% | −31,064−18.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 140,928 | $769.0K | 0.41% | +5,663+4.2% | Added |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $830.0K | 0.11% | 00.0% | Unchanged |
| Condor Capital Management | 162,463 | $887.0K | 0.12% | −80,769−33.2% | Reduced |
| Alberta Investment Management Corp | 163,000 | $890.0K | 0.01% | 00.0% | Unchanged |
| Beach Point Capital Management LP | 175,000 | $956.0K | 0.32% | 00.0% | Unchanged |
| Raymond James & Associates | 207,132 | $1.13M | 0.00% | −9,404−4.3% | Reduced |
| Citadel Advisors LLC | 223,702 | $1.22M | 0.00% | +60,298+36.9% | Added |
| Two Sigma Investments, LP | 287,200 | $1.57M | 0.01% | −237,369−45.3% | Reduced |
| Advisors Capital Management, LLC | 259,999 | $1.57M | 0.04% | −11,090−4.1% | Reduced |
| McKinley Capital Management LLC /Delaware | 292,490 | $1.60M | 0.22% | −5,180−1.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 308,432 | $1.68M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 308,432 | $1.68M | 1.64% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 314,314 | $1.72M | 0.00% | −224,204−41.6% | Reduced |
| Marshall Wace, LLP | 330,819 | $1.81M | 0.00% | +800+0.2% | Added |
| Legal & General Group Plc | 433,526 | $2.37M | 0.00% | +41,731+10.7% | Added |
| Advisors Asset Management, Inc. | 451,638 | $2.47M | 0.05% | +47,633+11.8% | Added |
| First Republic Investment Management, Inc. | 466,236 | $2.55M | 0.01% | −22,740−4.7% | Reduced |
| BlackRock Inc. | 483,815 | $2.64M | 0.00% | −8,188−1.7% | Reduced |
| Morgan Stanley | 573,635 | $3.13M | 0.00% | −31,666−5.2% | Reduced |