Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- +10 vs. Q2 2023
- Shares held
- 19.8M
- −1.05M (−5.0%) vs. Q2 2023
- Total value
- $130.6M
- +$7.44M (+6.0%) vs. Q2 2023
- New holders
- 20
- 45 more added
- Sold out
- 10
- 28 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 3,641,624 | $24.0M | 0.62% | −1,066,542−22.7% | Reduced |
| LSV Asset Management | 2,101,737 | $13.8M | 0.03% | +295,060+16.3% | Added |
| Invesco Ltd. | 1,826,286 | $12.0M | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 1,133,784 | $7.46M | 0.01% | −221,167−16.3% | Reduced |
| Callodine Capital Management, LP | 1,052,535 | $6.93M | 1.93% | −947,465−47.4% | Reduced |
| Two Sigma Investments, LP | 765,352 | $5.04M | 0.01% | +255,551+50.1% | Added |
| Two Sigma Advisers, LP | 696,218 | $4.58M | 0.01% | +214,700+44.6% | Added |
| Advisors Asset Management, Inc. | 660,874 | $4.35M | 0.09% | +45,146+7.3% | Added |
| Morgan Stanley | 659,323 | $4.34M | 0.00% | −15,939−2.4% | Reduced |
| Confluence Investment Management LLC | 639,471 | $4.21M | 0.07% | −55,771−8.0% | Reduced |
| Legal & General Group Plc | 472,347 | $3.11M | 0.00% | +742+0.2% | Added |
| BlackRock Inc. | 326,020 | $2.15M | 0.00% | −89,375−21.5% | Reduced |
| First Republic Investment Management, Inc. | 270,437 | $1.78M | 0.01% | −79,434−22.7% | Reduced |
| Golden Green, Inc. | 252,512 | $1.66M | 1.74% | +4,854+2.0% | Added |
| Claybrook Capital, LLC | 246,312 | $1.62M | 0.93% | 00.0% | Unchanged |
| Condor Capital Management | 244,185 | $1.61M | 0.20% | +26,948+12.4% | Added |
| Legacy Capital Wealth Partners, LLC | 207,519 | $1.37M | 0.37% | +196,533+1,788.9% | Added |
| Advisors Capital Management, LLC | 203,960 | $1.34M | 0.03% | −5,791−2.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 188,990 | $1.24M | 0.08% | +146,682+346.7% | Added |
| Advisor Group Holdings, Inc. | 178,283 | $1.17M | 0.00% | +58,459+48.8% | Added |
| Stifel Financial Corp | 168,406 | $1.11M | 0.00% | +4,906+3.0% | Added |
| Raymond James & Associates | 167,462 | $1.10M | 0.00% | −5,298−3.1% | Reduced |
| Alberta Investment Management Corp | 163,000 | $1.07M | 0.01% | 00.0% | Unchanged |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $1.00M | 0.13% | 00.0% | Unchanged |
| Citadel Advisors LLC | 148,193 | $975.1K | 0.00% | −100,010−40.3% | Reduced |
| Trexquant Investment LP | 121,197 | $797.5K | 0.02% | +36,810+43.6% | Added |
| McKinley Capital Management LLC /Delaware | 119,203 | $784.4K | 0.11% | −2,429−2.0% | Reduced |
| Cornerstone Wealth Management, LLC | 114,474 | $753.3K | 0.07% | +22,281+24.2% | Added |
| Janney Montgomery Scott LLC | 111,501 | $734.0K | 0.00% | +154+0.1% | Added |
| Garner Asset Management Corp | 107,575 | $708.0K | 0.42% | −400.0% | Reduced |
| Sterneck Capital Management, LLC | 100,385 | $660.5K | 0.44% | −13,281−11.7% | Reduced |
| Catalyst Capital Advisors LLC | 99,131 | $652.3K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 98,845 | $650.4K | 0.00% | +21,300+27.5% | Added |
| XTX Topco Ltd | 93,168 | $613.0K | 0.10% | +32,799+54.3% | Added |
| Virtus ETF Advisers LLC | 90,071 | $592.7K | 0.36% | +35,096+63.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 88,864 | $585.0K | 0.00% | +3,387+4.0% | Added |
| Cetera Investment Advisers | 82,261 | $541.3K | 0.00% | +5,148+6.7% | Added |
| Abbot Financial Management, Inc. | 77,979 | $513.1K | 0.35% | −9,997−11.4% | Reduced |
| SG Americas Securities, LLC | 75,282 | $495.0K | 0.01% | +75,282 | New |
| HighTower Advisors, LLC | 73,238 | $482.0K | 0.00% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 67,321 | $443.0K | 0.15% | 00.0% | Unchanged |
| HRT Financial LP | 65,155 | $428.0K | 0.00% | −64,778−49.9% | Reduced |
| Marshall Wace, LLP | 64,934 | $427.3K | 0.00% | +64,934 | New |
| Great West Life Assurance Co | 64,014 | $421.0K | 0.00% | +2,572+4.2% | Added |
| Creative Planning | 57,953 | $381.3K | 0.00% | +36,437+169.3% | Added |
| Winton Group Ltd | 57,602 | $379.0K | 0.03% | +57,602 | New |
| Qube Research & Technologies Ltd | 56,448 | $371.4K | 0.00% | +56,448 | New |
| LPL Financial LLC | 51,280 | $337.4K | 0.00% | −16,157−24.0% | Reduced |
| Meridian Investment Counsel Inc. | 51,100 | $336.2K | 0.13% | −5,000−8.9% | Reduced |
| United Capital Financial Advisers, LLC | 50,000 | $329.0K | 0.00% | +20,000+66.7% | Added |
| Commonwealth Equity Services, LLC | 48,586 | $320.0K | 0.00% | +17,097+54.3% | Added |
| Caxton Associates LP | 48,210 | $317.2K | 0.04% | +2,734+6.0% | Added |
| Tudor Investment Corp Et Al | 46,614 | $306.7K | 0.00% | +12,328+36.0% | Added |
| Gries Financial LLC | 43,935 | $289.1K | 0.08% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 43,655 | $287.2K | 0.03% | −1,041−2.3% | Reduced |
| UBS Group AG | 40,814 | $268.6K | 0.00% | +1,118+2.8% | Added |
| Thrivent Financial for Lutherans | 38,427 | $253.0K | 0.00% | +38,427 | New |
| Kovack Advisors, Inc. | 37,150 | $244.4K | 0.03% | +2,600+7.5% | Added |
| Founders Financial Alliance, LLC | 35,876 | $236.1K | 0.10% | +35,876 | New |
| Atria Wealth Solutions, Inc. | 33,031 | $217.3K | 0.00% | 00.0% | Unchanged |
| Close Asset Management Ltd | 33,000 | $217.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 31,186 | $205.2K | 0.01% | +915+3.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 31,042 | $204.3K | 0.00% | +2,640+9.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 29,308 | $192.8K | 0.00% | +29,308 | New |
| Wells Fargo & Company | 29,228 | $192.3K | 0.00% | +511+1.8% | Added |
| Goldman Sachs Group Inc | 29,028 | $191.0K | 0.00% | −10,527−26.6% | Reduced |
| EMC Capital Management | 28,775 | $189.0K | 0.14% | +26,860+1,402.6% | Added |
| Origin Asset Management LLP | 28,250 | $185.9K | 0.06% | +28,250 | New |
| PAX Financial Group, LLC | 28,000 | $184.2K | 0.04% | +28,000 | New |
| Evergreen Capital Management LLC | 26,020 | $176.7K | 0.01% | +109+0.4% | Added |
| Northern Trust Corp | 24,732 | $162.7K | 0.00% | +3,110+14.4% | Added |
| Cresset Asset Management, LLC | 23,899 | $162.3K | 0.00% | +373+1.6% | Added |
| Jump Financial, LLC | 24,400 | $160.6K | 0.01% | −25,900−51.5% | Reduced |
| Quadrature Capital Ltd | 23,126 | $152.1K | 0.00% | +4,940+27.2% | Added |
| Hillsdale Investment Management Inc. | 22,500 | $148.1K | 0.01% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $131.6K | 0.03% | 00.0% | Unchanged |
| Regions Financial Corp | 20,000 | $131.6K | 0.00% | +20,000 | New |
| Beaumont Financial Advisors, LLC | 19,752 | $130.0K | 0.01% | +652+3.4% | Added |
| Lazard Asset Management LLC | 19,504 | $128.0K | 0.00% | +19,504 | New |
| Cubic Asset Management, LLC | 19,375 | $127.5K | 0.04% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 18,609 | $122.4K | 0.00% | −1,325−6.6% | Reduced |
| International Assets Investment Management, LLC | 18,750 | $120.8K | 0.02% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 17,441 | $114.8K | 0.02% | +106+0.6% | Added |
| Nebula Research & Development LLC | 17,384 | $114.4K | 0.06% | +17,384 | New |
| D. E. Shaw & Co., Inc. | 16,547 | $108.9K | 0.00% | −29,818−64.3% | Reduced |
| Bank of America Corp | 15,337 | $100.9K | 0.00% | −587−3.7% | Reduced |
| Jane Street Group, LLC | 15,321 | $100.8K | 0.00% | −1,315−7.9% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 15,006 | $98.7K | 0.01% | −6,126−29.0% | Reduced |
| Essex Financial Services, Inc. | 14,600 | $96.1K | 0.01% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 14,345 | $94.4K | 0.03% | +14,345 | New |
| JPMorgan Chase & Co | 14,252 | $93.8K | 0.00% | +4,950+53.2% | Added |
| Baird Financial Group, Inc. | 13,725 | $90.3K | 0.00% | 00.0% | Unchanged |
| Centiva Capital, LP | 11,592 | $76.3K | 0.00% | +11,592 | New |
| Dynamic Technology Lab Private Ltd | 11,189 | $74.0K | 0.01% | −20,318−64.5% | Reduced |
| Parallel Advisors, LLC | 10,432 | $68.6K | 0.00% | +1,149+12.4% | Added |
| NinePointTwo Capital | 10,107 | $66.0K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,150 | $60.0K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 7,754 | $51.0K | 0.03% | +395+5.4% | Added |
| BNP Paribas Arbitrage, SA | 7,695 | $50.6K | 0.00% | +7,695 | New |
| Aquatic Capital Management LLC | 7,600 | $50.0K | 0.00% | +5,300+230.4% | Added |