Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Pennantpark Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- +10 vs. Q2 2023
- Shares held
- 19.8M
- −1.05M (−5.0%) vs. Q2 2023
- Total value
- $130.6M
- +$7.44M (+6.0%) vs. Q2 2023
- New holders
- 20
- 45 more added
- Sold out
- 10
- 28 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $7 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 7 | $46 | 0.00% | −138−95.2% | Reduced |
| US Bancorp | 40 | $263 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 112 | $737 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 160 | $1.05K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 175 | $1.15K | 0.00% | +175 | New |
| Farther Finance Advisors, LLC | 253 | $1.67K | 0.00% | +8+3.3% | Added |
| FMR LLC | 336 | $2.21K | 0.00% | +336 | New |
| Key Financial Inc | 375 | $2.47K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 523 | $3.44K | 0.00% | +523 | New |
| Spire Wealth Management | 1,200 | $7.90K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,401 | $8.70K | 0.00% | +88+6.7% | Added |
| Highlander Capital Management, LLC | 1,620 | $11.0K | 0.00% | +1,620 | New |
| EverSource Wealth Advisors, LLC | 1,842 | $12.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $12.3K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,000 | $13.2K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,025 | $13.3K | 0.00% | +2,025 | New |
| Sound Income Strategies, LLC | 2,573 | $16.9K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 3,120 | $20.5K | 0.00% | −7,788−71.4% | Reduced |
| Quadrant Capital Group LLC | 3,599 | $23.7K | 0.00% | +598+19.9% | Added |
| Cedar Wealth Management, LLC | 3,940 | $25.9K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,435 | $29.2K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,300 | $34.0K | 0.02% | +1,500+39.5% | Added |
| Northwestern Mutual Wealth Management Co | 7,275 | $47.9K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 7,600 | $50.0K | 0.00% | +5,300+230.4% | Added |
| BNP Paribas Arbitrage, SA | 7,695 | $50.6K | 0.00% | +7,695 | New |
| Quarry LP | 7,754 | $51.0K | 0.03% | +395+5.4% | Added |
| Royal Bank of Canada | 9,150 | $60.0K | 0.00% | 00.0% | Unchanged |
| NinePointTwo Capital | 10,107 | $66.0K | 0.03% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10,432 | $68.6K | 0.00% | +1,149+12.4% | Added |
| Dynamic Technology Lab Private Ltd | 11,189 | $74.0K | 0.01% | −20,318−64.5% | Reduced |
| Centiva Capital, LP | 11,592 | $76.3K | 0.00% | +11,592 | New |
| Baird Financial Group, Inc. | 13,725 | $90.3K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 14,252 | $93.8K | 0.00% | +4,950+53.2% | Added |
| Fox Run Management, L.L.C. | 14,345 | $94.4K | 0.03% | +14,345 | New |
| Essex Financial Services, Inc. | 14,600 | $96.1K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 15,006 | $98.7K | 0.01% | −6,126−29.0% | Reduced |
| Jane Street Group, LLC | 15,321 | $100.8K | 0.00% | −1,315−7.9% | Reduced |
| Bank of America Corp | 15,337 | $100.9K | 0.00% | −587−3.7% | Reduced |
| D. E. Shaw & Co., Inc. | 16,547 | $108.9K | 0.00% | −29,818−64.3% | Reduced |
| Nebula Research & Development LLC | 17,384 | $114.4K | 0.06% | +17,384 | New |
| Sunbelt Securities, Inc. | 17,441 | $114.8K | 0.02% | +106+0.6% | Added |
| International Assets Investment Management, LLC | 18,750 | $120.8K | 0.02% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 18,609 | $122.4K | 0.00% | −1,325−6.6% | Reduced |
| Cubic Asset Management, LLC | 19,375 | $127.5K | 0.04% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 19,504 | $128.0K | 0.00% | +19,504 | New |
| Beaumont Financial Advisors, LLC | 19,752 | $130.0K | 0.01% | +652+3.4% | Added |
| Edge Wealth Management LLC | 20,000 | $131.6K | 0.03% | 00.0% | Unchanged |
| Regions Financial Corp | 20,000 | $131.6K | 0.00% | +20,000 | New |
| Hillsdale Investment Management Inc. | 22,500 | $148.1K | 0.01% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 23,126 | $152.1K | 0.00% | +4,940+27.2% | Added |
| Jump Financial, LLC | 24,400 | $160.6K | 0.01% | −25,900−51.5% | Reduced |
| Cresset Asset Management, LLC | 23,899 | $162.3K | 0.00% | +373+1.6% | Added |
| Northern Trust Corp | 24,732 | $162.7K | 0.00% | +3,110+14.4% | Added |
| Evergreen Capital Management LLC | 26,020 | $176.7K | 0.01% | +109+0.4% | Added |
| PAX Financial Group, LLC | 28,000 | $184.2K | 0.04% | +28,000 | New |
| Origin Asset Management LLP | 28,250 | $185.9K | 0.06% | +28,250 | New |
| EMC Capital Management | 28,775 | $189.0K | 0.14% | +26,860+1,402.6% | Added |
| Goldman Sachs Group Inc | 29,028 | $191.0K | 0.00% | −10,527−26.6% | Reduced |
| Wells Fargo & Company | 29,228 | $192.3K | 0.00% | +511+1.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 29,308 | $192.8K | 0.00% | +29,308 | New |
| Raymond James Financial Services Advisors, Inc. | 31,042 | $204.3K | 0.00% | +2,640+9.3% | Added |
| Signaturefd, LLC | 31,186 | $205.2K | 0.01% | +915+3.0% | Added |
| Close Asset Management Ltd | 33,000 | $217.0K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 33,031 | $217.3K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 35,876 | $236.1K | 0.10% | +35,876 | New |
| Kovack Advisors, Inc. | 37,150 | $244.4K | 0.03% | +2,600+7.5% | Added |
| Thrivent Financial for Lutherans | 38,427 | $253.0K | 0.00% | +38,427 | New |
| UBS Group AG | 40,814 | $268.6K | 0.00% | +1,118+2.8% | Added |
| Arkadios Wealth Advisors | 43,655 | $287.2K | 0.03% | −1,041−2.3% | Reduced |
| Gries Financial LLC | 43,935 | $289.1K | 0.08% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 46,614 | $306.7K | 0.00% | +12,328+36.0% | Added |
| Caxton Associates LP | 48,210 | $317.2K | 0.04% | +2,734+6.0% | Added |
| Commonwealth Equity Services, LLC | 48,586 | $320.0K | 0.00% | +17,097+54.3% | Added |
| United Capital Financial Advisers, LLC | 50,000 | $329.0K | 0.00% | +20,000+66.7% | Added |
| Meridian Investment Counsel Inc. | 51,100 | $336.2K | 0.13% | −5,000−8.9% | Reduced |
| LPL Financial LLC | 51,280 | $337.4K | 0.00% | −16,157−24.0% | Reduced |
| Qube Research & Technologies Ltd | 56,448 | $371.4K | 0.00% | +56,448 | New |
| Winton Group Ltd | 57,602 | $379.0K | 0.03% | +57,602 | New |
| Creative Planning | 57,953 | $381.3K | 0.00% | +36,437+169.3% | Added |
| Great West Life Assurance Co | 64,014 | $421.0K | 0.00% | +2,572+4.2% | Added |
| Marshall Wace, LLP | 64,934 | $427.3K | 0.00% | +64,934 | New |
| HRT Financial LP | 65,155 | $428.0K | 0.00% | −64,778−49.9% | Reduced |
| Bulldog Investors, LLP | 67,321 | $443.0K | 0.15% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 73,238 | $482.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 75,282 | $495.0K | 0.01% | +75,282 | New |
| Abbot Financial Management, Inc. | 77,979 | $513.1K | 0.35% | −9,997−11.4% | Reduced |
| Cetera Investment Advisers | 82,261 | $541.3K | 0.00% | +5,148+6.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 88,864 | $585.0K | 0.00% | +3,387+4.0% | Added |
| Virtus ETF Advisers LLC | 90,071 | $592.7K | 0.36% | +35,096+63.8% | Added |
| XTX Topco Ltd | 93,168 | $613.0K | 0.10% | +32,799+54.3% | Added |
| Envestnet Asset Management Inc | 98,845 | $650.4K | 0.00% | +21,300+27.5% | Added |
| Catalyst Capital Advisors LLC | 99,131 | $652.3K | 0.02% | 00.0% | Unchanged |
| Sterneck Capital Management, LLC | 100,385 | $660.5K | 0.44% | −13,281−11.7% | Reduced |
| Garner Asset Management Corp | 107,575 | $708.0K | 0.42% | −400.0% | Reduced |
| Janney Montgomery Scott LLC | 111,501 | $734.0K | 0.00% | +154+0.1% | Added |
| Cornerstone Wealth Management, LLC | 114,474 | $753.3K | 0.07% | +22,281+24.2% | Added |
| McKinley Capital Management LLC /Delaware | 119,203 | $784.4K | 0.11% | −2,429−2.0% | Reduced |
| Trexquant Investment LP | 121,197 | $797.5K | 0.02% | +36,810+43.6% | Added |
| Citadel Advisors LLC | 148,193 | $975.1K | 0.00% | −100,010−40.3% | Reduced |