Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Pennantpark Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +4 vs. Q3 2023
- Shares held
- 18.0M
- −1.12M (−5.9%) vs. Q3 2023
- Total value
- $124.1M
- −$1.43M (−1.1%) vs. Q3 2023
- New holders
- 19
- 48 more added
- Sold out
- 15
- 35 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PNNT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 102 | $44.6M |
| Q1 2026 | 103 | $54.1M |
| Q4 2025 | 117 | $79.2M |
| Q3 2025 | 111 | $84.5M |
| Q2 2025 | 109 | $89.1M |
| Q1 2025 | 110 | $99.8M |
| Q4 2024 | 122 | $105.7M |
| Q3 2024 | 116 | $99.8M |
| Q2 2024 | 116 | $130.6M |
| Q1 2024 | 120 | $119.7M |
| Q4 2023 | 125 | $124.1M |
| Q3 2023 | 124 | $130.6M |
| Q2 2023 | 115 | $123.2M |
| Q1 2023 | 110 | $115.9M |
| Q4 2022 | 112 | $133.5M |
| Q3 2022 | 108 | $122.6M |
| Q2 2022 | 114 | $152.3M |
| Q1 2022 | 115 | $191.4M |
| Q4 2021 | 89 | $144.9M |
| Q3 2021 | 87 | $135.4M |
| Q2 2021 | 91 | $147.4M |
| Q1 2021 | 93 | $120.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Pennantpark Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $7 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 23 | $159 | 0.00% | −152−86.9% | Reduced |
| Group One Trading, L.P. | 100 | $691 | 0.00% | +100 | New |
| Impact Partnership Wealth, LLC | 121 | $836 | 0.00% | +121 | New |
| Harbour Investments, Inc. | 160 | $1.11K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 267 | $1.84K | 0.00% | +155+138.4% | Added |
| Farther Finance Advisors, LLC | 267 | $1.85K | 0.00% | +14+5.5% | Added |
| Key Financial Inc | 375 | $2.59K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 500 | $3.00K | 0.00% | +500 | New |
| IFP Advisors, Inc | 730 | $5.04K | 0.00% | +730 | New |
| Fortis Group Advisors, LLC | 1,046 | $7.23K | 0.00% | +523+100.0% | Added |
| US Bancorp | 1,127 | $7.79K | 0.00% | +1,087+2,717.5% | Added |
| Spire Wealth Management | 1,200 | $8.41K | 0.00% | 00.0% | Unchanged |
| LM Advisors LLC | 1,300 | $8.98K | 0.00% | +1,300 | New |
| Highlander Capital Management, LLC | 1,620 | $11.2K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 1,813 | $12.5K | 0.01% | −5,941−76.6% | Reduced |
| EverSource Wealth Advisors, LLC | 1,842 | $12.7K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,865 | $12.9K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,900 | $13.1K | 0.00% | −5,795−75.3% | Reduced |
| Webster Bank, N. A. | 2,000 | $13.8K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,400 | $16.0K | 0.02% | −2,900−54.7% | Reduced |
| The PNC Financial Services Group, Inc. | 2,435 | $16.8K | 0.00% | −2,000−45.1% | Reduced |
| Sound Income Strategies, LLC | 2,573 | $17.8K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,047 | $21.2K | 0.00% | +1,646+117.5% | Added |
| Barclays PLC | 3,120 | $21.6K | 0.00% | +3,120 | New |
| Cedar Wealth Management, LLC | 3,940 | $27.2K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 4,854 | $33.5K | 0.00% | +1,255+34.9% | Added |
| Advisory Services Network, LLC | 5,813 | $40.2K | 0.00% | +5,813 | New |
| Royal Bank of Canada | 9,315 | $64.0K | 0.00% | +165+1.8% | Added |
| Northwestern Mutual Wealth Management Co | 9,390 | $64.9K | 0.00% | +2,115+29.1% | Added |
| Cape Investment Advisory, Inc. | 9,689 | $67.0K | 0.03% | +9,689 | New |
| NinePointTwo Capital | 10,107 | $69.0K | 0.03% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 10,975 | $75.8K | 0.02% | −8,400−43.4% | Reduced |
| Parallel Advisors, LLC | 12,519 | $86.5K | 0.00% | +2,087+20.0% | Added |
| Tucker Asset Management LLC | 13,049 | $90.2K | 0.02% | +13,049 | New |
| Baird Financial Group, Inc. | 13,725 | $94.8K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 14,024 | $96.9K | 0.00% | −1,297−8.5% | Reduced |
| GWM Advisors LLC | 13,773 | $97.7K | 0.00% | +13,773 | New |
| Aigen Investment Management, LP | 14,556 | $100.6K | 0.02% | +14,556 | New |
| Essex Financial Services, Inc. | 14,600 | $100.9K | 0.01% | 00.0% | Unchanged |
| Pacific Capital Wealth Advisors, Inc | 7,575 | $105.4K | 0.03% | +7,575 | New |
| Bank of America Corp | 15,666 | $108.3K | 0.00% | +329+2.1% | Added |
| Northern Trust Corp | 17,048 | $117.8K | 0.00% | −7,684−31.1% | Reduced |
| Sunbelt Securities, Inc. | 17,619 | $121.7K | 0.02% | +178+1.0% | Added |
| JPMorgan Chase & Co | 17,815 | $123.1K | 0.00% | +3,563+25.0% | Added |
| Quantbot Technologies LP | 19,012 | $131.4K | 0.01% | +15,892+509.4% | Added |
| Regions Financial Corp | 20,000 | $138.2K | 0.00% | 00.0% | Unchanged |
| Edge Wealth Management LLC | 20,000 | $138.2K | 0.03% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 20,843 | $144.0K | 0.01% | +1,091+5.5% | Added |
| Quadrature Capital Ltd | 22,147 | $152.9K | 0.00% | −979−4.2% | Reduced |
| UBS Group AG | 22,411 | $154.9K | 0.00% | −18,403−45.1% | Reduced |
| Verition Fund Management LLC | 22,800 | $157.5K | 0.00% | +22,800 | New |
| Origin Asset Management LLP | 23,950 | $165.5K | 0.04% | −4,300−15.2% | Reduced |
| Grimes & Company, Inc. | 24,380 | $168.5K | 0.01% | +24,380 | New |
| Aquatic Capital Management LLC | 24,700 | $171.0K | 0.00% | +17,100+225.0% | Added |
| Cresset Asset Management, LLC | 24,524 | $171.2K | 0.00% | +625+2.6% | Added |
| Y-Intercept (Hong Kong) Ltd | 24,911 | $172.1K | 0.02% | +9,905+66.0% | Added |
| RKL Wealth Management LLC | 25,000 | $172.8K | 0.02% | +25,000 | New |
| Dynamic Technology Lab Private Ltd | 25,581 | $177.0K | 0.02% | +14,392+128.6% | Added |
| Evergreen Capital Management LLC | 26,773 | $186.9K | 0.01% | +753+2.9% | Added |
| Wells Fargo & Company | 28,364 | $196.0K | 0.00% | −864−3.0% | Reduced |
| EMC Capital Management | 28,775 | $199.0K | 0.13% | 00.0% | Unchanged |
| Creative Planning | 30,561 | $211.2K | 0.00% | −27,392−47.3% | Reduced |
| International Assets Investment Management, LLC | 31,350 | $216.6K | 0.03% | +12,600+67.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 31,716 | $219.2K | 0.00% | +674+2.2% | Added |
| Catalina Capital Group, LLC | 32,248 | $222.8K | 0.17% | +32,248 | New |
| Atria Wealth Solutions, Inc. | 32,261 | $222.9K | 0.00% | −770−2.3% | Reduced |
| Signaturefd, LLC | 33,045 | $228.3K | 0.01% | +1,859+6.0% | Added |
| Foundations Investment Advisors, LLC | 33,203 | $229.8K | 0.01% | +33,203 | New |
| Close Asset Management Ltd | 35,800 | $247.0K | 0.01% | +2,800+8.5% | Added |
| Founders Financial Alliance, LLC | 35,775 | $247.2K | 0.10% | −101−0.3% | Reduced |
| Kovack Advisors, Inc. | 37,650 | $260.2K | 0.03% | +500+1.3% | Added |
| Goldman Sachs Group Inc | 38,422 | $265.5K | 0.00% | +9,394+32.4% | Added |
| Thrivent Financial for Lutherans | 40,565 | $280.0K | 0.00% | +2,138+5.6% | Added |
| Gries Financial LLC | 43,935 | $303.6K | 0.07% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 44,339 | $306.4K | 0.03% | +684+1.6% | Added |
| LPL Financial LLC | 44,983 | $310.8K | 0.00% | −6,297−12.3% | Reduced |
| Caxton Associates LP | 48,210 | $333.1K | 0.02% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 51,100 | $353.1K | 0.12% | 00.0% | Unchanged |
| Jump Financial, LLC | 51,300 | $354.5K | 0.01% | +26,900+110.2% | Added |
| Commonwealth Equity Services, LLC | 52,864 | $365.0K | 0.00% | +4,278+8.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 53,702 | $371.1K | 0.00% | +24,394+83.2% | Added |
| Great West Life Assurance Co | 57,127 | $392.0K | 0.00% | −6,887−10.8% | Reduced |
| XTX Topco Ltd | 63,131 | $436.2K | 0.10% | −30,037−32.2% | Reduced |
| Virtus ETF Advisers LLC | 73,145 | $505.4K | 0.32% | −16,926−18.8% | Reduced |
| HighTower Advisors, LLC | 73,238 | $506.0K | 0.00% | 00.0% | Unchanged |
| Abbot Financial Management, Inc. | 76,485 | $528.5K | 0.32% | −1,494−1.9% | Reduced |
| Winton Group Ltd | 79,031 | $546.1K | 0.04% | +21,429+37.2% | Added |
| D. E. Shaw & Co., Inc. | 79,781 | $551.3K | 0.00% | +63,234+382.1% | Added |
| Sterneck Capital Management, LLC | 97,348 | $672.7K | 0.43% | −3,037−3.0% | Reduced |
| Trexquant Investment LP | 98,501 | $680.6K | 0.02% | −22,696−18.7% | Reduced |
| Catalyst Capital Advisors LLC | 99,131 | $685.0K | 0.02% | 00.0% | Unchanged |
| Garner Asset Management Corp | 102,151 | $685.9K | 0.35% | −5,424−5.0% | Reduced |
| Qube Research & Technologies Ltd | 103,644 | $716.2K | 0.00% | +47,196+83.6% | Added |
| Cetera Investment Advisers | 104,011 | $718.7K | 0.01% | +21,750+26.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 105,342 | $728.0K | 0.00% | +16,478+18.5% | Added |
| Cornerstone Wealth Management, LLC | 113,087 | $781.4K | 0.07% | −1,387−1.2% | Reduced |
| Janney Montgomery Scott LLC | 114,627 | $792.0K | 0.00% | +3,126+2.8% | Added |
| McKinley Capital Management LLC /Delaware | 120,123 | $830.0K | 0.11% | +920+0.8% | Added |
| Envestnet Asset Management Inc | 121,251 | $837.8K | 0.00% | +22,406+22.7% | Added |