Pennantpark Investment Corp
PNNT- Exchange
- NYSE
- SEC CIK
- 0001383414
No open-market purchases or sales by Pennantpark Investment Corp insiders were filed in the last 90 days; 102 institutions reported holding it in 13F filings for Q2 2026, worth $44.6M in total; no superinvestor holds it.
Q4 2023 vs. Q3 2023
How the institutions holding Pennantpark Investment Corp changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 124 | 3 | 125 | +4 |
| Shares | 19.8M | 769.3K | 18.0M | −1.12M (−5.9%) |
| Value | $130.6M | $5.06M | $124.1M | −$1.43M (−1.1%) |
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (19)
Institutions that held Pennantpark Investment Corp at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| NewEdge Wealth, LLC | 270,487 | $1.87M | 0.05% |
| Lido Advisors, LLC | 246,312 | $1.72M | 0.02% |
| Foundations Investment Advisors, LLC | 33,203 | $229.8K | 0.01% |
| Catalina Capital Group, LLC | 32,248 | $222.8K | 0.17% |
| RKL Wealth Management LLC | 25,000 | $172.8K | 0.02% |
| Grimes & Company, Inc. | 24,380 | $168.5K | 0.01% |
| Verition Fund Management LLC | 22,800 | $157.5K | 0.00% |
| Pacific Capital Wealth Advisors, Inc | 7,575 | $105.4K | 0.03% |
| Aigen Investment Management, LP | 14,556 | $100.6K | 0.02% |
| GWM Advisors LLC | 13,773 | $97.7K | 0.00% |
| Tucker Asset Management LLC | 13,049 | $90.2K | 0.02% |
| Cape Investment Advisory, Inc. | 9,689 | $67.0K | 0.03% |
| Advisory Services Network, LLC | 5,813 | $40.2K | 0.00% |
| Barclays PLC | 3,120 | $21.6K | 0.00% |
| LM Advisors LLC | 1,300 | $8.98K | 0.00% |
| IFP Advisors, Inc | 730 | $5.04K | 0.00% |
| Financial Management Professionals, Inc. | 500 | $3.00K | 0.00% |
| Impact Partnership Wealth, LLC | 121 | $836 | 0.00% |
| Group One Trading, L.P. | 100 | $691 | 0.00% |
Sold out (15)
Institutions that held Pennantpark Investment Corp at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Callodine Capital Management, LP | 1,052,535 | $6.93M |
| SG Americas Securities, LLC | 75,282 | $495.0K |
| Bulldog Investors, LLP | 67,321 | $443.0K |
| Marshall Wace, LLP | 64,934 | $427.3K |
| United Capital Financial Advisers, LLC | 50,000 | $329.0K |
| PAX Financial Group, LLC | 28,000 | $184.2K |
| Hillsdale Investment Management Inc. | 22,500 | $148.1K |
| Lazard Asset Management LLC | 19,504 | $128.0K |
| Boothbay Fund Management, LLC | 18,609 | $122.4K |
| Nebula Research & Development LLC | 17,384 | $114.4K |
| Fox Run Management, L.L.C. | 14,345 | $94.4K |
| Centiva Capital, LP | 11,592 | $76.3K |
| Comerica Bank | 2,025 | $13.3K |
| FMR LLC | 336 | $2.21K |
| Tower Research Capital LLC (TRC) | 7 | $46 |
Not filed for Q4 2023 yet (3)
Institutions that held Pennantpark Investment Corp at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| First Republic Investment Management, Inc. | 270,437 | $1.78M |
| Golden Green, Inc. | 252,512 | $1.66M |
| Claybrook Capital, LLC | 246,312 | $1.62M |