Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- 0 vs. Q1 2023
- Shares held
- 1.24M
- +44.7K (+3.7%) vs. Q1 2023
- Total value
- $9.91M
- +$245 (0.0%) vs. Q1 2023
- New holders
- 6
- 13 more added
- Sold out
- 6
- 10 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Royal Bank of Canada | 152 | $1.00K | 0.00% | −745−83.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 758 | $6.07K | 0.00% | +758 | New |
| Allworth Financial LP | 885 | $7.09K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,055 | $8.45K | 0.00% | +19+1.8% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $10.4K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,489 | $19.9K | 0.00% | −488−16.4% | Reduced |
| Atticus Wealth Management, LLC | 2,508 | $20.1K | 0.01% | +2,508 | New |
| Fifth Third Bancorp | 3,055 | $24.5K | 0.00% | −2,340−43.4% | Reduced |
| S.A. Mason LLC | 7,000 | $57.8K | 0.04% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $80.1K | 0.01% | +10,000 | New |
| Quaker Wealth Management, LLC | 10,639 | $85.2K | 0.04% | +191+1.8% | Added |
| Stifel Financial Corp | 10,760 | $86.2K | 0.00% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $94.7K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 12,250 | $98.1K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 14,451 | $116.0K | 0.00% | +1,458+11.2% | Added |
| UBS Group AG | 14,766 | $118.3K | 0.00% | −1,030−6.5% | Reduced |
| Raymond James & Associates | 17,512 | $140.3K | 0.00% | −801−4.4% | Reduced |
| SPC Financial, Inc. | 18,600 | $149.0K | 0.02% | −5,100−21.5% | Reduced |
| Cetera Investment Advisers | 20,784 | $166.5K | 0.00% | −1,500−6.7% | Reduced |
| Wolverine Asset Management LLC | 26,316 | $210.8K | 0.00% | +26,316 | New |
| Bank of America Corp | 28,195 | $225.8K | 0.00% | +2,711+10.6% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $236.3K | 0.01% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 33,850 | $271.1K | 0.22% | +532+1.6% | Added |
| The PNC Financial Services Group, Inc. | 33,920 | $271.7K | 0.00% | +16,960+100.0% | Added |
| GWM Advisors LLC | 35,925 | $287.8K | 0.00% | +400+1.1% | Added |
| Invesco Ltd. | 36,816 | $294.9K | 0.00% | +41+0.1% | Added |
| Wells Fargo & Company | 39,086 | $313.1K | 0.00% | +2,818+7.8% | Added |
| LPL Financial LLC | 41,809 | $334.9K | 0.00% | +9,821+30.7% | Added |
| Consolidated Portfolio Review Corp | 47,407 | $379.7K | 0.09% | +47,407 | New |
| Advisor Group Holdings, Inc. | 55,932 | $448.0K | 0.00% | −1,415−2.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 83,471 | $669.0K | 0.00% | +15,825+23.4% | Added |
| Summit X, LLC | 92,399 | $740.2K | 0.18% | −3,875−4.0% | Reduced |
| Morgan Stanley | 96,213 | $770.7K | 0.00% | −11,278−10.5% | Reduced |
| Private Advisor Group, LLC | 197,209 | $1.58M | 0.01% | +3,061+1.6% | Added |
| D.A. Davidson & Co. | 197,481 | $1.58M | 0.02% | +25,756+15.0% | Added |
| Vanguard Capital Wealth Advisors | 0 | $0 | 0.00% | −34,000−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −19,290−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −20,131−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,027−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −380−100.0% | Sold out |