Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −5 vs. Q4 2022
- Shares held
- 1.19M
- +117.0K (+10.9%) vs. Q4 2022
- Total value
- $9.91M
- +$1.83M (+22.7%) vs. Q4 2022
- New holders
- 2
- 12 more added
- Sold out
- 7
- 9 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 380 | $3.13K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 897 | $7.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 885 | $7.30K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,036 | $8.55K | 0.00% | +18+1.8% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $10.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,977 | $24.6K | 0.00% | +576+24.0% | Added |
| Fifth Third Bancorp | 5,395 | $44.5K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 5,500 | $45.4K | 0.00% | −1,000−15.4% | Reduced |
| S.A. Mason LLC | 7,000 | $57.8K | 0.04% | 00.0% | Unchanged |
| Quaker Wealth Management, LLC | 10,448 | $86.2K | 0.04% | +179+1.7% | Added |
| Stifel Financial Corp | 10,760 | $88.8K | 0.00% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $97.5K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 12,250 | $101.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,993 | $107.0K | 0.00% | −1,405−9.8% | Reduced |
| Susquehanna International Group, LLP | 14,027 | $115.7K | 0.00% | +520+3.8% | Added |
| UBS Group AG | 15,796 | $130.3K | 0.00% | −14,826−48.4% | Reduced |
| The PNC Financial Services Group, Inc. | 16,960 | $139.9K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 18,313 | $151.1K | 0.00% | −4,359−19.2% | Reduced |
| Cerity Partners LLC | 20,131 | $166.1K | 0.00% | +20,131 | New |
| Cetera Investment Advisers | 22,284 | $183.8K | 0.00% | 00.0% | Unchanged |
| SPC Financial, Inc. | 23,700 | $195.5K | 0.02% | −3,500−12.9% | Reduced |
| Bank of America Corp | 25,484 | $210.2K | 0.00% | +1,398+5.8% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $243.4K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 19,290 | $261.1K | 0.04% | +19,290 | New |
| LPL Financial LLC | 31,988 | $263.9K | 0.00% | −155−0.5% | Reduced |
| GWM Advisors LLC | 35,525 | $265.6K | 0.00% | −60.0% | Reduced |
| Basepoint Wealth LLC | 33,318 | $274.9K | 0.23% | +10,300+44.7% | Added |
| Vanguard Capital Wealth Advisors | 34,000 | $280.5K | 0.28% | 00.0% | Unchanged |
| Wells Fargo & Company | 36,268 | $299.2K | 0.00% | +3,919+12.1% | Added |
| Invesco Ltd. | 36,775 | $303.4K | 0.00% | −158−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 57,347 | $473.1K | 0.00% | +1,834+3.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 67,646 | $558.0K | 0.00% | +13,169+24.2% | Added |
| Summit X, LLC | 96,274 | $794.3K | 0.21% | +22,899+31.2% | Added |
| Morgan Stanley | 107,491 | $886.8K | 0.00% | −5,351−4.7% | Reduced |
| D.A. Davidson & Co. | 171,725 | $1.42M | 0.02% | +90,665+111.8% | Added |
| Private Advisor Group, LLC | 194,148 | $1.60M | 0.02% | +50,276+34.9% | Added |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −26,557−100.0% | Sold out |
| Schmidt P J Investment Management Inc | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −16,282−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −14,178−100.0% | Sold out |
| McElhenny Sheffield Capital Management, LLC | 0 | $0 | 0.00% | −9,375−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |