Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +3 vs. Q1 2022
- Shares held
- 960.2K
- −10.6K (−1.1%) vs. Q1 2022
- Total value
- $9.15M
- −$2.02M (−18.1%) vs. Q1 2022
- New holders
- 7
- 8 more added
- Sold out
- 4
- 11 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 100 | $0 | 0.00% | −300−75.0% | Reduced |
| US Bancorp | 380 | $4.00K | 0.00% | 00.0% | Unchanged |
| CX Institutional | 560 | $5.00K | 0.00% | +560 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 800 | $8.00K | 0.00% | +800 | New |
| West Branch Capital LLC | 1,006 | $10.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $10.0K | 0.00% | +1,000 | New |
| Burleson & Company, LLC | 1,250 | $12.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.4K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,310 | $22.0K | 0.00% | −9,424−80.3% | Reduced |
| Rockefeller Capital Management L.P. | 3,446 | $32.0K | 0.00% | +3,446 | New |
| American Portfolios Advisors | 3,944 | $37.5K | 0.00% | +53+1.4% | Added |
| Royal Bank of Canada | 4,142 | $39.0K | 0.00% | −1,553−27.3% | Reduced |
| S.A. Mason LLC | 7,000 | $67.0K | 0.05% | 00.0% | Unchanged |
| Citigroup Inc | 8,304 | $79.0K | 0.00% | +8,304 | New |
| Poehling Capital Management, LLC | 10,000 | $95.0K | 0.04% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $102.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 10,955 | $104.0K | 0.00% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 12,000 | $114.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 13,842 | $132.0K | 0.00% | +13,842 | New |
| Commonwealth Equity Services, LLC | 15,779 | $150.0K | 0.00% | −1,965−11.1% | Reduced |
| The PNC Financial Services Group, Inc. | 19,097 | $182.0K | 0.00% | 00.0% | Unchanged |
| Schmidt P J Investment Management Inc | 20,000 | $196.0K | 0.04% | +20,000 | New |
| Bank of America Corp | 21,383 | $204.0K | 0.00% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 22,148 | $210.8K | 0.22% | +417+1.9% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $281.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 29,580 | $282.0K | 0.00% | +8,500+40.3% | Added |
| Vanguard Capital Wealth Advisors | 30,000 | $285.0K | 0.32% | 00.0% | Unchanged |
| Raymond James & Associates | 31,024 | $295.0K | 0.00% | −26,783−46.3% | Reduced |
| Covington Capital Management | 31,709 | $302.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 32,162 | $306.0K | 0.01% | +3,000+10.3% | Added |
| Cetera Investment Advisers | 32,336 | $308.0K | 0.00% | −3,250−9.1% | Reduced |
| LPL Financial LLC | 33,881 | $323.0K | 0.00% | −1,266−3.6% | Reduced |
| SPC Financial, Inc. | 37,300 | $355.0K | 0.04% | +3,200+9.4% | Added |
| UBS Group AG | 49,886 | $475.0K | 0.00% | −14,325−22.3% | Reduced |
| D.A. Davidson & Co. | 51,801 | $493.0K | 0.01% | +10,590+25.7% | Added |
| Advisor Group Holdings, Inc. | 51,842 | $495.0K | 0.00% | −7,498−12.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,583 | $520.0K | 0.00% | +3,685+7.2% | Added |
| Private Advisor Group, LLC | 73,093 | $696.0K | 0.01% | +34,265+88.2% | Added |
| Summit X, LLC | 73,377 | $700.0K | 0.20% | −1,184−1.6% | Reduced |
| Morgan Stanley | 125,955 | $1.20M | 0.00% | −20,007−13.7% | Reduced |
| Quaker Wealth Management, LLC | 0 | $0 | 0.00% | −14,509−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −10,388−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −8,806−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |