Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +1 vs. Q2 2021
- Shares held
- 861.5K
- −40.3K (−4.5%) vs. Q2 2021
- Total value
- $11.0M
- −$995.2K (−8.3%) vs. Q2 2021
- New holders
- 4
- 15 more added
- Sold out
- 3
- 5 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NEXT Financial Group, Inc | 300 | $4.00K | 0.00% | +300 | New |
| Geneos Wealth Management Inc. | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 526 | $7.00K | 0.00% | −32,772−98.4% | Reduced |
| CX Institutional | 560 | $7.00K | 0.00% | +560 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $8.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,006 | $13.0K | 0.01% | 00.0% | Unchanged |
| Firestone Capital Management | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $16.7K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,350 | $17.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,801 | $48.7K | 0.00% | +38+1.0% | Added |
| Royal Bank of Canada | 5,625 | $72.0K | 0.00% | +250+4.7% | Added |
| S.A. Mason LLC | 7,000 | $90.0K | 0.06% | 00.0% | Unchanged |
| Bessemer Group Inc | 9,000 | $115.0K | 0.00% | 00.0% | Unchanged |
| Poehling Capital Management, LLC | 10,000 | $128.0K | 0.04% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 10,685 | $137.0K | 0.01% | +10,685 | New |
| Fifth Third Bancorp | 10,955 | $140.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 10,925 | $140.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 11,656 | $149.0K | 0.00% | +34+0.3% | Added |
| Mosaic Family Wealth, LLC | 11,721 | $150.0K | 0.04% | +39+0.3% | Added |
| Private Advisor Group, LLC | 11,685 | $150.0K | 0.00% | +257+2.2% | Added |
| Bank of America Corp | 12,076 | $155.0K | 0.00% | −35−0.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 12,059 | $155.0K | 0.00% | +121+1.0% | Added |
| Wolverine Asset Management LLC | 14,643 | $187.0K | 0.00% | +14,643 | New |
| The PNC Financial Services Group, Inc. | 16,960 | $218.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 17,301 | $222.0K | 0.00% | +753+4.6% | Added |
| SPC Financial, Inc. | 20,900 | $268.0K | 0.03% | +4,200+25.1% | Added |
| Mid Atlantic Financial Management Inc | 23,000 | $295.0K | 0.02% | +9,500+70.4% | Added |
| Clifford Swan Investment Counsel LLC | 23,500 | $302.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 23,912 | $306.0K | 0.00% | +6,025+33.7% | Added |
| Advisor Group Holdings, Inc. | 26,795 | $343.0K | 0.00% | +9,044+50.9% | Added |
| Wells Fargo & Company | 28,992 | $372.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 30,000 | $385.0K | 0.29% | 00.0% | Unchanged |
| LPL Financial LLC | 34,234 | $439.0K | 0.00% | −8,532−20.0% | Reduced |
| Covington Capital Management | 35,208 | $451.0K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 37,235 | $477.0K | 0.01% | +669+1.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 40,697 | $522.0K | 0.00% | +9,172+29.1% | Added |
| Cetera Investment Advisers | 42,178 | $541.0K | 0.01% | −818−1.9% | Reduced |
| UBS Group AG | 66,288 | $850.0K | 0.00% | +1,648+2.5% | Added |
| Summit X, LLC | 85,398 | $1.09M | 0.28% | −1,427−1.6% | Reduced |
| Morgan Stanley | 159,990 | $2.05M | 0.00% | +4,191+2.7% | Added |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −35,493−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −18,207−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −15,156−100.0% | Sold out |