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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2026

Institutional positions in Novartis AG as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
9
+1 vs. Q2 2026
Shares held
46.1K
+1.55K (+3.5%) vs. Q2 2026
Total value
$6.58M
−$392.7K (−5.6%) vs. Q2 2026
New holders
2
1 more added
Sold out
1
4 more reduced

1,617 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value held
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2026.

Institutions holding NVS in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Alhambra Investment Partners LLC––––Not filed
Ariadne Wealth Management, LP––––Not filed
Forza Wealth Management, LLC––––Not filed
Banco de Sabadell, S.A––––Not filed
One Wealth Capital Management, LLC––––Not filed
Compass Financial Management LLC––––Not filed
Circle Wealth Management, LLC––––Not filed
Kennebec Savings Bank––––Not filed
First American Trust, FSB––––Not filed
Parkside Financial Bank & Trust––––Not filed
Traynor Capital Management, Inc.––––Not filed
E&G Advisors, LP––––Not filed
Mark Sheptoff Financial Planning, LLC––––Not filed
DF Dent & Co Inc––––Not filed
Natural Investments, LLC––––Not filed
JMN Financial LLC––––Not filed
O'Brien Greene & Co. Inc––––Not filed
Monument Capital Management––––Not filed
Rexford Capital Inc––––Not filed
One Wealth Advisors, LLC––––Not filed
Moneta Group Investment Advisors LLC––––Not filed
HighPoint Advisor Group LLC––––Not filed
Payne Capital LLC––––Not filed
Evergreen Wealth Solutions, LLC––––Not filed
Foundations Investment Advisors, LLC––––Not filed
Sovran Advisors, LLC––––Not filed
University of Texas/Texas Am Investment Managment Co––––Not filed
CFO4Life Group, LLC––––Not filed
Cary Street Partners Financial LLC––––Not filed
Burns J W & Co Inc––––Not filed
National Asset Management, Inc.––––Not filed
Calamos Wealth Management LLC––––Not filed
JFS Wealth Advisors, LLC––––Not filed
Xponance, Inc.––––Not filed
RFG Advisory, LLC––––Not filed
Rational Advisors LLC––––Not filed
BXM Wealth LLC––––Not filed
Yousif Capital Management, LLC––––Not filed
Liberty One Investment Management, LLC––––Not filed
Nilsine Partners, LLC––––Not filed
Essex Savings Bank––––Not filed
Principle Wealth Partners LLC––––Not filed
Drucker Wealth 3.0, LLC––––Not filed
Veracity Capital LLC––––Not filed
Jain Global LLC––––Not filed
Sigma Planning Corp––––Not filed
Cascade Financial Partners, LLC––––Not filed
Valley Brook Capital Group––––Not filed
Grimes & Company, Inc.––––Not filed
Almanack Investment Partners, LLC.––––Not filed
Cullinan Associates Inc––––Not filed
SmartHarvest Portfolios, LLC––––Not filed
Ameritas Advisory Services, LLC––––Not filed
Visionary Horizons, LLC––––Not filed
Leonard Rickey Investment Advisors P.L.L.C.––––Not filed
Presilium Private Wealth, LLC––––Not filed
Cordatus Wealth Management LLC––––Not filed
Rossmore Private Capital––––Not filed
Net Worth Advisory Group––––Not filed
Mraz, Amerine & Associates, Inc.––––Not filed
Texas Yale Capital Corp.––––Not filed
Hanson & Doremus Investment Management––––Not filed
Stablepoint Partners, LLC––––Not filed
Klingman & Associates, LLC––––Not filed
Pure Financial Advisors, Inc.––––Not filed
Ausdal Financial Partners, Inc.––––Not filed
Cyndeo Wealth Partners, LLC––––Not filed
Washington Trust Co––––Not filed
Indivisible Partners––––Not filed
Angeles Wealth Management, LLC––––Not filed
Freestone Capital Holdings, LLC––––Not filed
Miracle Mile Advisors, LLC––––Not filed
Federation des caisses Desjardins du Quebec––––Not filed
HBK Sorce Advisory LLC––––Not filed
Marino, Stram & Associates LLC––––Not filed
Wedbush Securities Inc––––Not filed
Opal Wealth Advisors, LLC––––Not filed
D'Orazio & Associates, Inc.––––Not filed
Shah Wealth Advisors, LLC––––Not filed
Mesirow Financial Investment Management, Inc.––––Not filed
Bedel Financial Consulting, Inc.––––Not filed
First City Capital Management, Inc.––––Not filed
Aspiriant, LLC––––Not filed
Clear Harbor Asset Management, LLC––––Not filed
Anchyra Partners LLC––––Not filed
Cambient Family Office, LLC––––Not filed
RNC Capital Management LLC––––Not filed
Mill Capital Management, LLC––––Not filed
Altfest L J & Co Inc––––Not filed
Wesbanco Bank Inc––––Not filed
Greenspring Advisors, LLC––––Not filed
PFG Investments, LLC––––Not filed
Mutual Advisors, LLC––––Not filed
Convergence Financial, LLC––––Not filed
Pinnacle West Asset Management, Inc.––––Not filed
Change Path, LLC––––Not filed
Cromwell Holdings LLC––––Not filed
Thornburg Investment Management Inc––––Not filed
First Command Advisory Services, Inc.––––Not filed
Advisor OS, LLC––––Not filed