Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| John G Ullman & Associates Inc | 197,894 | $15.0M | 2.63% | +9,180+4.9% | Added |
| Brandes Investment Partners, LP | 198,515 | $15.1M | 0.39% | −16,535−7.7% | Reduced |
| First Manhattan Co | 201,100 | $15.3M | 0.06% | −2,034−1.0% | Reduced |
| M&T Bank Corp | 207,027 | $15.7M | 0.07% | +4,413+2.2% | Added |
| Commonwealth Equity Services, LLC | 210,120 | $16.0M | 0.04% | −6,698−3.1% | Reduced |
| Rockefeller Capital Management L.P. | 213,828 | $16.3M | 0.08% | −525−0.2% | Reduced |
| Bank of Montreal | 224,591 | $17.3M | 0.01% | +66,313+41.9% | Added |
| American Century Companies Inc | 231,892 | $17.6M | 0.02% | −24,945−9.7% | Reduced |
| Gofen & Glossberg LLC | 231,989 | $17.6M | 0.50% | −2,457−1.0% | Reduced |
| HighTower Advisors, LLC | 244,239 | $18.6M | 0.05% | +614+0.3% | Added |
| Financial Counselors Inc | 268,362 | $20.4M | 0.50% | −1,407−0.5% | Reduced |
| Causeway Capital Management LLC | 270,830 | $20.6M | 0.58% | −41,511−13.3% | Reduced |
| Boston Common Asset Management, LLC | 273,988 | $20.8M | 1.09% | −5,408−1.9% | Reduced |
| Stifel Financial Corp | 284,771 | $21.6M | 0.04% | −77,145−21.3% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 287,068 | $21.8M | 1.77% | +4,700+1.7% | Added |
| Cambridge Trust Co | 288,818 | $22.0M | 1.04% | −2,404−0.8% | Reduced |
| Eaton Vance Management | 293,532 | $22.3M | 0.03% | −2,508−0.8% | Reduced |
| Jane Street Group, LLC | 296,121 | $22.5M | 0.04% | −62,373−17.4% | Reduced |
| Janney Montgomery Scott LLC | 299,636 | $22.8M | 0.10% | +4,840+1.6% | Added |
| Douglas Lane & Associates, LLC | 300,806 | $22.9M | 0.42% | −24,900−7.6% | Reduced |
| Creative Planning | 301,150 | $22.9M | 0.04% | −11,654−3.7% | Reduced |
| Oppenheimer Asset Management Inc. | 309,675 | $23.5M | 0.42% | −44,010−12.4% | Reduced |
| LPL Financial LLC | 310,714 | $23.6M | 0.02% | −14,106−4.3% | Reduced |
| Martin Investment Management, LLC | 322,267 | $24.5M | 8.57% | +995+0.3% | Added |
| Saturna Capital CORP | 326,215 | $24.8M | 0.60% | +257+0.1% | Added |
| Cambiar Investors LLC | 330,248 | $25.1M | 1.26% | +330,248 | New |
| Van Eck Associates Corp | 340,215 | $25.9M | 0.08% | −2,989−0.9% | Reduced |
| Brown Advisory Inc | 347,948 | $26.4M | 0.05% | −4,011−1.1% | Reduced |
| The PNC Financial Services Group, Inc. | 354,736 | $27.0M | 0.03% | +2,193+0.6% | Added |
| Invesco Ltd. | 364,837 | $27.7M | 0.01% | +33,179+10.0% | Added |
| Fayez Sarofim & Co | 377,845 | $28.7M | 0.11% | −26,486−6.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 388,639 | $29.5M | 0.07% | +7,394+1.9% | Added |
| TCTC Holdings, LLC | 397,433 | $30.2M | 1.31% | −2,634−0.7% | Reduced |
| GW Henssler & Associates Ltd | 410,831 | $31.2M | 2.34% | +28,523+7.5% | Added |
| CIBC Private Wealth Group, LLC | 420,938 | $32.0M | 0.09% | −1,895−0.4% | Reduced |
| Managed Asset Portfolios, LLC | 421,827 | $32.1M | 5.69% | −435−0.1% | Reduced |
| Morningstar Investment Services LLC | 419,745 | $33.4M | 0.47% | −7,164−1.7% | Reduced |
| D.A. Davidson & Co. | 483,865 | $36.8M | 0.48% | +10,043+2.1% | Added |
| JPMorgan Chase & Co | 546,745 | $41.6M | 0.01% | −116,250−17.5% | Reduced |
| Aristotle Capital Management, LLC | 585,867 | $44.5M | 0.10% | −9,205−1.5% | Reduced |
| SEI Investments Co | 600,234 | $45.6M | 0.10% | −44,644−6.9% | Reduced |
| Royal Bank of Canada | 636,167 | $48.4M | 0.02% | −313,859−33.0% | Reduced |
| Ameriprise Financial Inc | 644,687 | $49.0M | 0.02% | −66,093−9.3% | Reduced |
| Point72 Asset Management, L.P. | 649,700 | $49.4M | 0.21% | +348,500+115.7% | Added |
| Bank of New York Mellon Corp | 666,443 | $50.7M | 0.01% | −98,241−12.8% | Reduced |
| Bristol John W & Co Inc | 679,666 | $51.7M | 1.29% | −10,228−1.5% | Reduced |
| Neuberger Berman Group LLC | 730,709 | $55.6M | 0.06% | −88,091−10.8% | Reduced |
| Mondrian Investment Partners LTD | 749,627 | $57.0M | 1.40% | −48,071−6.0% | Reduced |
| Raymond James & Associates | 784,118 | $59.6M | 0.06% | +21,322+2.8% | Added |
| Macquarie Group Ltd | 800,634 | $60.9M | 0.07% | −17,012−2.1% | Reduced |
| Earnest Partners LLC | 871,718 | $66.3M | 0.45% | +4,784+0.6% | Added |
| Marshall Wace, LLP | 872,741 | $66.3M | 0.17% | −44,958−4.9% | Reduced |
| First Trust Advisors LP | 881,874 | $67.0M | 0.09% | +160,685+22.3% | Added |
| Truist Financial Corp | 966,195 | $73.4M | 0.14% | −8,089−0.8% | Reduced |
| Capital Research Global Investors | 984,408 | $74.8M | 0.02% | −3430.0% | Reduced |
| Fisher Asset Management, LLC | 1,093,381 | $83.1M | 0.06% | −10,152,699−90.3% | Reduced |
| Sanders Capital, LLC | 1,131,680 | $86.0M | 0.24% | −1,740−0.2% | Reduced |
| Voloridge Investment Management, LLC | 1,151,706 | $87.5M | 0.47% | +263,003+29.6% | Added |
| Chevy Chase Trust Holdings, Inc. | 1,167,465 | $88.7M | 0.38% | +113,674+10.8% | Added |
| Two Sigma Investments, LP | 1,197,995 | $91.1M | 0.32% | −409,537−25.5% | Reduced |
| Envestnet Asset Management Inc | 1,362,594 | $103.6M | 0.06% | +105,955+8.4% | Added |
| Natixis Advisors, L.P. | 1,381,746 | $105.0M | 0.44% | −41,834−2.9% | Reduced |
| BlackRock Inc. | 1,391,569 | $105.8M | 0.00% | −153,713−9.9% | Reduced |
| Scharf Investments, LLC | 1,415,620 | $107.6M | 4.06% | +93,014+7.0% | Added |
| FMR LLC | 1,435,751 | $109.1M | 0.01% | +23,034+1.6% | Added |
| Arrowstreet Capital, Limited Partnership | 1,628,727 | $123.8M | 0.18% | +59,534+3.8% | Added |
| Boston Partners | 1,772,449 | $135.1M | 0.20% | −2,811,869−61.3% | Reduced |
| Manning & Napier Group, LLC | 1,790,690 | $136.1M | 1.78% | −12,243−0.7% | Reduced |
| State Street Corp | 1,927,277 | $146.5M | 0.01% | −42,628−2.2% | Reduced |
| Wells Fargo & Company | 2,317,185 | $176.1M | 0.06% | −311,335−11.8% | Reduced |
| Two Sigma Advisers, LP | 2,335,800 | $177.5M | 0.51% | −237,400−9.2% | Reduced |
| UBS Group AG | 2,343,023 | $178.1M | 0.10% | −263,265−10.1% | Reduced |
| Principal Financial Group Inc | 2,458,231 | $186.8M | 0.15% | +189,855+8.4% | Added |
| Northern Trust Corp | 2,627,123 | $199.7M | 0.05% | −140,671−5.1% | Reduced |
| Goldman Sachs Group Inc | 2,685,463 | $204.1M | 0.06% | +50,131+1.9% | Added |
| Renaissance Technologies LLC | 3,181,870 | $241.9M | 0.34% | −601,500−15.9% | Reduced |
| Janus Henderson Group PLC | 3,339,270 | $253.8M | 0.19% | +149,986+4.7% | Added |
| Cullen Capital Management LLC | 3,467,273 | $263.5M | 2.82% | +103,941+3.1% | Added |
| Charles Schwab Investment Management Inc | 4,527,461 | $344.1M | 0.12% | +83,210+1.9% | Added |
| Wellington Management Group LLP | 5,087,602 | $386.7M | 0.08% | +482,080+10.5% | Added |
| Morgan Stanley | 6,110,503 | $464.5M | 0.06% | −288,283−4.5% | Reduced |
| Dimensional Fund Advisors LP | 6,503,191 | $494.3M | 0.19% | +465,677+7.7% | Added |
| Franklin Resources Inc | 7,199,679 | $547.2M | 0.30% | −288,495−3.9% | Reduced |
| Bank of America Corp | 7,217,174 | $548.6M | 0.07% | −207,077−2.8% | Reduced |
| Loomis Sayles & Co L P | 14,929,752 | $1.13B | 2.30% | −555,468−3.6% | Reduced |
| Primecap Management Co | 17,453,150 | $1.33B | 1.28% | −150,930−0.9% | Reduced |
| Dodge & Cox | 21,048,657 | $1.60B | 1.21% | −1,504,112−6.7% | Reduced |
| Sofos Investments, Inc. | 1,748 | – | – | −462−20.9% | Reduced |
| Parnassus Investments | 0 | $0 | 0.00% | −1,242,128−100.0% | Sold out |
| Confluence Investment Management LLC | 0 | $0 | 0.00% | −186,547−100.0% | Sold out |
| Cookson Peirce & Co Inc | 0 | $0 | 0.00% | −175,674−100.0% | Sold out |
| Buckhead Capital Management LLC | 0 | $0 | 0.00% | −87,629−100.0% | Sold out |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −59,479−100.0% | Sold out |
| HighTower Trust Services, LTA | 0 | $0 | 0.00% | −38,384−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −47,144−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −46,316−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −29,071−100.0% | Sold out |
| Cutter & CO Brokerage, Inc. | 0 | $0 | 0.00% | −11,124−100.0% | Sold out |
| EP Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| Delta Financial Advisors LLC | 0 | $0 | 0.00% | −9,681−100.0% | Sold out |