Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farmers National Bank | 9,047 | $854.3K | 0.34% | +9,047 | New |
| Mayflower Financial Advisors, LLC | 10,278 | $855.0K | 0.12% | −74−0.7% | Reduced |
| Moser Wealth Advisors, LLC | 10,465 | $856.0K | 0.55% | +1,150+12.3% | Added |
| Proequities, Inc. | 10,468 | $856.0K | 0.05% | +1,720+19.7% | Added |
| GFS Advisors, LLC | 10,475 | $857.0K | 0.19% | 00.0% | Unchanged |
| Brookstone Capital Management | 10,416 | $859.0K | 0.02% | +242+2.4% | Added |
| Federation des caisses Desjardins du Quebec | 10,695 | $874.6K | 0.01% | +83+0.8% | Added |
| Ar Asset Management Inc | 10,750 | $879.0K | 0.25% | +2,700+33.5% | Added |
| 17 Capital Partners, LLC | 10,768 | $881.0K | 0.83% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 10,780 | $881.0K | 0.06% | +169+1.6% | Added |
| Cypress Asset Management Inc | 10,819 | $885.0K | 0.23% | −165−1.5% | Reduced |
| Burns J W & Co Inc | 10,892 | $891.0K | 0.14% | −2,067−16.0% | Reduced |
| Wade G W & Inc | 10,946 | $895.0K | 0.04% | +773+7.6% | Added |
| Level Four Advisory Services, LLC | 10,985 | $898.0K | 0.09% | +7,882+254.0% | Added |
| Corient Capital Partners, LLC | 11,028 | $902.0K | 0.07% | +432+4.1% | Added |
| Carnegie Capital Asset Management, LLC | 11,116 | $909.0K | 0.03% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 11,190 | $915.0K | 0.16% | +486+4.5% | Added |
| Arvest Bank Trust Division | 11,185 | $915.0K | 0.05% | +2,202+24.5% | Added |
| Greenwich Wealth Management LLC | 11,386 | $931.0K | 0.08% | +95+0.8% | Added |
| Mutual Advisors, LLC | 11,513 | $942.0K | 0.06% | +644+5.9% | Added |
| JNBA Financial Advisors | 11,537 | $943.0K | 0.13% | 00.0% | Unchanged |
| Credential Qtrade Securities Inc. | 11,629 | $951.0K | 0.07% | +1,413+13.8% | Added |
| Silvercrest Asset Management Group LLC | 11,638 | $952.0K | 0.01% | −994−7.9% | Reduced |
| Seven Eight Capital, LP | 11,701 | $957.0K | 0.09% | −7,696−39.7% | Reduced |
| Tiaa, FSB | 11,721 | $958.0K | 0.00% | −92−0.8% | Reduced |
| Stratos Wealth Partners, LTD. | 11,748 | $961.0K | 0.02% | +32+0.3% | Added |
| Sigma Planning Corp | 11,782 | $964.0K | 0.03% | +250+2.2% | Added |
| Abbrea Capital, LLC | 11,831 | $968.0K | 0.14% | 00.0% | Unchanged |
| King Luther Capital Management Corp | 11,921 | $975.0K | 0.00% | −4,988−29.5% | Reduced |
| LCNB Corp | 11,924 | $975.0K | 0.49% | −149−1.2% | Reduced |
| Simmons Bank | 12,014 | $982.0K | 0.07% | −333−2.7% | Reduced |
| Susquehanna International Group, LLP | 12,083 | $988.0K | 0.00% | +12,083 | New |
| Financial Architects, Inc | 12,136 | $992.0K | 0.14% | −236−1.9% | Reduced |
| Pathstone Family Office, LLC | 12,123 | $992.0K | 0.03% | +1,791+17.3% | Added |
| Fortem Financial Group, LLC | 12,247 | $1.00M | 0.51% | +200+1.7% | Added |
| Transcend Wealth Collective, LLC | 11,872 | $1.01M | 0.09% | +11,872 | New |
| Knowledge Leaders Capital, LLC | 12,328 | $1.01M | 0.81% | +92+0.8% | Added |
| Cordatus Wealth Management LLC | 12,425 | $1.02M | 0.78% | +12,425 | New |
| Fred Alger Management, LLC | 12,435 | $1.02M | 0.00% | −156−1.2% | Reduced |
| Patton Albertson Miller Group, LLC | 12,465 | $1.02M | 0.19% | −275−2.2% | Reduced |
| Becker Capital Management Inc | 12,478 | $1.02M | 0.04% | −24−0.2% | Reduced |
| Norris Perne & French LLP | 12,648 | $1.03M | 0.09% | −130−1.0% | Reduced |
| Trust Co of Oklahoma | 12,649 | $1.03M | 0.37% | −37−0.3% | Reduced |
| Comerica Securities,inc. | 12,721 | $1.04M | 0.07% | +555+4.6% | Added |
| 1832 Asset Management L.P. | 12,666 | $1.04M | 0.00% | −725−5.4% | Reduced |
| XML Financial, LLC | 12,746 | $1.04M | 0.14% | +12,746 | New |
| Boit C F David | 12,800 | $1.05M | 0.72% | 00.0% | Unchanged |
| Altium Wealth Management LLC | 12,882 | $1.05M | 0.08% | −836−6.1% | Reduced |
| Cerity Partners LLC | 12,873 | $1.05M | 0.02% | −693−5.1% | Reduced |
| Richard P Slaughter Associates Inc | 12,895 | $1.05M | 0.42% | +1,252+10.8% | Added |
| Buckingham Strategic Wealth, LLC | 12,947 | $1.06M | 0.02% | +196+1.5% | Added |
| Credit Suisse AG | 13,085 | $1.07M | 0.00% | −36,027−73.4% | Reduced |
| Bryn Mawr Trust Co | 13,145 | $1.07M | 0.04% | −450−3.3% | Reduced |
| Albert D Mason Inc | 13,198 | $1.08M | 0.69% | +38+0.3% | Added |
| Davy Global Fund Management Ltd | 13,310 | $1.09M | 0.17% | −7,596−36.3% | Reduced |
| Venture Visionary Partners LLC | 13,676 | $1.09M | 0.08% | −910−6.2% | Reduced |
| Beacon Pointe Advisors, LLC | 13,363 | $1.09M | 0.03% | −804−5.7% | Reduced |
| TD Asset Management Inc | 13,451 | $1.10M | 0.00% | −32,478−70.7% | Reduced |
| Delphi Management Inc | 13,473 | $1.10M | 1.13% | +168+1.3% | Added |
| Boston Private Wealth LLC | 13,718 | $1.12M | 0.01% | −420−3.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 13,749 | $1.12M | 0.09% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 13,753 | $1.13M | 0.02% | −105−0.8% | Reduced |
| Semmax Financial Advisors Inc. | 13,821 | $1.13M | 0.39% | −881−6.0% | Reduced |
| Parallel Advisors, LLC | 13,897 | $1.14M | 0.05% | +2,123+18.0% | Added |
| Diamond Hill Capital Management Inc | 13,901 | $1.14M | 0.00% | +5,210+59.9% | Added |
| Wambolt & Associates, LLC | 13,887 | $1.14M | 0.46% | +936+7.2% | Added |
| MUFG Americas Holdings Corp | 13,946 | $1.14M | 0.02% | −876−5.9% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14,026 | $1.15M | 0.01% | −1,735−11.0% | Reduced |
| Baker Ellis Asset Management LLC | 14,029 | $1.15M | 0.22% | −479−3.3% | Reduced |
| Eagle Asset Management Inc | 14,071 | $1.15M | 0.01% | +1,185+9.2% | Added |
| Fulton Bank, N.A. | 14,182 | $1.16M | 0.05% | −1,728−10.9% | Reduced |
| AIMZ Investment Advisors, LLC | 14,246 | $1.17M | 0.53% | 00.0% | Unchanged |
| Old Port Advisors | 14,245 | $1.17M | 0.42% | +2,256+18.8% | Added |
| Wedbush Securities Inc | 14,261 | $1.17M | 0.06% | +15+0.1% | Added |
| MAI Capital Management | 14,293 | $1.17M | 0.02% | +113+0.8% | Added |
| Douglass Winthrop Advisors, LLC | 14,308 | $1.17M | 0.03% | −350−2.4% | Reduced |
| Perkins Coie Trust Co | 14,353 | $1.17M | 0.37% | −10,032−41.1% | Reduced |
| Patten Group, Inc. | 14,361 | $1.17M | 0.35% | −60−0.4% | Reduced |
| Ativo Capital Management LLC | 14,538 | $1.19M | 0.56% | +1,299+9.8% | Added |
| Krilogy Financial LLC | 14,550 | $1.19M | 0.12% | +148+1.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 14,562 | $1.19M | 0.06% | +529+3.8% | Added |
| Gladstone Institutional Advisory LLC | 14,567 | $1.19M | 0.12% | +6,458+79.6% | Added |
| West Oak Capital, LLC | 14,640 | $1.20M | 0.46% | −135−0.9% | Reduced |
| Cadence Bank NA | 14,733 | $1.21M | 0.36% | −2,353−13.8% | Reduced |
| Cambridge Advisors Inc. | 14,775 | $1.21M | 0.29% | −50−0.3% | Reduced |
| Aberdeen Wealth Management LLC | 14,807 | $1.21M | 1.17% | −466−3.1% | Reduced |
| Covenant Partners, LLC | 14,815 | $1.21M | 0.48% | +3,709+33.4% | Added |
| Headinvest, LLC | 15,026 | $1.23M | 0.23% | −63−0.4% | Reduced |
| Physicians Financial Services, Inc. | 15,058 | $1.23M | 0.50% | −300−2.0% | Reduced |
| SevenBridge Financial Group, LLC | 15,095 | $1.23M | 0.41% | −368−2.4% | Reduced |
| SG Americas Securities, LLC | 15,279 | $1.25M | 0.01% | −174−1.1% | Reduced |
| West Family Investments, Inc. | 15,458 | $1.26M | 0.34% | +3,413+28.3% | Added |
| Connolly Sarah T. | 15,594 | $1.27M | 1.05% | −70−0.4% | Reduced |
| Arnhold LLC | 15,636 | $1.28M | 0.15% | 00.0% | Unchanged |
| True North Advisors, LLC | 15,651 | $1.28M | 0.25% | +1,471+10.4% | Added |
| Park Avenue Securities LLC | 15,698 | $1.28M | 0.03% | +814+5.5% | Added |
| Checchi Capital Advisers, LLC | 15,713 | $1.28M | 0.16% | +186+1.2% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 15,939 | $1.30M | 0.00% | +433+2.8% | Added |
| GQG Partners LLC | 15,966 | $1.31M | 0.00% | 00.0% | Unchanged |
| Mitchell & Pahl Private Wealth, LLC | 15,965 | $1.31M | 0.94% | +178+1.1% | Added |