Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jacobi Capital Management LLC | 4,904 | $401.0K | 0.05% | +237+5.1% | Added |
| Brown Advisory Securities, LLC | 4,928 | $401.0K | 0.12% | +2,297+87.3% | Added |
| Dakota Wealth Management | 4,933 | $403.0K | 0.05% | −10−0.2% | Reduced |
| Hoylecohen, LLC | 4,922 | $403.0K | 0.04% | 00.0% | Unchanged |
| Ategra Capital Management, LLC | 4,952 | $405.0K | 0.20% | −232−4.5% | Reduced |
| Old Dominion Capital Management Inc | 4,955 | $405.0K | 0.09% | −11−0.2% | Reduced |
| Institute for Wealth Management, LLC. | 4,979 | $407.0K | 0.07% | −60−1.2% | Reduced |
| Salem Investment Counselors Inc | 4,971 | $407.0K | 0.02% | +200+4.2% | Added |
| North Star Asset Management Inc | 5,001 | $409.0K | 0.02% | +575+13.0% | Added |
| Simplex Trading, LLC | 4,475 | $410.0K | 0.01% | 00.0% | Unchanged |
| Alhambra Investment Partners LLC | 5,034 | $412.0K | 0.31% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 5,043 | $412.0K | 0.01% | +307+6.5% | Added |
| Avidian Wealth Solutions, LLC | 5,074 | $415.0K | 0.03% | +47+0.9% | Added |
| Icon Wealth Partners, LLC | 5,073 | $415.0K | 0.04% | +146+3.0% | Added |
| Cypress Capital Group | 5,076 | $415.0K | 0.06% | +159+3.2% | Added |
| NorthRock Partners, LLC | 5,086 | $416.0K | 0.03% | −25−0.5% | Reduced |
| Patriot Investment Management Inc. | 5,140 | $420.0K | 0.04% | +231+4.7% | Added |
| Mitchell McLeod Pugh & Williams Inc | 5,144 | $421.0K | 0.16% | 00.0% | Unchanged |
| Valley Brook Capital Group | 5,151 | $421.0K | 0.42% | 00.0% | Unchanged |
| Virtu Financial LLC | 5,142 | $421.0K | 0.04% | +5,142 | New |
| BNP Paribas Arbitrage, SA | 5,174 | $423.1K | 0.00% | +502+10.7% | Added |
| Beck Mack & Oliver LLC | 5,200 | $425.0K | 0.01% | 00.0% | Unchanged |
| Brighton Jones LLC | 5,249 | $429.0K | 0.02% | +1,164+28.5% | Added |
| Tdam USA Inc. | 5,262 | $430.0K | 0.03% | 00.0% | Unchanged |
| Juncture Wealth Strategies, LLC | 5,300 | $433.0K | 0.23% | +400+8.2% | Added |
| Curated Wealth Partners LLC | 5,308 | $434.0K | 0.24% | +797+17.7% | Added |
| Jacobs & Co | 5,325 | $435.0K | 0.05% | 00.0% | Unchanged |
| Intrust Bank NA | 5,351 | $438.0K | 0.06% | −831−13.4% | Reduced |
| Armor Investment Advisors, LLC | 5,369 | $439.0K | 0.28% | −123−2.2% | Reduced |
| DF Dent & Co Inc | 5,379 | $440.0K | 0.00% | −96−1.8% | Reduced |
| Northwest Capital Management Inc | 5,192 | $441.0K | 0.23% | +42+0.8% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,416 | $443.0K | 0.24% | −350−6.1% | Reduced |
| Cable Hill Partners, LLC | 5,451 | $446.0K | 0.11% | +752+16.0% | Added |
| HSBC Holdings PLC | 5,458 | $446.0K | 0.00% | +5,458 | New |
| Aaron Wealth Advisors | 5,468 | $447.0K | 0.13% | +408+8.1% | Added |
| Balentine LLC | 5,475 | $448.0K | 0.02% | +336+6.5% | Added |
| Clarius Group, LLC | 5,495 | $449.0K | 0.04% | −555−9.2% | Reduced |
| Smithfield Trust Co | 5,485 | $450.0K | 0.03% | 00.0% | Unchanged |
| St Germain D J Co Inc | 5,514 | $451.0K | 0.03% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 5,524 | $452.0K | 0.02% | −22−0.4% | Reduced |
| Fieldpoint Private Securities, LLC | 5,535 | $453.0K | 0.10% | +138+2.6% | Added |
| Moody Lynn & Lieberson, LLC | 5,550 | $454.0K | 0.03% | +299+5.7% | Added |
| Bellecapital International Ltd. | 5,561 | $455.0K | 0.14% | 00.0% | Unchanged |
| Spire Wealth Management | 5,568 | $455.0K | 0.01% | +100+1.8% | Added |
| O'Brien Greene & Co. Inc | 5,574 | $456.0K | 0.17% | 00.0% | Unchanged |
| Mather Group, LLC. | 5,619 | $459.0K | 0.01% | +130+2.4% | Added |
| Busey Wealth Management | 5,623 | $460.0K | 0.02% | +867+18.2% | Added |
| Assetmark, Inc | 5,697 | $466.0K | 0.00% | +740+14.9% | Added |
| Moneta Group Investment Advisors LLC | 5,710 | $467.0K | 0.02% | +2,389+71.9% | Added |
| Ropes Wealth Advisors LLC | 5,719 | $468.0K | 0.07% | −150−2.6% | Reduced |
| Clear Perspective Advisors, LLC | 5,802 | $474.0K | 0.16% | −290−4.8% | Reduced |
| Security Asset Management | 5,814 | $475.0K | 0.19% | 00.0% | Unchanged |
| Fort Sheridan Advisors LLC | 5,827 | $477.0K | 0.16% | −58−1.0% | Reduced |
| Plancorp, LLC | 5,830 | $477.0K | 0.03% | 00.0% | Unchanged |
| Rossmore Private Capital | 5,835 | $477.0K | 0.08% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 5,842 | $478.0K | 0.15% | +48+0.8% | Added |
| Evergreen Capital Management LLC | 5,933 | $485.0K | 0.02% | +211+3.7% | Added |
| Independent Advisor Alliance | 5,936 | $485.0K | 0.03% | +250+4.4% | Added |
| LeJeune Puetz Investment Counsel LLC | 5,960 | $487.0K | 0.18% | 00.0% | Unchanged |
| Lincoln National Corp | 5,961 | $488.0K | 0.01% | −1,704−22.2% | Reduced |
| Canandaigua National Corp | 5,970 | $488.0K | 0.08% | −13−0.2% | Reduced |
| Hartford Investment Management Co | 5,965 | $488.0K | 0.01% | 00.0% | Unchanged |
| Cullinan Associates Inc | 5,965 | $488.0K | 0.03% | +165+2.8% | Added |
| Cohen Klingenstein LLC | 6,000 | $491.0K | 0.02% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 6,045 | $492.0K | 0.33% | −332−5.2% | Reduced |
| Schulhoff & Co Inc | 6,042 | $494.0K | 0.22% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 6,052 | $495.0K | 0.06% | −754−11.1% | Reduced |
| Argyle Capital Management Inc. | 6,050 | $495.0K | 0.16% | 00.0% | Unchanged |
| Caldwell Trust Co | 6,061 | $495.7K | 0.06% | −131−2.1% | Reduced |
| Wesbanco Bank Inc | 6,081 | $497.0K | 0.02% | −716−10.5% | Reduced |
| Intellectus Partners, LLC | 6,072 | $497.0K | 0.12% | −10.0% | Reduced |
| J.W. Cole Advisors, Inc. | 6,091 | $498.0K | 0.04% | +479+8.5% | Added |
| American Portfolios Advisors | 6,099 | $498.8K | 0.02% | −516−7.8% | Reduced |
| CAPROCK Group, Inc. | 6,100 | $499.0K | 0.04% | −191−3.0% | Reduced |
| Capital Investment Advisors, LLC | 6,096 | $499.0K | 0.02% | −176−2.8% | Reduced |
| Altshuler Shaham Ltd | 6,109 | $500.0K | 0.00% | +2,000+48.7% | Added |
| CFO4Life Group, LLC | 6,182 | $506.0K | 0.12% | +354+6.1% | Added |
| Flagship Harbor Advisors, LLC | 5,558 | $507.0K | 0.05% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 6,246 | $510.0K | 0.09% | +750+13.6% | Added |
| Mraz, Amerine & Associates, Inc. | 6,245 | $511.0K | 0.14% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 6,286 | $514.0K | 0.04% | +2,845+82.7% | Added |
| E&G Advisors, LP | 6,298 | $515.0K | 0.14% | +6,298 | Added |
| Foresight Wealth Management, LLC | 6,331 | $518.0K | 0.23% | −381−5.7% | Reduced |
| Montag A & Associates Inc | 6,364 | $520.0K | 0.03% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 6,356 | $520.0K | 0.06% | −9−0.1% | Reduced |
| Davidson Trust Co | 6,353 | $520.0K | 0.40% | +712+12.6% | Added |
| Qtron Investments LLC | 6,353 | $520.0K | 0.14% | +2,051+47.7% | Added |
| Summit Financial, LLC | 6,383 | $522.0K | 0.04% | +3,072+92.8% | Added |
| First Affirmative Financial Network | 6,390 | $523.0K | 0.54% | +6,390 | New |
| Ancora Advisors, LLC | 6,429 | $526.0K | 0.01% | +2,786+76.5% | Added |
| Penbrook Management LLC | 6,460 | $528.0K | 0.33% | 00.0% | Unchanged |
| Cannell Peter B & Co Inc | 6,496 | $531.0K | 0.02% | −2,131−24.7% | Reduced |
| Bard Financial Services, Inc. | 6,500 | $532.0K | 0.05% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 6,568 | $537.0K | 0.06% | −657−9.1% | Reduced |
| Great Diamond Partners, LLC | 6,578 | $537.0K | 0.15% | +109+1.7% | Added |
| V Wealth Advisors LLC | 6,562 | $537.0K | 0.08% | +754+13.0% | Added |
| Weather Gauge Advisory, LLC | 6,616 | $541.0K | 0.70% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 6,622 | $542.0K | 0.04% | −3,406−34.0% | Reduced |
| TrinityPoint Wealth, LLC | 6,740 | $551.0K | 0.11% | −141−2.0% | Reduced |
| Williams Jones Wealth Management, LLC. | 6,747 | $552.0K | 0.01% | −43−0.6% | Reduced |