Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bray Capital Advisors | 467 | $38.0K | 0.01% | 00.0% | Unchanged |
| Motco | 472 | $39.0K | 0.00% | −55,255−99.2% | Reduced |
| Truvestments Capital LLC | 478 | $39.0K | 0.02% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 481 | $39.0K | 0.02% | +481 | New |
| Berman Capital Advisors, LLC | 504 | $41.0K | 0.01% | −48−8.7% | Reduced |
| Sageworth Trust Co | 500 | $41.0K | 0.00% | −25−4.8% | Reduced |
| Polaris Capital Management, LLC | 500 | $41.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 507 | $41.0K | 0.02% | +307+153.5% | Added |
| Cahill Financial Advisors Inc | 514 | $42.0K | 0.01% | +514 | New |
| Consolidated Planning Corp | 519 | $42.0K | 0.03% | +519 | New |
| M&R Capital Management Inc | 550 | $44.0K | 0.01% | −125−18.5% | Reduced |
| Ironwood Financial, llc | 538 | $44.0K | 0.01% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 561 | $46.0K | 0.01% | −101−15.3% | Reduced |
| Wealth Quarterback LLC | 554 | $46.0K | 0.03% | −99−15.2% | Reduced |
| Accel Wealth Management | 558 | $46.0K | 0.03% | −23−4.0% | Reduced |
| D'Orazio & Associates, Inc. | 576 | $47.0K | 0.01% | +576 | New |
| Artemis Wealth Advisors, LLC | 587 | $48.0K | 0.01% | 00.0% | Unchanged |
| Kemnay Advisory Services Inc. | 600 | $49.0K | 0.01% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 605 | $49.0K | 0.02% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 600 | $49.0K | 0.03% | 00.0% | Unchanged |
| Pflug Koory, LLC | 625 | $51.0K | 0.03% | −185−22.8% | Reduced |
| BerganKDV Wealth Management, LLC | 643 | $53.0K | 0.01% | −61−8.7% | Reduced |
| Asset Dedication, LLC | 680 | $54.0K | 0.01% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 685 | $56.0K | 0.01% | −60−8.1% | Reduced |
| Cordasco Financial Network | 700 | $57.0K | 0.04% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 696 | $57.0K | 0.01% | −8−1.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 729 | $60.0K | 0.01% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 732 | $60.0K | 0.01% | 00.0% | Unchanged |
| Glassman Wealth Services | 742 | $61.0K | 0.01% | −50−6.3% | Reduced |
| Independence Bank of Kentucky | 768 | $63.0K | 0.03% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 794 | $65.0K | 0.00% | −101−11.3% | Reduced |
| Bourgeon Capital Management LLC | 800 | $65.0K | 0.01% | 00.0% | Unchanged |
| Howe & Rusling Inc | 811 | $66.0K | 0.01% | 00.0% | Unchanged |
| Leonteq Securities AG | 840 | $68.7K | 0.00% | −52−5.8% | Reduced |
| Hanson & Doremus Investment Management | 857 | $70.0K | 0.02% | −219−20.4% | Reduced |
| Key Financial Inc | 859 | $70.0K | 0.04% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 857 | $70.0K | 0.01% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 803 | $70.0K | 0.00% | +288+55.9% | Added |
| Ellis Investment Partners, LLC | 885 | $72.0K | 0.02% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 889 | $73.0K | 0.00% | +78+9.6% | Added |
| Hexagon Capital Partners LLC | 905 | $74.0K | 0.02% | 00.0% | Unchanged |
| First Financial Corp | 904 | $74.0K | 0.05% | 00.0% | Unchanged |
| Lee Financial Co | 900 | $74.0K | 0.02% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 921 | $75.0K | 0.01% | +852+1,234.8% | Added |
| Focused Wealth Management, Inc | 936 | $77.0K | 0.01% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 945 | $77.0K | 0.02% | +516+120.3% | Added |
| Resources Management Corp | 970 | $79.0K | 0.01% | −25−2.5% | Reduced |
| Rosenberg Matthew Hamilton | 1,008 | $82.0K | 0.03% | −540−34.9% | Reduced |
| Cedar Wealth Management, LLC | 1,000 | $82.0K | 0.04% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1,000 | $82.0K | 0.05% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 0 | $82.0K | 0.06% | 0 | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,000 | $82.0K | 0.02% | +498+99.2% | Added |
| Optimum Investment Advisors | 1,015 | $83.0K | 0.03% | −275−21.3% | Reduced |
| Barrett Asset Management, LLC | 1,050 | $86.0K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 1,101 | $90.0K | 0.03% | 00.0% | Unchanged |
| Bollard Group LLC | 1,146 | $94.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,147 | $94.0K | 0.03% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,148 | $94.0K | 0.01% | +18+1.6% | Added |
| Truehand, Inc | 1,161 | $95.0K | 0.06% | 00.0% | Unchanged |
| City Holding Co | 1,192 | $97.0K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 1,200 | $98.0K | 0.06% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,250 | $102.0K | 0.01% | −400−24.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,244 | $102.0K | 0.05% | 00.0% | Unchanged |
| Monetary Management Group Inc | 1,259 | $103.0K | 0.03% | 00.0% | Unchanged |
| Hoese & Co LLP | 1,275 | $104.0K | 0.11% | 00.0% | Unchanged |
| Vigilant Capital Management, LLC | 1,312 | $107.0K | 0.01% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 1,327 | $109.0K | 0.00% | +1,327 | New |
| CVA Family Office, LLC | 1,267 | $110.0K | 0.08% | −79−5.9% | Reduced |
| First National Bank of South Miami | 1,366 | $112.0K | 0.08% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,385 | $113.2K | 0.06% | −124,949−98.9% | Reduced |
| Piscataqua Savings Bank | 1,429 | $117.0K | 0.10% | 00.0% | Unchanged |
| Allworth Financial LP | 1,436 | $117.0K | 0.00% | +1,033+256.3% | Added |
| Heritage Wealth Advisors | 1,450 | $118.6K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 1,450 | $119.0K | 0.07% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,479 | $121.0K | 0.07% | −100−6.3% | Reduced |
| Concord Wealth Partners | 1,492 | $122.0K | 0.05% | −1,911−56.2% | Reduced |
| Bedel Financial Consulting, Inc. | 1,498 | $123.0K | 0.04% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,502 | $123.0K | 0.04% | +145+10.7% | Added |
| Security National Trust Co | 1,350 | $123.0K | 0.03% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 1,516 | $124.0K | 0.03% | +216+16.6% | Added |
| Column Capital Advisors, LLC | 1,544 | $126.0K | 0.03% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 1,580 | $129.0K | 0.00% | +59+3.9% | Added |
| Sonora Investment Management, LLC | 1,637 | $134.0K | 0.02% | +178+12.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,659 | $136.0K | 0.02% | +25+1.5% | Added |
| CKW Financial Group | 1,662 | $136.0K | 0.02% | +450+37.1% | Added |
| Belpointe Asset Management LLC | 1,686 | $138.0K | 0.01% | +160+10.5% | Added |
| Duncker Streett & Co Inc | 1,733 | $142.0K | 0.03% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 1,756 | $143.6K | 0.07% | −3,005−63.1% | Reduced |
| Harbor Investment Advisory, LLC | 1,813 | $148.0K | 0.02% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,844 | $151.0K | 0.02% | +68+3.8% | Added |
| North Star Investment Management Corp. | 1,962 | $160.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 1,991 | $162.0K | 0.02% | −231−10.4% | Reduced |
| Edmond de Rothschild Holding S.A. | 1,986 | $162.0K | 0.00% | +1,186+148.3% | Added |
| Trustcore Financial Services, LLC | 2,000 | $164.0K | 0.02% | −3−0.1% | Reduced |
| Zions Bancorporation, N.A. | 2,015 | $165.0K | 0.02% | +218+12.1% | Added |
| Thompson Siegel & Walmsley LLC | 2,040 | $167.0K | 0.00% | −385−15.9% | Reduced |
| First PREMIER Bank | 2,065 | $169.0K | 0.05% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 2,075 | $170.0K | 0.11% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,185 | $179.0K | 0.02% | +76+3.6% | Added |
| Eagle Bay Advisors LLC | 2,247 | $183.0K | 0.11% | +1,037+85.7% | Added |