Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tocqueville Asset Management L.P. | 250,101 | $20.5M | 0.30% | −1,863−0.7% | Reduced |
| Financial Counselors Inc | 251,877 | $20.6M | 0.44% | +4,382+1.8% | Added |
| Gofen & Glossberg LLC | 265,041 | $21.7M | 0.51% | −2,100−0.8% | Reduced |
| LPL Financial LLC | 266,150 | $21.8M | 0.02% | +2,027+0.8% | Added |
| Professional Advisory Services Inc | 267,779 | $21.9M | 3.22% | +19,077+7.7% | Added |
| Jarislowsky, Fraser Ltd | 274,536 | $22.5M | 0.11% | −40,386−12.8% | Reduced |
| Optiver Holding B.V. | 284,387 | $23.3M | 0.03% | +272,095+2,213.6% | Added |
| Exencial Wealth Advisors, LLC | 285,767 | $23.4M | 1.01% | +79,616+38.6% | Added |
| Martin Investment Management, LLC | 289,924 | $23.7M | 5.98% | +21,355+8.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 293,473 | $24.0M | 0.05% | +19,635+7.2% | Added |
| Cambridge Trust Co | 293,568 | $24.0M | 0.91% | +182,675+164.7% | Added |
| First Manhattan Co | 299,287 | $24.5M | 0.09% | −602−0.2% | Reduced |
| Nichols & Pratt Advisers LLP | 298,727 | $24.5M | 1.85% | −15,649−5.0% | Reduced |
| US Bancorp | 304,305 | $24.9M | 0.05% | −19,316−6.0% | Reduced |
| JPMorgan Chase & Co | 306,535 | $25.1M | 0.00% | +4,378+1.4% | Added |
| HighTower Advisors, LLC | 308,525 | $25.2M | 0.07% | −3,340−1.1% | Reduced |
| Saturna Capital CORP | 321,278 | $26.3M | 0.53% | +37,605+13.3% | Added |
| Oppenheimer Asset Management Inc. | 332,134 | $27.2M | 0.39% | +7,335+2.3% | Added |
| The PNC Financial Services Group, Inc. | 333,665 | $27.3M | 0.03% | −4,127−1.2% | Reduced |
| Brown Advisory Inc | 352,454 | $28.8M | 0.04% | +40,781+13.1% | Added |
| Stifel Financial Corp | 363,083 | $29.7M | 0.04% | +35,711+10.9% | Added |
| CIBC Private Wealth Group, LLC | 366,081 | $29.9M | 0.07% | +4,896+1.4% | Added |
| Invesco Ltd. | 377,081 | $30.8M | 0.01% | −136,799−26.6% | Reduced |
| Managed Asset Portfolios, LLC | 381,778 | $31.2M | 4.75% | +1,117+0.3% | Added |
| Causeway Capital Management LLC | 401,116 | $32.8M | 0.74% | −25,866−6.1% | Reduced |
| Fayez Sarofim & Co | 402,154 | $32.9M | 0.11% | −12,117−2.9% | Reduced |
| TCTC Holdings, LLC | 402,791 | $32.9M | 1.52% | −3,333−0.8% | Reduced |
| D.A. Davidson & Co. | 433,824 | $35.5M | 0.41% | +3,455+0.8% | Added |
| Morningstar Investment Services LLC | 434,636 | $36.0M | 0.42% | −4,325−1.0% | Reduced |
| Capital World Investors | 536,486 | $43.9M | 0.01% | +5,807+1.1% | Added |
| Douglas Lane & Associates, LLC | 573,319 | $46.9M | 0.67% | −79,248−12.1% | Reduced |
| Mondrian Investment Partners LTD | 633,510 | $51.8M | 1.05% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 677,369 | $55.4M | 0.07% | +340,669+101.2% | Added |
| Bank of New York Mellon Corp | 689,059 | $56.4M | 0.01% | +42,795+6.6% | Added |
| First Trust Advisors LP | 712,282 | $58.3M | 0.06% | +87,184+13.9% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 723,900 | $59.2M | 0.15% | +704,500+3,631.4% | Added |
| Bristol John W & Co Inc | 734,244 | $60.0M | 1.12% | −11,024−1.5% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 770,461 | $63.0M | 0.22% | −141,234−15.5% | Reduced |
| Macquarie Group Ltd | 778,850 | $63.7M | 0.05% | −5,478−0.7% | Reduced |
| Millennium Management LLC | 785,867 | $64.3M | 0.09% | +667,519+564.0% | Added |
| Raymond James & Associates | 828,353 | $67.7M | 0.06% | −1150.0% | Reduced |
| Madison Asset Management, LLC | 872,500 | $71.4M | 0.98% | −7,525−0.9% | Reduced |
| SEI Investments Co | 880,067 | $72.0M | 0.15% | +34,275+4.1% | Added |
| Capital Research Global Investors | 903,040 | $73.9M | 0.02% | +3200.0% | Added |
| Earnest Partners LLC | 942,212 | $77.1M | 0.47% | −53,037−5.3% | Reduced |
| Neuberger Berman Group LLC | 1,022,158 | $83.4M | 0.07% | −45,328−4.2% | Reduced |
| Truist Financial Corp | 1,035,261 | $84.7M | 0.14% | +35,423+3.5% | Added |
| Envestnet Asset Management Inc | 1,070,890 | $87.6M | 0.05% | +35,192+3.4% | Added |
| FMR LLC | 1,108,420 | $90.6M | 0.01% | −157,783−12.5% | Reduced |
| Lazard Asset Management LLC | 1,125,140 | $92.0M | 0.10% | −13,024−1.1% | Reduced |
| Parnassus Investments | 1,152,019 | $94.2M | 0.20% | +212,225+22.6% | Added |
| Scharf Investments, LLC | 1,244,711 | $101.8M | 3.21% | −17,882−1.4% | Reduced |
| Royal Bank of Canada | 1,331,457 | $108.9M | 0.03% | −167,130−11.2% | Reduced |
| Mawer Investment Management Ltd. | 1,342,072 | $109.8M | 0.53% | −2,176,642−61.9% | Reduced |
| BlackRock Inc. | 1,391,690 | $113.8M | 0.00% | −48,877−3.4% | Reduced |
| Ameriprise Financial Inc | 1,414,988 | $115.7M | 0.04% | −313,799−18.2% | Reduced |
| Two Sigma Investments, LP | 1,761,492 | $144.1M | 0.39% | +190,151+12.1% | Added |
| Manning & Napier Group, LLC | 1,909,994 | $156.2M | 1.34% | +25,665+1.4% | Added |
| State Street Corp | 2,015,264 | $164.8M | 0.01% | −24,225−1.2% | Reduced |
| Principal Financial Group Inc | 2,068,564 | $169.2M | 0.11% | +401,585+24.1% | Added |
| Goldman Sachs Group Inc | 2,078,466 | $170.0M | 0.04% | −208,520−9.1% | Reduced |
| Two Sigma Advisers, LP | 2,096,800 | $171.5M | 0.44% | +203,700+10.8% | Added |
| Natixis Advisors, L.P. | 2,104,742 | $172.1M | 0.71% | +733,859+53.5% | Added |
| Parametric Portfolio Associates LLC | 2,780,272 | $227.4M | 0.13% | −35,648−1.3% | Reduced |
| Dimensional Fund Advisors LP | 2,866,901 | $234.5M | 0.08% | +40,495+1.4% | Added |
| Cullen Capital Management LLC | 2,998,638 | $245.2M | 2.41% | +131,051+4.6% | Added |
| Morgan Stanley | 3,215,979 | $263.0M | 0.04% | +256,018+8.6% | Added |
| Northern Trust Corp | 3,254,598 | $266.2M | 0.05% | −312,235−8.8% | Reduced |
| Renaissance Technologies LLC | 3,307,237 | $270.5M | 0.35% | +897,298+37.2% | Added |
| Janus Henderson Group PLC | 3,985,517 | $325.9M | 0.14% | −253,150−6.0% | Reduced |
| Charles Schwab Investment Management Inc | 4,116,468 | $336.6M | 0.11% | +38,337+0.9% | Added |
| Wellington Management Group LLP | 4,214,932 | $344.7M | 0.06% | +745,157+21.5% | Added |
| Boston Partners | 4,384,549 | $358.6M | 0.45% | −1,915,211−30.4% | Reduced |
| UBS Group AG | 4,510,079 | $368.8M | 0.15% | −249,657−5.2% | Reduced |
| Wells Fargo & Company | 5,315,329 | $434.7M | 0.10% | −80,504−1.5% | Reduced |
| Franklin Resources Inc | 6,778,863 | $554.4M | 0.21% | −743,343−9.9% | Reduced |
| Aristotle Capital Management, LLC | 8,127,686 | $664.7M | 1.26% | +61,589+0.8% | Added |
| Bank of America Corp | 9,212,470 | $753.4M | 0.08% | +210,828+2.3% | Added |
| Fisher Asset Management, LLC | 10,305,029 | $842.7M | 0.52% | +342,603+3.4% | Added |
| Loomis Sayles & Co L P | 18,939,445 | $1.55B | 1.90% | −80,144−0.4% | Reduced |
| Primecap Management Co | 19,061,650 | $1.56B | 1.10% | −220,200−1.1% | Reduced |
| Dodge & Cox | 29,265,900 | $2.39B | 1.56% | +4,812,635+19.7% | Added |
| Gerber Kawasaki Wealth & Investment Management | 2 | – | – | +2 | New |
| Compagnie Lombard Odier SCmA | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Artisan Partners Limited Partnership | 0 | $0 | 0.00% | −183,621−100.0% | Sold out |
| Dixon Mitchell Investment Counsel Inc. | 0 | $0 | 0.00% | −103,207−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −70,836−100.0% | Sold out |
| Avitas Wealth Management LLC | 0 | $0 | 0.00% | −39,500−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −30,928−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −28,768−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −21,562−100.0% | Sold out |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −15,463−100.0% | Sold out |
| swisspartners Advisors Ltd | 0 | $0 | 0.00% | −15,450−100.0% | Sold out |
| PRW Wealth Management LLC | 0 | $0 | 0.00% | −14,421−100.0% | Sold out |
| Accretive Wealth Partners, LLC | 0 | $0 | 0.00% | −11,133−100.0% | Sold out |
| Lake Street Advisors Group, LLC | 0 | $0 | 0.00% | −9,003−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −8,195−100.0% | Sold out |
| Inscription Capital, LLC | 0 | $0 | 0.00% | −6,806−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −6,595−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −5,962−100.0% | Sold out |