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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Wealth Alliance6,252$534.0K0.15%––
Sunbelt Securities, Inc.6,215$531.0K0.10%––
Capital Investment Advisors, LLC6,171$527.0K0.02%––
Canandaigua National Corp6,120$523.0K0.09%––
Intellectus Partners, LLC6,080$520.0K0.14%––
Altfest L J & Co Inc6,077$519.0K0.12%––
Argyle Capital Management Inc.6,050$517.0K0.17%––
Schulhoff & Co Inc6,038$516.0K0.24%––
Cohen Klingenstein LLC6,000$513.0K0.02%––
Ropes Wealth Advisors LLC5,869$513.0K0.09%––
Community Bank & Trust, Waco, Texas5,983$511.0K0.17%––
LeJeune Puetz Investment Counsel LLC5,960$509.0K0.20%––
Davidson Trust Co5,953$507.0K0.43%––
Banco de Sabadell, S.A5,946$507.0K0.05%––
Wesbanco Bank Inc5,926$506.0K0.02%––
Cullinan Associates Inc5,912$505.0K0.03%––
Mark Sheptoff Financial Planning, LLC5,846$500.0K0.29%––
CFO4Life Group, LLC5,852$500.0K0.12%––
Mattern Wealth Management LLC5,854$500.0K0.18%––
Plancorp, LLC5,830$498.0K0.11%––
Foresight Wealth Management, LLC5,823$498.0K0.25%––
Security Asset Management5,814$497.0K0.20%––
M Holdings Securities, Inc.5,767$493.0K0.04%––
Old Port Advisors5,758$492.0K0.19%––
HBK Sorce Advisory LLC5,735$490.0K0.03%––
Beck Mack & Oliver LLC5,700$487.0K0.02%––
Almanack Investment Partners, LLC.5,653$483.0K0.05%––
Bank of Hawaii5,589$478.0K0.03%––
Andesa Financial Management Inc.5,584$477.0K0.16%––
O'Brien Greene & Co. Inc5,574$477.0K0.19%––
Smithfield Trust Co5,565$475.0K0.03%––
Bellecapital International Ltd.5,561$475.0K0.15%––
CenterStar Asset Management, LLC–$475.0K0.68%––
Armor Investment Advisors, LLC5,534$473.0K0.31%––
Gyon Technologies Capital Management, LP5,532$473.0K0.21%––
Nachman Norwood & Parrott, Inc5,522$472.0K0.05%––
St Germain D J Co Inc5,514$471.0K0.03%––
Mather Group, LLC.5,507$471.0K0.01%––
Clarius Group, LLC5,507$471.0K0.05%––
Boenning & Scattergood, Inc.5,496$470.0K0.09%––
DF Dent & Co Inc5,475$468.0K0.01%––
Sequoia Financial Advisors, LLC5,439$465.0K0.02%––
Flagship Harbor Advisors, LLC5,389$461.0K0.05%––
Trustmark National Bank Trust Department5,334$456.0K0.04%––
Essex Investment Management Co LLC5,326$455.0K0.06%––
Juncture Wealth Strategies, LLC5,200$453.0K0.29%––
Tdam USA Inc.5,228$447.0K0.03%––
Sage Rhino Capital LLC5,230$447.0K0.15%––
Moody Lynn & Lieberson, LLC5,208$445.0K0.04%––
Clarkston Capital Partners, LLC5,180$443.0K0.01%––
Intrust Bank NA5,165$442.0K0.06%––
Rossmore Private Capital5,172$442.0K0.08%––
YHB Investment Advisors, Inc.5,012$441.0K0.04%––
Avidian Wealth Solutions, LLC5,156$441.0K0.04%––
Mitchell McLeod Pugh & Williams Inc5,144$440.0K0.18%––
Fieldpoint Private Securities, LLC5,152$440.0K0.10%––
Northwest Capital Management Inc5,150$440.0K0.32%––
Valley Brook Capital Group5,151$440.0K0.40%––
Institute for Wealth Management, LLC.5,100$436.0K0.08%––
Spinnaker Trust5,061$432.0K0.03%––
Alhambra Investment Partners LLC5,034$430.0K0.35%––
Ategra Capital Management, LLC5,027$429.7K0.25%––
Ellevest, Inc.5,019$429.0K0.05%––
High Pointe Capital Management LLC4,980$426.0K0.37%––
Wealthspire Advisors, LLC4,982$426.0K0.01%––
Henry James International Management, Inc.4,959$424.0K0.13%––
Cable Hill Partners, LLC4,954$423.0K0.12%––
Hoylecohen, LLC4,937$422.0K0.04%––
Brandywine Oak Private Wealth LLC4,946$422.0K0.06%––
BFSG, LLC4,930$421.0K0.07%––
Cypress Capital Group4,917$420.0K0.06%––
Assetmark, Inc4,912$420.0K0.00%––
Dynamic Advisor Solutions LLC4,918$420.0K0.04%––
Marino, Stram & Associates LLC4,904$419.0K0.16%––
Blue Fin Capital, Inc.4,896$418.0K0.14%––
NorthRock Partners, LLC4,889$418.0K0.04%––
jvl associates llc4,895$418.0K0.31%––
RiverGlades Family Offices LLC4,875$417.0K0.34%––
Patriot Investment Management Inc.4,889$417.0K0.04%––
Mercer Capital Advisers, Inc.4,850$416.0K0.22%––
1st Source Bank4,845$414.0K0.03%––
Salem Investment Counselors Inc4,844$414.0K0.03%––
Murphy Capital Management Inc4,838$413.0K0.05%––
Hanson & Doremus Investment Management4,803$411.0K0.10%––
Busey Wealth Management4,803$411.0K0.02%––
Appleton Partners Inc4,793$410.0K0.04%––
Montecito Bank & Trust4,803$410.0K0.09%––
Biltmore Family Office, LLC4,797$410.0K0.13%––
Old Dominion Capital Management Inc4,788$409.0K0.10%––
Bowen Hanes & Co Inc4,745$406.0K0.01%––
Violich Capital Management, Inc.4,740$405.0K0.07%––
Balentine LLC4,725$404.0K0.02%––
Independent Advisor Alliance4,727$404.0K0.02%––
Jacobs & Co4,725$403.0K0.05%––
Mid Atlantic Financial Management Inc4,702$402.0K0.03%––
Harbour Investments, Inc.4,706$402.0K0.01%––
Icon Wealth Partners, LLC4,703$402.0K0.05%––
Cohen Investment Advisors LLC4,679$400.0K0.32%––
Shufro Rose & Co LLC4,640$397.0K0.03%––
Jacobi Capital Management LLC4,637$396.0K0.06%––