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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,138
No complete 13F data for Q4 2020
Shares held
218.7M
No complete 13F data for Q4 2020
Total value
$18.7B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value heldQ1 2021: $18.7B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Dakota Wealth Management4,611$394.0K0.05%––
Lindbrook Capital, LLC4,605$394.0K0.09%––
Sound View Wealth Advisors Group, LLC4,594$393.0K0.09%––
GSB Wealth Management, LLC4,564$390.0K0.13%––
Capital Investment Advisory Services, LLC4,539$388.0K0.05%––
Robertson Stephens Wealth Management, LLC4,536$387.0K0.06%––
Oakworth Capital, Inc.4,521$386.0K0.04%––
Curated Wealth Partners LLC4,490$384.0K0.24%––
North Star Asset Management Inc4,472$382.0K0.02%––
Capital Analysts, LLC4,462$381.0K0.03%––
Pallas Capital Advisors LLC4,319$380.0K0.08%––
Quilter Plc4,432$379.0K0.01%––
Aveo Capital Partners, LLC4,412$377.0K0.09%––
Gladstone Institutional Advisory LLC4,396$376.0K0.06%––
qPULA Trading Management LP4,400$376.0K0.80%––
First American Trust, FSB4,391$375.0K0.06%––
Prio Wealth Limited Partnership4,387$375.0K0.01%––
Cozad Asset Management Inc4,361$373.0K0.06%––
Evergreen Capital Management LLC4,349$372.0K0.02%––
Aull & Monroe Investment Management Corp4,325$370.0K0.18%––
Davis R M Inc4,289$367.0K0.01%––
Resources Investment Advisors, LLC.4,260$364.0K0.02%––
Hartford Investment Management Co4,245$363.0K0.01%––
First Personal Financial Services4,243$363.0K0.10%––
Fullerton Fund Management Co Ltd.4,240$362.0K0.03%––
Edge Capital Group, LLC4,218$361.0K0.03%––
Atlas Capital Advisors LLC4,200$359.0K0.07%––
Ameritas Investment Company, LLC4,165$356.0K0.03%––
BDO Wealth Advisors, LLC4,164$356.0K0.04%––
Financial & Tax Architects, LLC4,156$355.2K0.20%––
Choate Investment Advisors4,152$355.0K0.02%––
Eqis Capital Management, Inc.4,153$355.0K0.03%––
Carroll Financial Associates, Inc.4,156$355.0K0.02%––
UMA Financial Services, Inc.4,050$353.0K0.11%––
Altshuler Shaham Ltd4,109$351.0K0.00%––
CAPROCK Group, Inc.4,108$351.0K0.04%––
Aaron Wealth Advisors4,086$349.0K0.13%––
Veritable, L.P.4,061$347.0K0.01%––
Merrion Investment Management Co, LLC4,048$346.0K0.29%––
Sowell Financial Services LLC3,913$342.0K0.01%––
Enlightenment Research, LLC4,000$342.0K0.41%––
IFG Advisory, LLC4,001$342.0K0.04%––
Global Trust Asset Management, LLC3,932$336.0K0.19%––
WealthStone, Inc.3,924$335.0K0.12%––
Heck Capital Advisors, LLC3,810$334.3K0.07%––
Carmichael Hill & Associates, Inc.3,908$334.0K0.20%––
FORA Capital, LLC3,865$330.0K0.11%––
Texas Yale Capital Corp.3,845$329.0K0.02%––
Brighton Jones LLC3,816$326.0K0.02%––
Koshinski Asset Management, Inc.3,818$326.0K0.03%––
Summit Financial Group Inc3,769$322.0K0.13%––
Keel Point, LLC3,768$322.0K0.03%––
Riverview Trust Co3,763$322.0K0.36%––
NEXT Financial Group, Inc3,767$322.0K0.03%––
Taurus Asset Management, LLC3,750$321.0K0.04%––
Pinnacle Bancorp, Inc.3,753$321.0K0.16%––
Spotlight Asset Group, Inc.3,759$321.0K0.12%––
Newman Dignan & Sheerar, Inc.3,739$320.0K0.12%––
Twin Lakes Capital Management, LLC3,725$318.0K0.20%––
Formidable Asset Management, LLC3,681$317.0K0.07%––
American Trust Investment Advisors, LLC3,693$316.0K0.18%––
S.A. Mason LLC3,686$315.0K0.24%––
Round Hill Asset Management3,642$311.0K0.16%––
BKD Wealth Advisors, LLC3,631$310.0K0.02%––
Inlet Private Wealth, LLC3,622$310.0K0.09%––
Ancora Advisors, LLC3,613$309.0K0.01%––
Change Path, LLC3,607$309.0K0.02%––
Murphy, Middleton, Hinkle & Parker, Inc.3,609$308.0K0.18%––
Acadian Asset Management LLC3,589$307.0K0.00%––
Veracity Capital LLC3,596$307.0K0.14%––
Latitude Advisors, LLC3,577$306.0K0.25%––
Parkside Financial Bank & Trust3,571$305.0K0.09%––
Trexquant Investment LP3,542$303.0K0.03%––
West Coast Financial LLC3,528$302.0K0.05%––
Kendall Capital Management3,518$301.0K0.19%––
J.W. Cole Advisors, Inc.3,498$299.0K0.03%––
Keudell/Morrison Wealth Management3,500$299.0K0.17%––
Intrua Financial, LLC3,450$299.0K0.08%––
Pointe Capital Management LLC3,483$298.0K0.21%––
Occidental Asset Management, LLC3,485$298.0K0.09%––
Charter Trust Co3,445$294.0K0.03%––
Mitchell Sinkler & Starr3,440$294.0K0.28%––
Private Trust Co NA3,443$294.0K0.05%––
Peoples Financial Services Corp.3,426$293.0K0.13%––
Shelton Capital Management3,400$291.0K0.01%––
Teamwork Financial Advisors, LLC3,406$291.0K0.07%––
Linscomb & Williams, Inc.3,385$289.0K0.02%––
Weatherly Asset Management L. P.3,372$288.0K0.04%––
Hyman Charles D3,374$288.0K0.02%––
Kanawha Capital Management LLC3,353$287.0K0.03%––
Pioneer Trust Bank N A3,350$286.0K0.08%––
Port Capital LLC3,333$285.0K0.02%––
Arete Wealth Advisors, LLC3,321$284.0K0.04%––
Plimoth Trust Co LLC3,329$284.0K0.08%––
Pinnacle Wealth Management Advisory Group, LLC3,309$283.0K0.08%––
Crescent Capital Consulting, LLC3,303$283.0K0.06%––
Global Retirement Partners, LLC3,310$283.0K0.03%––
Smart Money Group LLC3,291$281.0K0.23%––
Rehmann Capital Advisory Group3,278$280.2K0.03%––
CPWM, LLC3,278$280.0K0.02%––