Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- −10 vs. Q2 2024
- Shares held
- 37.7M
- +1.59M (+4.4%) vs. Q2 2024
- Total value
- $314.0M
- +$1.45M (+0.5%) vs. Q2 2024
- New holders
- 13
- 57 more added
- Sold out
- 23
- 52 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Edgemoor Investment Advisors, Inc. | 64,547 | $569.3K | 0.05% | −1,900−2.9% | Reduced |
| Wedbush Securities Inc | 68,872 | $607.0K | 0.02% | +16,805+32.3% | Added |
| Oppenheimer & Co Inc | 70,243 | $619.5K | 0.01% | −3,502−4.7% | Reduced |
| Advisory Services Network, LLC | 74,581 | $645.1K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 75,103 | $662.4K | 0.00% | +3,553+5.0% | Added |
| Harbour Investments, Inc. | 75,785 | $668.4K | 0.02% | +2,888+4.0% | Added |
| Gladstone Institutional Advisory LLC | 77,005 | $679.2K | 0.03% | +8,640+12.6% | Added |
| Sigma Planning Corp | 77,878 | $686.9K | 0.02% | −4,976−6.0% | Reduced |
| Virtus ETF Advisers LLC | 81,689 | $720.5K | 0.34% | −22,416−21.5% | Reduced |
| RSM US Wealth Management LLC | 86,275 | $759.2K | 0.01% | −23,383−21.3% | Reduced |
| First Trust Advisors LP | 86,127 | $759.6K | 0.00% | +2,405+2.9% | Added |
| Janney Montgomery Scott LLC | 86,843 | $766.0K | 0.00% | −987−1.1% | Reduced |
| 1607 Capital Partners, LLC | 87,497 | $771.7K | 0.07% | −110,700−55.9% | Reduced |
| Bramshill Investments, LLC | 93,390 | $823.7K | 0.09% | −10,884−10.4% | Reduced |
| Gill Capital Partners, LLC | 100,381 | $885.4K | 0.32% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 101,936 | $916.4K | 0.01% | −16,712−14.1% | Reduced |
| Walleye Capital LLC | 110,833 | $977.5K | 0.01% | +110,833 | New |
| Natixis | 116,009 | $1.02M | 0.01% | +3,575+3.2% | Added |
| Independent Financial Group, LLC | 116,819 | $1.03M | 0.04% | −23,943−17.0% | Reduced |
| Cetera Investment Advisers | 117,113 | $1.03M | 0.00% | +13,961+13.5% | Added |
| Mission Wealth Management, LP | 117,366 | $1.04M | 0.03% | −9,343−7.4% | Reduced |
| Melfa Wealth Management, LLC | 117,599 | $1.04M | 0.68% | −8,500−6.7% | Reduced |
| Thrivent Financial for Lutherans | 133,400 | $1.18M | 0.00% | −13,051−8.9% | Reduced |
| Horizon Kinetics Asset Management LLC | 144,118 | $1.27M | 0.02% | +23,594+19.6% | Added |
| GWM Advisors LLC | 163,932 | $1.45M | 0.01% | −41,818−20.3% | Reduced |
| Aviance Capital Partners, LLC | 169,416 | $1.49M | 0.20% | +1,197+0.7% | Added |
| Bank of Montreal | 173,267 | $1.51M | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 175,000 | $1.54M | 1.05% | −27,100−13.4% | Reduced |
| Shaker Financial Services, LLC | 177,054 | $1.56M | 0.59% | +177,054 | New |
| Kades & Cheifetz LLC | 216,960 | $1.91M | 1.10% | +7,664+3.7% | Added |
| Prevail Innovative Wealth Advisors, LLC | 219,419 | $1.94M | 0.59% | −5,434−2.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 228,523 | $2.02M | 0.01% | −8,172−3.5% | Reduced |
| Next Capital Management LLC | 237,911 | $2.10M | 0.86% | −306,679−56.3% | Reduced |
| GraniteShares Advisors LLC | 283,337 | $2.50M | 1.69% | +46,027+19.4% | Added |
| Capital Investment Advisors, LLC | 290,521 | $2.56M | 0.05% | +2,005+0.7% | Added |
| Advisor Group Holdings, Inc. | 363,464 | $3.21M | 0.01% | +11,265+3.2% | Added |
| Commonwealth Equity Services, LLC | 377,773 | $3.33M | 0.01% | +27,682+7.9% | Added |
| RFG Advisory, LLC | 382,375 | $3.37M | 0.10% | +2,400+0.6% | Added |
| Envestnet Asset Management Inc | 383,247 | $3.38M | 0.00% | −97,506−20.3% | Reduced |
| Raymond James & Associates | 450,548 | $3.97M | 0.00% | −3,563−0.8% | Reduced |
| Coastal Bridge Advisors, LLC | 478,022 | $4.22M | 1.04% | +35,568+8.0% | Added |
| Baird Financial Group, Inc. | 518,616 | $4.57M | 0.01% | +8,282+1.6% | Added |
| Cyndeo Wealth Partners, LLC | 557,450 | $4.92M | 0.34% | +80,981+17.0% | Added |
| Ameriprise Financial Inc | 624,921 | $5.51M | 0.00% | +21,150+3.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 648,025 | $5.72M | 1.90% | −111,355−14.7% | Reduced |
| Cohen & Steers, Inc. | 711,052 | $6.27M | 0.01% | +35,000+5.2% | Added |
| Wells Fargo & Company | 712,170 | $6.28M | 0.00% | −453,563−38.9% | Reduced |
| Rockefeller Capital Management L.P. | 753,641 | $6.65M | 0.02% | +30,509+4.2% | Added |
| Pathstone Holdings, LLC | 911,821 | $8.04M | 0.04% | +529,677+138.6% | Added |
| UBS Group AG | 917,465 | $8.09M | 0.00% | −28,136−3.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 935,473 | $8.25M | 0.01% | +10,218+1.1% | Added |
| Advisors Asset Management, Inc. | 1,017,796 | $8.98M | 0.16% | +87,029+9.4% | Added |
| Royal Bank of Canada | 1,026,079 | $9.05M | 0.00% | +4910.0% | Added |
| Guggenheim Capital LLC | 1,480,515 | $13.1M | 0.09% | +69,357+4.9% | Added |
| Congress Park Capital LLC | 1,494,238 | $13.2M | 4.89% | +232,590+18.4% | Added |
| Penserra Capital Management LLC | 1,839,248 | $16.2M | 0.35% | +249,794+15.7% | Added |
| Invesco Ltd. | 2,173,748 | $19.2M | 0.00% | +376,835+21.0% | Added |
| Bank of America Corp | 2,428,068 | $21.4M | 0.00% | −95,969−3.8% | Reduced |
| LPL Financial LLC | 2,775,187 | $24.5M | 0.01% | −14,295−0.5% | Reduced |
| Morgan Stanley | 5,164,074 | $45.5M | 0.00% | −29,330−0.6% | Reduced |
| International Assets Investment Management, LLC | 2,104,142 | – | – | +1,854,254+742.0% | Added |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −229,185−100.0% | Sold out |
| Vivaldi Capital Management, LLC | 0 | $0 | 0.00% | −128,428−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −76,730−100.0% | Sold out |
| Investment Management Associates Inc | 0 | $0 | 0.00% | −48,590−100.0% | Sold out |
| Private Trust Co NA | 0 | $0 | 0.00% | −40,389−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −38,502−100.0% | Sold out |
| DCF Advisers, LLC | 0 | $0 | 0.00% | −29,500−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −26,112−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −25,757−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −24,303−100.0% | Sold out |
| Drive Wealth Management, LLC | 0 | $0 | 0.00% | −15,900−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −15,446−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −15,043−100.0% | Sold out |
| First Financial Bankshares Inc | 0 | $0 | 0.00% | −13,481−100.0% | Sold out |
| True North Advisors, LLC | 0 | $0 | 0.00% | −10,473−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −10,348−100.0% | Sold out |
| Caldwell Sutter Capital, Inc. | 0 | $0 | 0.00% | −2,808−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −2,691−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −470−100.0% | Sold out |
| Voisard Asset Management Group, Inc. | 0 | $0 | 0.00% | −98−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −24−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |