Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Nuveen Floating Rate Income Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- −1 vs. Q4 2023
- Shares held
- 38.6M
- −2.34M (−5.7%) vs. Q4 2023
- Total value
- $336.7M
- +$327.0K (+0.1%) vs. Q4 2023
- New holders
- 25
- 55 more added
- Sold out
- 26
- 52 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wedbush Securities Inc | 51,714 | $451.0K | 0.02% | −10,246−16.5% | Reduced |
| Conning Inc. | 54,000 | $471.4K | 0.02% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 56,221 | $490.8K | 0.01% | −5,692−9.2% | Reduced |
| CoreCap Advisors, LLC | 57,331 | $500.5K | 0.03% | +6,000+11.7% | Added |
| Steward Partners Investment Advisory, LLC | 58,272 | $508.7K | 0.01% | −2,308−3.8% | Reduced |
| Kestra Advisory Services, LLC | 59,764 | $521.7K | 0.00% | −9,151−13.3% | Reduced |
| Koshinski Asset Management, Inc. | 61,623 | $538.0K | 0.06% | −46,099−42.8% | Reduced |
| Seelaus Asset Management LLC | 61,850 | $540.0K | 0.54% | −10,737−14.8% | Reduced |
| Gladstone Institutional Advisory LLC | 63,865 | $557.5K | 0.03% | −315−0.5% | Reduced |
| Edgemoor Investment Advisors, Inc. | 66,447 | $580.1K | 0.05% | −3,172−4.6% | Reduced |
| Harbour Investments, Inc. | 66,941 | $584.4K | 0.02% | +3,057+4.8% | Added |
| Stifel Financial Corp | 68,401 | $597.1K | 0.00% | +20,980+44.2% | Added |
| Advisory Services Network, LLC | 68,642 | $599.2K | 0.01% | +3,894+6.0% | Added |
| Oppenheimer & Co Inc | 73,310 | $640.0K | 0.01% | −2,661−3.5% | Reduced |
| Virtus ETF Advisers LLC | 76,227 | $665.5K | 0.35% | +17,487+29.8% | Added |
| First Trust Advisors LP | 78,908 | $688.9K | 0.00% | +4,597+6.2% | Added |
| Sigma Planning Corp | 80,756 | $705.0K | 0.02% | +36,403+82.1% | Added |
| Janney Montgomery Scott LLC | 94,306 | $823.0K | 0.00% | −2,945−3.0% | Reduced |
| Gill Capital Partners, LLC | 102,767 | $883.8K | 0.36% | −6,002−5.5% | Reduced |
| Cetera Investment Advisers | 106,380 | $928.7K | 0.00% | +90,830+584.1% | Added |
| Bramshill Investments, LLC | 106,640 | $931.0K | 0.11% | +106,640 | New |
| RSM US Wealth Management LLC | 112,760 | $984.4K | 0.03% | +112,760 | New |
| Horizon Kinetics Asset Management LLC | 120,831 | $1.05M | 0.02% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 125,826 | $1.10M | 0.79% | +552+0.4% | Added |
| Mission Wealth Management, LP | 129,340 | $1.13M | 0.03% | +1,874+1.5% | Added |
| Independent Financial Group, LLC | 129,345 | $1.13M | 0.05% | +1,054+0.8% | Added |
| Thrivent Financial for Lutherans | 131,433 | $1.15M | 0.00% | +389+0.3% | Added |
| Natixis | 134,034 | $1.18M | 0.01% | −1,457−1.1% | Reduced |
| Vivaldi Capital Management, LLC | 148,066 | $1.29M | 0.38% | −20,527−12.2% | Reduced |
| Bank of Montreal | 139,032 | $1.30M | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 161,763 | $1.41M | 0.21% | +1,782+1.1% | Added |
| Investment Management Associates Inc | 163,466 | $1.43M | 0.49% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 165,440 | $1.44M | 0.01% | +165,440 | New |
| Prevail Innovative Wealth Advisors, LLC | 171,284 | $1.50M | 0.56% | +39,141+29.6% | Added |
| GraniteShares Advisors LLC | 207,714 | $1.81M | 0.96% | +26,432+14.6% | Added |
| GWM Advisors LLC | 208,963 | $1.82M | 0.02% | −16,017−7.1% | Reduced |
| Byrne Asset Management LLC | 211,150 | $1.84M | 1.28% | −975−0.5% | Reduced |
| Kades & Cheifetz LLC | 217,805 | $1.90M | 1.22% | +7,143+3.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 218,667 | $1.91M | 0.01% | −16,126−6.9% | Reduced |
| Rivernorth Capital Management, LLC | 229,185 | $2.00M | 0.10% | −900−0.4% | Reduced |
| Landscape Capital Management, L.L.C. | 240,304 | $2.10M | 0.18% | −417,270−63.5% | Reduced |
| Park Avenue Securities LLC | 248,629 | $2.17M | 0.03% | +4,110+1.7% | Added |
| International Assets Investment Management, LLC | 259,474 | $2.27M | 0.24% | +22,113+9.3% | Added |
| Commonwealth Equity Services, LLC | 294,778 | $2.57M | 0.00% | +8,355+2.9% | Added |
| Capital Investment Advisors, LLC | 303,650 | $2.65M | 0.06% | −9,207−2.9% | Reduced |
| 1607 Capital Partners, LLC | 308,997 | $2.70M | 0.22% | −323,573−51.2% | Reduced |
| CNH Partners LLC | 311,490 | $2.72M | 0.10% | −521,388−62.6% | Reduced |
| Coastal Bridge Advisors, LLC | 338,735 | $2.96M | 0.68% | +124,645+58.2% | Added |
| Alpine Global Management, LLC | 385,000 | $3.36M | 0.65% | 00.0% | Unchanged |
| RFG Advisory, LLC | 388,475 | $3.39M | 0.12% | +30,316+8.5% | Added |
| City of London Investment Management Co Ltd | 399,493 | $3.49M | 0.29% | −160,809−28.7% | Reduced |
| Cyndeo Wealth Partners, LLC | 417,450 | $3.64M | 0.30% | +30,000+7.7% | Added |
| Shaker Financial Services, LLC | 437,190 | $3.85M | 1.49% | −28,127−6.0% | Reduced |
| Advisor Group Holdings, Inc. | 456,221 | $3.98M | 0.01% | −30,789−6.3% | Reduced |
| Raymond James & Associates | 468,119 | $4.09M | 0.00% | −961−0.2% | Reduced |
| Baird Financial Group, Inc. | 517,564 | $4.52M | 0.01% | −33,027−6.0% | Reduced |
| Ameriprise Financial Inc | 535,331 | $4.66M | 0.00% | −2,025−0.4% | Reduced |
| Next Capital Management LLC | 574,509 | $5.02M | 2.04% | −18,311−3.1% | Reduced |
| Cohen & Steers, Inc. | 646,052 | $5.64M | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 696,528 | $6.08M | 0.02% | +94,879+15.8% | Added |
| Sit Investment Associates Inc | 823,503 | $7.19M | 0.17% | −682,582−45.3% | Reduced |
| Envestnet Asset Management Inc | 844,044 | $7.37M | 0.00% | +135,390+19.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 857,315 | $7.48M | 2.65% | +186,860+27.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 859,470 | $7.50M | 0.01% | +107,828+14.3% | Added |
| UBS Group AG | 912,663 | $7.97M | 0.00% | +43,217+5.0% | Added |
| Advisors Asset Management, Inc. | 986,774 | $8.61M | 0.17% | +252,766+34.4% | Added |
| Congress Park Capital LLC | 1,043,427 | $9.11M | 4.03% | +114,385+12.3% | Added |
| Royal Bank of Canada | 1,091,494 | $9.53M | 0.00% | +78,938+7.8% | Added |
| Wells Fargo & Company | 1,214,889 | $10.6M | 0.00% | −106,384−8.1% | Reduced |
| Guggenheim Capital LLC | 1,421,817 | $12.4M | 0.09% | −368,405−20.6% | Reduced |
| Penserra Capital Management LLC | 1,554,132 | $13.6M | 0.17% | +83,054+5.6% | Added |
| Invesco Ltd. | 2,170,478 | $18.9M | 0.00% | −246,288−10.2% | Reduced |
| Bank of America Corp | 2,503,526 | $21.9M | 0.00% | +461,297+22.6% | Added |
| LPL Financial LLC | 2,710,142 | $23.7M | 0.01% | +265,431+10.9% | Added |
| Morgan Stanley | 5,125,067 | $44.7M | 0.00% | −402,099−7.3% | Reduced |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −930,858−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −242,798−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −68,995−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −67,555−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −54,529−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −52,418−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −46,813−100.0% | Sold out |
| Eschler Asset Management LLP | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Western Wealth Management, LLC | 0 | $0 | 0.00% | −39,481−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −30,044−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −26,268−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −19,631−100.0% | Sold out |
| CTC Alternative Strategies, Ltd. | 0 | $0 | 0.00% | −16,996−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −16,727−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −15,375−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −12,358−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −12,128−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −11,736−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −11,629−100.0% | Sold out |
| GSG Advisors LLC | 0 | $0 | 0.00% | −11,590−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,640−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −1,973−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −1,356−100.0% | Sold out |
| Coston, McIsaac & Partners | 0 | $0 | 0.00% | −958−100.0% | Sold out |