Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- +8 vs. Q3 2023
- Shares held
- 40.9M
- +224.6K (+0.6%) vs. Q3 2023
- Total value
- $336.4M
- +$2.37M (+0.7%) vs. Q3 2023
- New holders
- 32
- 62 more added
- Sold out
- 24
- 53 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kovack Advisors, Inc. | 48,745 | $400.7K | 0.05% | −14,937−23.5% | Reduced |
| CoreCap Advisors, LLC | 51,331 | $421.9K | 0.03% | −6,200−10.8% | Reduced |
| Concurrent Investment Advisors, LLC | 51,769 | $425.5K | 0.02% | +51,769 | New |
| Elequin Capital LP | 52,418 | $430.9K | 0.13% | +34,108+186.3% | Added |
| Conning Inc. | 54,000 | $443.9K | 0.02% | 00.0% | Unchanged |
| Aristides Capital LLC | 54,529 | $448.2K | 0.23% | +54,529 | New |
| Virtus ETF Advisers LLC | 58,740 | $482.8K | 0.31% | −17,927−23.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 60,580 | $498.0K | 0.01% | +4,584+8.2% | Added |
| Integrated Wealth Concepts LLC | 61,913 | $508.9K | 0.01% | −6,614−9.7% | Reduced |
| Wedbush Securities Inc | 61,960 | $509.0K | 0.02% | +1,030+1.7% | Added |
| Harbour Investments, Inc. | 63,884 | $525.1K | 0.02% | −4,858−7.1% | Reduced |
| Gladstone Institutional Advisory LLC | 64,180 | $527.6K | 0.03% | −2,435−3.7% | Reduced |
| Advisory Services Network, LLC | 64,748 | $532.2K | 0.01% | +2,697+4.3% | Added |
| Walleye Capital LLC | 67,555 | $555.3K | 0.01% | +26,753+65.6% | Added |
| Kestra Advisory Services, LLC | 68,915 | $566.5K | 0.00% | +68,915 | New |
| Matisse Capital | 68,995 | $567.1K | 0.30% | +42,349+158.9% | Added |
| Edgemoor Investment Advisors, Inc. | 69,619 | $572.3K | 0.06% | −200−0.3% | Reduced |
| Seelaus Asset Management LLC | 72,587 | $596.7K | 0.58% | +1,173+1.6% | Added |
| Riverbridge Partners LLC | 73,938 | $607.8K | 0.01% | +635+0.9% | Added |
| First Trust Advisors LP | 74,311 | $610.8K | 0.00% | −3,231−4.2% | Reduced |
| Oppenheimer & Co Inc | 75,971 | $624.5K | 0.01% | +7,604+11.1% | Added |
| Janney Montgomery Scott LLC | 97,251 | $799.0K | 0.00% | −4,985−4.9% | Reduced |
| Koshinski Asset Management, Inc. | 107,722 | $885.5K | 0.13% | +42,735+65.8% | Added |
| Gill Capital Partners, LLC | 108,769 | $894.1K | 0.38% | −559−0.5% | Reduced |
| Horizon Kinetics Asset Management LLC | 120,831 | $993.2K | 0.02% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 125,274 | $1.03M | 0.97% | −4,944−3.8% | Reduced |
| Mission Wealth Management, LP | 127,466 | $1.05M | 0.03% | −4,933−3.7% | Reduced |
| Independent Financial Group, LLC | 128,291 | $1.05M | 0.06% | −5,121−3.8% | Reduced |
| Thrivent Financial for Lutherans | 131,044 | $1.08M | 0.00% | −64,450−33.0% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 132,143 | $1.09M | 0.52% | +132,143 | New |
| Natixis | 135,491 | $1.10M | 0.01% | −256,794−65.5% | Reduced |
| Bank of Montreal | 139,032 | $1.29M | 0.00% | +78,225+128.6% | Added |
| Aviance Capital Partners, LLC | 159,981 | $1.32M | 0.28% | −27,215−14.5% | Reduced |
| Investment Management Associates Inc | 163,466 | $1.34M | 0.52% | 00.0% | Unchanged |
| Vivaldi Capital Management, LLC | 168,593 | $1.46M | 0.44% | +168,593 | New |
| GraniteShares Advisors LLC | 181,282 | $1.49M | 1.34% | +181,282 | New |
| Byrne Asset Management LLC | 212,125 | $1.71M | 1.31% | −165,947−43.9% | Reduced |
| Kades & Cheifetz LLC | 210,662 | $1.73M | 1.23% | −905−0.4% | Reduced |
| Coastal Bridge Advisors, LLC | 214,090 | $1.76M | 0.45% | +89,601+72.0% | Added |
| GWM Advisors LLC | 224,980 | $1.86M | 0.02% | +12,076+5.7% | Added |
| Rivernorth Capital Management, LLC | 230,085 | $1.89M | 0.09% | −45,713−16.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 234,793 | $1.93M | 0.01% | +20,660+9.6% | Added |
| International Assets Investment Management, LLC | 237,361 | $1.95M | 0.25% | +15,470+7.0% | Added |
| Bulldog Investors, LLP | 242,798 | $2.00M | 0.66% | −14,379−5.6% | Reduced |
| Park Avenue Securities LLC | 244,519 | $2.01M | 0.03% | +60,838+33.1% | Added |
| Commonwealth Equity Services, LLC | 286,423 | $2.35M | 0.00% | +25,282+9.7% | Added |
| Capital Investment Advisors, LLC | 312,857 | $2.57M | 0.06% | −13,265−4.1% | Reduced |
| RFG Advisory, LLC | 358,159 | $2.94M | 0.11% | −61,505−14.7% | Reduced |
| Alpine Global Management, LLC | 385,000 | $3.16M | 0.86% | +45,000+13.2% | Added |
| Cyndeo Wealth Partners, LLC | 387,450 | $3.18M | 0.29% | +387,450 | New |
| Shaker Financial Services, LLC | 465,317 | $3.82M | 1.57% | +54,007+13.1% | Added |
| Raymond James & Associates | 469,080 | $3.86M | 0.00% | +37,372+8.7% | Added |
| Advisor Group Holdings, Inc. | 487,010 | $4.00M | 0.01% | −51,606−9.6% | Reduced |
| Ameriprise Financial Inc | 537,356 | $4.41M | 0.00% | +20,494+4.0% | Added |
| Baird Financial Group, Inc. | 550,591 | $4.53M | 0.01% | −50,596−8.4% | Reduced |
| City of London Investment Management Co Ltd | 560,302 | $4.61M | 0.38% | +28,500+5.4% | Added |
| Next Capital Management LLC | 592,820 | $4.87M | 2.10% | +2,493+0.4% | Added |
| Rockefeller Capital Management L.P. | 601,649 | $4.95M | 0.02% | −11,114−1.8% | Reduced |
| 1607 Capital Partners, LLC | 632,570 | $5.20M | 0.36% | +319,600+102.1% | Added |
| Cohen & Steers, Inc. | 646,052 | $5.31M | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 657,574 | $5.41M | 0.48% | +591,014+887.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 670,455 | $5.51M | 2.02% | +69,021+11.5% | Added |
| Envestnet Asset Management Inc | 708,654 | $5.83M | 0.00% | +199,845+39.3% | Added |
| Advisors Asset Management, Inc. | 734,008 | $6.03M | 0.12% | −409,915−35.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 751,642 | $6.18M | 0.01% | +244,924+48.3% | Added |
| CNH Partners LLC | 832,878 | $6.85M | 0.28% | +297,087+55.4% | Added |
| UBS Group AG | 869,446 | $7.15M | 0.00% | −172,663−16.6% | Reduced |
| Congress Park Capital LLC | 929,042 | $7.64M | 3.73% | +564,042+154.5% | Added |
| Goldman Sachs Group Inc | 930,858 | $7.65M | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,012,556 | $8.32M | 0.00% | +1,222+0.1% | Added |
| Wells Fargo & Company | 1,321,273 | $10.9M | 0.00% | −775,797−37.0% | Reduced |
| Penserra Capital Management LLC | 1,471,078 | $12.1M | 0.23% | +101,815+7.4% | Added |
| Sit Investment Associates Inc | 1,506,085 | $12.4M | 0.30% | +436,483+40.8% | Added |
| Guggenheim Capital LLC | 1,790,222 | $14.7M | 0.11% | −429,241−19.3% | Reduced |
| Bank of America Corp | 2,042,229 | $16.8M | 0.00% | −193,179−8.6% | Reduced |
| Invesco Ltd. | 2,416,766 | $19.9M | 0.00% | −129,740−5.1% | Reduced |
| LPL Financial LLC | 2,444,711 | $20.1M | 0.01% | −297,363−10.8% | Reduced |
| Morgan Stanley | 5,527,166 | $45.4M | 0.00% | +1,304,657+30.9% | Added |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −2,915−100.0% | Sold out |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −1,192,691−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −1,096,352−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −37,575−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −30,854−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −31,216−100.0% | Sold out |
| Samalin Investment Counsel, LLC | 0 | $0 | 0.00% | −27,817−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −26,450−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −17,769−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −12,336−100.0% | Sold out |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −12,285−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −12,170−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,588−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −5,200−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −2,927−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −1,625−100.0% | Sold out |
| Pinnacle Financial Partners Inc | 0 | $0 | 0.00% | −1,280−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −1,108−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,026−100.0% | Sold out |
| CNB Bank | 0 | $0 | 0.00% | −635−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −592−100.0% | Sold out |