Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Highland Global Allocation Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +3 vs. Q4 2022
- Shares held
- 4.69M
- +149.4K (+3.3%) vs. Q4 2022
- Total value
- $41.5M
- −$1.25M (−2.9%) vs. Q4 2022
- New holders
- 10
- 15 more added
- Sold out
- 7
- 9 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Wealth LLC | 1,300,828 | $11.8M | 2.31% | −16,419−1.2% | Reduced |
| Morgan Stanley | 852,937 | $7.71M | 0.00% | +19,978+2.4% | Added |
| Advisor Group Holdings, Inc. | 347,248 | $3.14M | 0.01% | +13,310+4.0% | Added |
| Shaker Financial Services, LLC | 291,751 | $2.64M | 1.15% | −33,807−10.4% | Reduced |
| NWF Advisory Services Inc. | 221,881 | $1.92M | 0.45% | +221,881 | New |
| Cetera Advisor Networks LLC | 182,136 | $1.65M | 0.01% | +7,088+4.0% | Added |
| LPL Financial LLC | 173,965 | $1.57M | 0.00% | +132,412+318.7% | Added |
| Quantedge Capital Pte Ltd | 160,483 | $1.45M | 0.57% | −58,243−26.6% | Reduced |
| Wells Fargo & Company | 158,809 | $1.44M | 0.00% | −3,982−2.4% | Reduced |
| Sovereign Financial Group, Inc. | 117,198 | $1.06M | 0.39% | +340+0.3% | Added |
| Private Advisor Group, LLC | 113,663 | $1.03M | 0.01% | −12,600−10.0% | Reduced |
| Raymond James & Associates | 90,977 | $822.4K | 0.00% | −18,713−17.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 75,071 | $679.0K | 0.00% | +1,042+1.4% | Added |
| Bokf, NA | 70,583 | $638.1K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 62,876 | $568.4K | 0.00% | −11,821−15.8% | Reduced |
| Oppenheimer & Co Inc | 49,500 | $447.5K | 0.01% | +3,000+6.5% | Added |
| Aristides Capital LLC | 46,167 | $417.4K | 0.26% | 00.0% | Unchanged |
| Matisse Capital | 39,520 | $357.3K | 0.23% | +8,232+26.3% | Added |
| Truist Financial Corp | 38,253 | $345.8K | 0.00% | −839−2.1% | Reduced |
| Capital Investment Advisors, LLC | 35,750 | $323.2K | 0.01% | +8,950+33.4% | Added |
| Royal Bank of Canada | 35,140 | $318.0K | 0.00% | −686−1.9% | Reduced |
| HighTower Advisors, LLC | 22,455 | $196.0K | 0.00% | +6,026+36.7% | Added |
| Advisor Resource Council | 16,497 | $150.1K | 0.04% | +16,497 | New |
| Nations Financial Group Inc, | 13,484 | $121.9K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,146 | $119.0K | 0.01% | +136+1.0% | Added |
| Landscape Capital Management, L.L.C. | 12,773 | $115.5K | 0.02% | +12,773 | New |
| Koshinski Asset Management, Inc. | 11,851 | $107.1K | 0.01% | +296+2.6% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,731 | $104.2K | 0.03% | +11,731 | New |
| Moors & Cabot, Inc. | 10,000 | $90.4K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 7,373 | $66.7K | 0.00% | +7,373 | New |
| Advisory Services Network, LLC | 5,552 | $50.2K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 3,775 | $34.1K | 0.00% | +3,775 | New |
| Geneos Wealth Management Inc. | 2,500 | $22.6K | 0.00% | +2,500 | New |
| The PNC Financial Services Group, Inc. | 1,410 | $12.7K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 942 | $8.52K | 0.00% | +942 | New |
| Bessemer Group Inc | 670 | $6.00K | 0.00% | +370+123.3% | Added |
| Tower Research Capital LLC (TRC) | 512 | $5.00K | 0.00% | +512 | New |
| WealthPLAN Partners, LLC | 491 | $4.44K | 0.00% | +491 | New |
| Northwestern Mutual Wealth Management Co | 340 | $3.07K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.32K | 0.00% | 00.0% | Unchanged |
| Highland Capital Management Fund Advisors, L.P. | 86,595 | – | – | +349+0.4% | Added |
| Retirement Group, LLC | 1,355 | – | – | +750+124.0% | Added |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −75,451−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −59,716−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −36,390−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −1,832−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −571−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −186−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −86−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |