Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Highland Global Allocation Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +2 vs. Q3 2023
- Shares held
- 5.44M
- −154.7K (−2.8%) vs. Q3 2023
- Total value
- $42.7M
- −$1.94M (−4.4%) vs. Q3 2023
- New holders
- 5
- 17 more added
- Sold out
- 3
- 8 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 1,087,359 | $8.55M | 0.01% | +623,923+134.6% | Added |
| Morgan Stanley | 826,476 | $6.50M | 0.00% | +1,844+0.2% | Added |
| Shaker Financial Services, LLC | 424,917 | $3.34M | 1.37% | +22,072+5.5% | Added |
| LPL Financial LLC | 359,346 | $2.82M | 0.00% | +6,189+1.8% | Added |
| Advisor Group Holdings, Inc. | 327,055 | $2.57M | 0.00% | −335,308−50.6% | Reduced |
| Matisse Capital | 289,000 | $2.27M | 1.21% | +119,000+70.0% | Added |
| CNH Partners LLC | 266,455 | $2.09M | 0.08% | +87,180+48.6% | Added |
| Landscape Capital Management, L.L.C. | 252,079 | $1.98M | 0.18% | +182,826+264.0% | Added |
| Advisor Resource Council | 250,359 | $1.97M | 0.23% | +250,359 | New |
| NWF Advisory Services Inc. | 226,881 | $1.78M | 0.36% | −6,300−2.7% | Reduced |
| Quantedge Capital Pte Ltd | 191,283 | $1.50M | 0.73% | +24,500+14.7% | Added |
| Sovereign Financial Group, Inc. | 155,112 | $1.22M | 0.37% | +15,813+11.4% | Added |
| Private Advisor Group, LLC | 112,663 | $885.5K | 0.01% | +7,000+6.6% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $677.9K | 0.10% | 00.0% | Unchanged |
| Bokf, NA | 79,719 | $626.6K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 76,287 | $599.6K | 0.00% | +17,296+29.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 68,503 | $538.0K | 0.00% | −2,725−3.8% | Reduced |
| Capital Investment Advisors, LLC | 55,150 | $433.5K | 0.01% | +2,500+4.7% | Added |
| Oppenheimer & Co Inc | 45,900 | $360.8K | 0.01% | +2,400+5.5% | Added |
| Envestnet Asset Management Inc | 37,997 | $298.7K | 0.00% | +4,453+13.3% | Added |
| Principal Securities, Inc. | 34,187 | $268.7K | 0.01% | +34,187 | New |
| Royal Bank of Canada | 32,610 | $256.0K | 0.00% | −2,781−7.9% | Reduced |
| Truist Financial Corp | 29,076 | $228.5K | 0.00% | 00.0% | Unchanged |
| Cetera Advisors LLC | 21,804 | $171.4K | 0.00% | +2,985+15.9% | Added |
| Wedbush Securities Inc | 14,868 | $117.0K | 0.01% | −1,643−10.0% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 14,829 | $116.6K | 0.02% | +383+2.7% | Added |
| HighTower Advisors, LLC | 15,838 | $113.0K | 0.00% | −9,115−36.5% | Reduced |
| Commonwealth Equity Services, LLC | 12,120 | $95.0K | 0.00% | +12,120 | New |
| Moors & Cabot, Inc. | 10,000 | $78.6K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 6,487 | $51.0K | 0.00% | +6,487 | New |
| Baystate Wealth Management LLC | 6,162 | $48.4K | 0.00% | +6,162 | New |
| Wells Fargo & Company | 4,889 | $38.4K | 0.00% | +3,787+343.6% | Added |
| Caldwell Trust Co | 3,000 | $23.6K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,500 | $19.6K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,410 | $11.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 849 | $6.67K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 367 | $3.00K | 0.00% | −201−35.4% | Reduced |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $2.67K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 141 | $1.11K | 0.00% | −115−44.9% | Reduced |
| Retirement Group, LLC | 6,220 | – | – | 00.0% | Unchanged |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −1,213,637−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −15,946−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |