Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Highland Global Allocation Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +4 vs. Q4 2021
- Shares held
- 3.63M
- +185.7K (+5.4%) vs. Q4 2021
- Total value
- $35.8M
- +$4.55M (+14.6%) vs. Q4 2021
- New holders
- 9
- 15 more added
- Sold out
- 5
- 9 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 721,496 | $7.11M | 0.00% | +26,437+3.8% | Added |
| Raymond James & Associates | 478,388 | $4.71M | 0.00% | +58,720+14.0% | Added |
| Shaker Financial Services, LLC | 406,996 | $4.01M | 1.51% | +172,920+73.9% | Added |
| Quantedge Capital Pte Ltd | 334,020 | $3.29M | 0.97% | −30,491−8.4% | Reduced |
| Advisor Group Holdings, Inc. | 280,337 | $2.76M | 0.01% | +13,660+5.1% | Added |
| Wells Fargo & Company | 185,247 | $1.82M | 0.00% | −8,883−4.6% | Reduced |
| Bulldog Investors, LLP | 145,823 | $1.44M | 0.37% | 00.0% | Unchanged |
| Clough Capital Partners L P | 115,908 | $1.14M | 0.09% | +23,508+25.4% | Added |
| Sovereign Financial Group, Inc. | 91,772 | $904.0K | 0.33% | +13,967+18.0% | Added |
| Private Advisor Group, LLC | 87,513 | $862.0K | 0.01% | +87,513 | New |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $850.0K | 0.12% | −2,050−2.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 78,841 | $777.0K | 0.00% | +29,826+60.9% | Added |
| Bokf, NA | 72,193 | $711.0K | 0.01% | +670+0.9% | Added |
| Global Retirement Partners, LLC | 64,481 | $663.0K | 0.05% | +64,481 | New |
| Guggenheim Capital LLC | 56,609 | $558.0K | 0.00% | +44,622+372.3% | Added |
| LPL Financial LLC | 52,860 | $521.0K | 0.00% | −70,706−57.2% | Reduced |
| Truist Financial Corp | 46,393 | $457.0K | 0.00% | +4,090+9.7% | Added |
| Aristides Capital LLC | 46,167 | $455.0K | 0.31% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 42,527 | $419.0K | 0.05% | −58,074−57.7% | Reduced |
| Royal Bank of Canada | 36,653 | $361.0K | 0.00% | −32,688−47.1% | Reduced |
| Oppenheimer & Co Inc | 35,500 | $350.0K | 0.01% | +6,000+20.3% | Added |
| Walleye Capital LLC | 35,503 | $350.0K | 0.01% | +35,503 | New |
| Hightower 6M Holding, LLC | 29,801 | $294.0K | 0.02% | +29,801 | New |
| Capital Investment Advisors, LLC | 29,100 | $287.0K | 0.01% | +18,850+183.9% | Added |
| Nations Financial Group Inc, | 13,484 | $133.0K | 0.02% | +13,484 | New |
| Virtu Financial LLC | 11,699 | $115.0K | 0.01% | +11,699 | New |
| Wedbush Securities Inc | 10,955 | $108.0K | 0.00% | +241+2.2% | Added |
| Moors & Cabot, Inc. | 10,000 | $99.0K | 0.01% | 00.0% | Unchanged |
| Retirement Group, LLC | 8,381 | $98.0K | 0.04% | +3,950+89.1% | Added |
| IFP Advisors, Inc | 2,424 | $36.0K | 0.00% | +2,424 | New |
| Bank of America Corp | 3,500 | $34.0K | 0.00% | −500−12.5% | Reduced |
| UBS Group AG | 2,871 | $28.0K | 0.00% | −9,359−76.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,300 | $13.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,053 | $10.4K | 0.00% | +25+2.4% | Added |
| Bessemer Group Inc | 469 | $5.00K | 0.00% | −509−52.0% | Reduced |
| Institutional & Family Asset Management, LLC | 256 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 86 | $1.00K | 0.00% | +86 | New |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 50 | $0 | 0.00% | +50 | New |
| Advisor Resource Council | 0 | $0 | 0.00% | −208,772−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −22,500−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −11,145−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −10,349−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |