Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Highland Global Allocation Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +4 vs. Q4 2021
- Shares held
- 3.63M
- +185.7K (+5.4%) vs. Q4 2021
- Total value
- $35.8M
- +$4.55M (+14.6%) vs. Q4 2021
- New holders
- 9
- 15 more added
- Sold out
- 5
- 9 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 50 | $0 | 0.00% | +50 | New |
| Money Concepts Capital Corp | 86 | $1.00K | 0.00% | +86 | New |
| Lake Point Wealth Management | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 469 | $5.00K | 0.00% | −509−52.0% | Reduced |
| Koshinski Asset Management, Inc. | 1,053 | $10.4K | 0.00% | +25+2.4% | Added |
| Steward Partners Investment Advisory, LLC | 1,300 | $13.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,871 | $28.0K | 0.00% | −9,359−76.5% | Reduced |
| Bank of America Corp | 3,500 | $34.0K | 0.00% | −500−12.5% | Reduced |
| IFP Advisors, Inc | 2,424 | $36.0K | 0.00% | +2,424 | New |
| Retirement Group, LLC | 8,381 | $98.0K | 0.04% | +3,950+89.1% | Added |
| Moors & Cabot, Inc. | 10,000 | $99.0K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,955 | $108.0K | 0.00% | +241+2.2% | Added |
| Virtu Financial LLC | 11,699 | $115.0K | 0.01% | +11,699 | New |
| Nations Financial Group Inc, | 13,484 | $133.0K | 0.02% | +13,484 | New |
| Capital Investment Advisors, LLC | 29,100 | $287.0K | 0.01% | +18,850+183.9% | Added |
| Hightower 6M Holding, LLC | 29,801 | $294.0K | 0.02% | +29,801 | New |
| Oppenheimer & Co Inc | 35,500 | $350.0K | 0.01% | +6,000+20.3% | Added |
| Walleye Capital LLC | 35,503 | $350.0K | 0.01% | +35,503 | New |
| Royal Bank of Canada | 36,653 | $361.0K | 0.00% | −32,688−47.1% | Reduced |
| Landscape Capital Management, L.L.C. | 42,527 | $419.0K | 0.05% | −58,074−57.7% | Reduced |
| Aristides Capital LLC | 46,167 | $455.0K | 0.31% | 00.0% | Unchanged |
| Truist Financial Corp | 46,393 | $457.0K | 0.00% | +4,090+9.7% | Added |
| LPL Financial LLC | 52,860 | $521.0K | 0.00% | −70,706−57.2% | Reduced |
| Guggenheim Capital LLC | 56,609 | $558.0K | 0.00% | +44,622+372.3% | Added |
| Global Retirement Partners, LLC | 64,481 | $663.0K | 0.05% | +64,481 | New |
| Bokf, NA | 72,193 | $711.0K | 0.01% | +670+0.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 78,841 | $777.0K | 0.00% | +29,826+60.9% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $850.0K | 0.12% | −2,050−2.3% | Reduced |
| Private Advisor Group, LLC | 87,513 | $862.0K | 0.01% | +87,513 | New |
| Sovereign Financial Group, Inc. | 91,772 | $904.0K | 0.33% | +13,967+18.0% | Added |
| Clough Capital Partners L P | 115,908 | $1.14M | 0.09% | +23,508+25.4% | Added |
| Bulldog Investors, LLP | 145,823 | $1.44M | 0.37% | 00.0% | Unchanged |
| Wells Fargo & Company | 185,247 | $1.82M | 0.00% | −8,883−4.6% | Reduced |
| Advisor Group Holdings, Inc. | 280,337 | $2.76M | 0.01% | +13,660+5.1% | Added |
| Quantedge Capital Pte Ltd | 334,020 | $3.29M | 0.97% | −30,491−8.4% | Reduced |
| Shaker Financial Services, LLC | 406,996 | $4.01M | 1.51% | +172,920+73.9% | Added |
| Raymond James & Associates | 478,388 | $4.71M | 0.00% | +58,720+14.0% | Added |
| Morgan Stanley | 721,496 | $7.11M | 0.00% | +26,437+3.8% | Added |
| Advisor Resource Council | 0 | $0 | 0.00% | −208,772−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −22,500−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −11,145−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −10,349−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |