Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −2 vs. Q2 2023
- Shares held
- 5.59M
- +817.5K (+17.1%) vs. Q2 2023
- Total value
- $44.6M
- +$3.36M (+8.1%) vs. Q2 2023
- New holders
- 2
- 25 more added
- Sold out
- 4
- 4 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Wealth LLC | 1,213,637 | $9.71M | 1.82% | −34,672−2.8% | Reduced |
| Morgan Stanley | 824,632 | $6.60M | 0.00% | +41,168+5.3% | Added |
| Advisor Group Holdings, Inc. | 662,363 | $5.30M | 0.01% | +331,970+100.5% | Added |
| Raymond James & Associates | 463,436 | $3.71M | 0.00% | +372,479+409.5% | Added |
| Shaker Financial Services, LLC | 402,845 | $3.22M | 1.50% | +7,971+2.0% | Added |
| LPL Financial LLC | 353,157 | $2.83M | 0.00% | +3,622+1.0% | Added |
| NWF Advisory Services Inc. | 233,181 | $1.87M | 0.44% | +11,300+5.1% | Added |
| CNH Partners LLC | 179,275 | $1.43M | 0.06% | +143,385+399.5% | Added |
| Matisse Capital | 170,000 | $1.36M | 0.96% | +20,000+13.3% | Added |
| Quantedge Capital Pte Ltd | 166,783 | $1.33M | 0.73% | +7,500+4.7% | Added |
| Sovereign Financial Group, Inc. | 139,299 | $1.11M | 0.40% | +2,020+1.5% | Added |
| Private Advisor Group, LLC | 105,663 | $845.3K | 0.01% | −1,000−0.9% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $690.0K | 0.10% | 00.0% | Unchanged |
| Bokf, NA | 79,719 | $577.2K | 0.01% | +6,221+8.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 71,228 | $570.0K | 0.00% | +1,268+1.8% | Added |
| Landscape Capital Management, L.L.C. | 69,253 | $554.0K | 0.07% | +30,729+79.8% | Added |
| UBS Group AG | 58,991 | $471.9K | 0.00% | +6,225+11.8% | Added |
| Capital Investment Advisors, LLC | 52,650 | $421.2K | 0.01% | +7,500+16.6% | Added |
| Oppenheimer & Co Inc | 43,500 | $348.0K | 0.01% | +1,000+2.4% | Added |
| Royal Bank of Canada | 35,391 | $283.0K | 0.00% | +2,380+7.2% | Added |
| Envestnet Asset Management Inc | 33,544 | $268.4K | 0.00% | +9,024+36.8% | Added |
| Truist Financial Corp | 29,076 | $232.6K | 0.00% | +700+2.5% | Added |
| HighTower Advisors, LLC | 24,953 | $194.0K | 0.00% | +230+0.9% | Added |
| Cetera Advisors LLC | 18,819 | $150.6K | 0.00% | +4,499+31.4% | Added |
| Wedbush Securities Inc | 16,511 | $132.0K | 0.01% | +345+2.1% | Added |
| Citadel Advisors LLC | 15,946 | $127.6K | 0.00% | +15,946 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 14,446 | $115.6K | 0.03% | −724−4.8% | Reduced |
| Moors & Cabot, Inc. | 10,000 | $80.0K | 0.01% | 00.0% | Unchanged |
| Caldwell Trust Co | 3,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,500 | $20.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,410 | $11.3K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,102 | $8.81K | 0.00% | −153,415−99.3% | Reduced |
| Bank of America Corp | 849 | $6.79K | 0.00% | +12+1.4% | Added |
| Bessemer Group Inc | 568 | $5.00K | 0.00% | +67+13.4% | Added |
| Gradient Investments LLC | 400 | $3.20K | 0.00% | +400 | New |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $2.72K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.05K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 6,220 | – | – | +600+10.7% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,743−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −1,423−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −49−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |