Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −2 vs. Q2 2023
- Shares held
- 5.59M
- +817.5K (+17.1%) vs. Q2 2023
- Total value
- $44.6M
- +$3.36M (+8.1%) vs. Q2 2023
- New holders
- 2
- 25 more added
- Sold out
- 4
- 4 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Institutional & Family Asset Management, LLC | 256 | $2.05K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $2.72K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 400 | $3.20K | 0.00% | +400 | New |
| Bessemer Group Inc | 568 | $5.00K | 0.00% | +67+13.4% | Added |
| Bank of America Corp | 849 | $6.79K | 0.00% | +12+1.4% | Added |
| Wells Fargo & Company | 1,102 | $8.81K | 0.00% | −153,415−99.3% | Reduced |
| The PNC Financial Services Group, Inc. | 1,410 | $11.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,500 | $20.0K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 3,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 10,000 | $80.0K | 0.01% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 14,446 | $115.6K | 0.03% | −724−4.8% | Reduced |
| Citadel Advisors LLC | 15,946 | $127.6K | 0.00% | +15,946 | New |
| Wedbush Securities Inc | 16,511 | $132.0K | 0.01% | +345+2.1% | Added |
| Cetera Advisors LLC | 18,819 | $150.6K | 0.00% | +4,499+31.4% | Added |
| HighTower Advisors, LLC | 24,953 | $194.0K | 0.00% | +230+0.9% | Added |
| Truist Financial Corp | 29,076 | $232.6K | 0.00% | +700+2.5% | Added |
| Envestnet Asset Management Inc | 33,544 | $268.4K | 0.00% | +9,024+36.8% | Added |
| Royal Bank of Canada | 35,391 | $283.0K | 0.00% | +2,380+7.2% | Added |
| Oppenheimer & Co Inc | 43,500 | $348.0K | 0.01% | +1,000+2.4% | Added |
| Capital Investment Advisors, LLC | 52,650 | $421.2K | 0.01% | +7,500+16.6% | Added |
| UBS Group AG | 58,991 | $471.9K | 0.00% | +6,225+11.8% | Added |
| Landscape Capital Management, L.L.C. | 69,253 | $554.0K | 0.07% | +30,729+79.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 71,228 | $570.0K | 0.00% | +1,268+1.8% | Added |
| Bokf, NA | 79,719 | $577.2K | 0.01% | +6,221+8.5% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $690.0K | 0.10% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 105,663 | $845.3K | 0.01% | −1,000−0.9% | Reduced |
| Sovereign Financial Group, Inc. | 139,299 | $1.11M | 0.40% | +2,020+1.5% | Added |
| Quantedge Capital Pte Ltd | 166,783 | $1.33M | 0.73% | +7,500+4.7% | Added |
| Matisse Capital | 170,000 | $1.36M | 0.96% | +20,000+13.3% | Added |
| CNH Partners LLC | 179,275 | $1.43M | 0.06% | +143,385+399.5% | Added |
| NWF Advisory Services Inc. | 233,181 | $1.87M | 0.44% | +11,300+5.1% | Added |
| LPL Financial LLC | 353,157 | $2.83M | 0.00% | +3,622+1.0% | Added |
| Shaker Financial Services, LLC | 402,845 | $3.22M | 1.50% | +7,971+2.0% | Added |
| Raymond James & Associates | 463,436 | $3.71M | 0.00% | +372,479+409.5% | Added |
| Advisor Group Holdings, Inc. | 662,363 | $5.30M | 0.01% | +331,970+100.5% | Added |
| Morgan Stanley | 824,632 | $6.60M | 0.00% | +41,168+5.3% | Added |
| Atlas Wealth LLC | 1,213,637 | $9.71M | 1.82% | −34,672−2.8% | Reduced |
| Retirement Group, LLC | 6,220 | – | – | +600+10.7% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,743−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −1,423−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −49−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |