Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +3 vs. Q2 2022
- Shares held
- 3.16M
- −252.3K (−7.4%) vs. Q2 2022
- Total value
- $27.6M
- −$5.39M (−16.3%) vs. Q2 2022
- New holders
- 6
- 10 more added
- Sold out
- 3
- 15 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 824,839 | $7.19M | 0.00% | +86,891+11.8% | Added |
| Advisor Group Holdings, Inc. | 325,291 | $2.84M | 0.01% | +14,664+4.7% | Added |
| Shaker Financial Services, LLC | 272,438 | $2.38M | 1.17% | −116,092−29.9% | Reduced |
| Quantedge Capital Pte Ltd | 250,096 | $2.18M | 0.67% | −34,898−12.2% | Reduced |
| Wells Fargo & Company | 159,240 | $1.39M | 0.00% | −5,390−3.3% | Reduced |
| Private Advisor Group, LLC | 132,965 | $1.16M | 0.01% | +4,766+3.7% | Added |
| Sovereign Financial Group, Inc. | 109,685 | $956.0K | 0.39% | +8,907+8.8% | Added |
| Raymond James & Associates | 105,433 | $919.0K | 0.00% | +16,706+18.8% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $752.0K | 0.05% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 82,732 | $721.0K | 0.21% | −63,091−43.3% | Reduced |
| Clough Capital Partners L P | 77,791 | $678.0K | 0.10% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 76,804 | $670.0K | 0.00% | −1,711−2.2% | Reduced |
| Guggenheim Capital LLC | 75,777 | $661.0K | 0.01% | −2,010−2.6% | Reduced |
| Bokf, NA | 71,023 | $619.0K | 0.01% | −1,042−1.4% | Reduced |
| Global Retirement Partners, LLC | 59,479 | $581.0K | 0.04% | −1,707−2.8% | Reduced |
| LPL Financial LLC | 48,965 | $427.0K | 0.00% | +2,886+6.3% | Added |
| Aristides Capital LLC | 46,167 | $403.0K | 0.34% | 00.0% | Unchanged |
| Truist Financial Corp | 42,897 | $374.0K | 0.00% | −270−0.6% | Reduced |
| Oppenheimer & Co Inc | 42,500 | $371.0K | 0.01% | +6,000+16.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 35,913 | $313.0K | 0.00% | +35,913 | New |
| Royal Bank of Canada | 34,789 | $303.0K | 0.00% | −12,328−26.2% | Reduced |
| Landscape Capital Management, L.L.C. | 29,114 | $254.0K | 0.03% | +17,108+142.5% | Added |
| Matisse Capital | 27,420 | $239.0K | 0.30% | +27,420 | New |
| Capital Investment Advisors, LLC | 26,600 | $232.0K | 0.01% | 00.0% | Unchanged |
| Hightower 6M Holding, LLC | 15,923 | $139.0K | 0.01% | −1,243−7.2% | Reduced |
| Susquehanna International Group, LLP | 13,679 | $119.0K | 0.00% | +13,679 | New |
| Nations Financial Group Inc, | 13,484 | $118.0K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 12,747 | $111.0K | 0.01% | +256+2.0% | Added |
| Commonwealth Equity Services, LLC | 12,330 | $107.0K | 0.00% | −14,330−53.8% | Reduced |
| Walleye Capital LLC | 11,341 | $99.0K | 0.00% | +1,244+12.3% | Added |
| Koshinski Asset Management, Inc. | 11,265 | $98.0K | 0.01% | +11,265 | New |
| Moors & Cabot, Inc. | 10,000 | $87.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,424 | $36.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,200 | $28.0K | 0.00% | −510−13.7% | Reduced |
| UBS Group AG | 3,203 | $28.0K | 0.00% | +3,203 | New |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 290 | $3.00K | 0.00% | −13−4.3% | Reduced |
| Harbour Investments, Inc. | 177 | $2.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Retirement Group, LLC | 605 | – | – | −7,776−92.8% | Reduced |
| Advisor Resource Council | 0 | $0 | 0.00% | −230,031−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −7,575−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −3,203−100.0% | Sold out |
| Lake Point Wealth Management | – | – | – | – | Not filed |