Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Highland Global Allocation Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −1 vs. Q4 2023
- Shares held
- 5.98M
- +552.6K (+10.2%) vs. Q4 2023
- Total value
- $45.8M
- +$3.15M (+7.4%) vs. Q4 2023
- New holders
- 5
- 17 more added
- Sold out
- 6
- 11 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 1,814,006 | $13.9M | 0.01% | +726,647+66.8% | Added |
| Morgan Stanley | 820,873 | $6.29M | 0.00% | −5,603−0.7% | Reduced |
| Shaker Financial Services, LLC | 455,967 | $3.49M | 1.35% | +31,050+7.3% | Added |
| LPL Financial LLC | 377,840 | $2.89M | 0.00% | +18,494+5.1% | Added |
| Matisse Capital | 340,000 | $2.60M | 1.25% | +51,000+17.6% | Added |
| Advisor Group Holdings, Inc. | 306,758 | $2.35M | 0.01% | −20,297−6.2% | Reduced |
| CNH Partners LLC | 266,799 | $2.04M | 0.07% | +344+0.1% | Added |
| Quantedge Capital Pte Ltd | 214,667 | $1.64M | 0.69% | +23,384+12.2% | Added |
| NWF Advisory Services Inc. | 213,581 | $1.64M | 0.27% | −13,300−5.9% | Reduced |
| Landscape Capital Management, L.L.C. | 195,343 | $1.50M | 0.13% | −56,736−22.5% | Reduced |
| Sovereign Financial Group, Inc. | 164,770 | $1.26M | 0.34% | +9,658+6.2% | Added |
| Private Advisor Group, LLC | 113,250 | $867.5K | 0.01% | +587+0.5% | Added |
| Highland Capital Management Fund Advisors, L.P. | 86,246 | $660.6K | 0.10% | 00.0% | Unchanged |
| Bokf, NA | 82,753 | $628.1K | 0.01% | +3,034+3.8% | Added |
| UBS Group AG | 69,908 | $535.5K | 0.00% | −6,379−8.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 67,249 | $515.0K | 0.00% | −1,254−1.8% | Reduced |
| Capital Investment Advisors, LLC | 57,150 | $437.8K | 0.01% | +2,000+3.6% | Added |
| Envestnet Asset Management Inc | 41,935 | $321.2K | 0.00% | +3,938+10.4% | Added |
| Principal Securities, Inc. | 38,125 | $292.0K | 0.01% | +3,938+11.5% | Added |
| Royal Bank of Canada | 32,610 | $250.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 32,110 | $246.0K | 0.00% | +32,110 | New |
| Oppenheimer & Co Inc | 30,400 | $232.9K | 0.00% | −15,500−33.8% | Reduced |
| Eagle Rock Investment Company, LLC | 30,000 | $229.8K | 0.04% | +30,000 | New |
| Susquehanna International Group, LLP | 24,152 | $185.0K | 0.00% | +24,152 | New |
| Advisor Resource Council | 17,653 | $138.7K | 0.06% | −232,706−92.9% | Reduced |
| Wedbush Securities Inc | 15,908 | $122.0K | 0.00% | +1,040+7.0% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 15,201 | $116.4K | 0.02% | +372+2.5% | Added |
| Hartline Investment Corp | 15,201 | $116.4K | 0.02% | +15,201 | New |
| Commonwealth Equity Services, LLC | 12,780 | $98.0K | 0.00% | +660+5.4% | Added |
| HighTower Advisors, LLC | 13,123 | $90.0K | 0.00% | −2,715−17.1% | Reduced |
| CoreCap Advisors, LLC | 5,592 | $42.8K | 0.00% | +5,592 | New |
| The PNC Financial Services Group, Inc. | 1,410 | $10.8K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,313 | $10.1K | 0.00% | +464+54.7% | Added |
| Wells Fargo & Company | 1,033 | $7.91K | 0.00% | −3,856−78.9% | Reduced |
| Bessemer Group Inc | 353 | $3.00K | 0.00% | −14−3.8% | Reduced |
| CWM, LLC | 377 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 340 | $2.60K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 141 | $1.08K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 6,395 | – | – | +175+2.8% | Added |
| Truist Financial Corp | 0 | $0 | 0.00% | −29,076−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −21,804−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,487−100.0% | Sold out |
| Caldwell Trust Co | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |