Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Highland Global Allocation Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +3 vs. Q3 2021
- Shares held
- 3.52M
- −95.7K (−2.7%) vs. Q3 2021
- Total value
- $31.9M
- −$938.8K (−2.9%) vs. Q3 2021
- New holders
- 8
- 11 more added
- Sold out
- 5
- 10 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 695,059 | $6.30M | 0.00% | +7,758+1.1% | Added |
| Raymond James & Associates | 419,668 | $3.81M | 0.00% | +110,489+35.7% | Added |
| Quantedge Capital Pte Ltd | 364,511 | $3.31M | 1.40% | +23,150+6.8% | Added |
| Advisor Group Holdings, Inc. | 266,677 | $2.42M | 0.00% | −159−0.1% | Reduced |
| Shaker Financial Services, LLC | 234,076 | $2.12M | 0.75% | +172,977+283.1% | Added |
| Advisor Resource Council | 208,772 | $1.89M | 0.15% | +208,772 | New |
| Wells Fargo & Company | 194,130 | $1.76M | 0.00% | −7,810−3.9% | Reduced |
| Bulldog Investors, LLP | 145,823 | $1.32M | 0.35% | 00.0% | Unchanged |
| LPL Financial LLC | 123,566 | $1.12M | 0.00% | +28,984+30.6% | Added |
| Landscape Capital Management, L.L.C. | 100,601 | $912.0K | 0.13% | +82,029+441.7% | Added |
| Clough Capital Partners L P | 92,400 | $838.0K | 0.06% | +17,516+23.4% | Added |
| Highland Capital Management Fund Advisors, L.P. | 88,296 | $801.0K | 0.11% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 77,805 | $706.0K | 0.29% | +7,371+10.5% | Added |
| 6 Meridian | 73,454 | $666.0K | 0.05% | −4,492−5.8% | Reduced |
| Bokf, NA | 71,523 | $649.0K | 0.01% | −3,922−5.2% | Reduced |
| Royal Bank of Canada | 69,341 | $629.0K | 0.00% | −50,183−42.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 49,015 | $445.0K | 0.00% | −2,164−4.2% | Reduced |
| Aristides Capital LLC | 46,167 | $419.0K | 0.24% | 00.0% | Unchanged |
| Truist Financial Corp | 42,303 | $384.0K | 0.00% | +552+1.3% | Added |
| Oppenheimer & Co Inc | 29,500 | $268.0K | 0.00% | −6,000−16.9% | Reduced |
| GWM Advisors LLC | 22,500 | $204.0K | 0.00% | +22,500 | New |
| UBS Group AG | 12,230 | $111.0K | 0.00% | −3,099−20.2% | Reduced |
| Guggenheim Capital LLC | 11,987 | $109.0K | 0.00% | +11,987 | New |
| Envestnet Asset Management Inc | 11,145 | $101.0K | 0.00% | +11,145 | New |
| CoreCap Advisors, LLC | 10,800 | $98.0K | 0.01% | +10,800 | New |
| Wedbush Securities Inc | 10,714 | $97.0K | 0.00% | −4,950−31.6% | Reduced |
| SeaCrest Wealth Management, LLC | 10,349 | $94.0K | 0.01% | −11,889−53.5% | Reduced |
| Capital Investment Advisors, LLC | 10,250 | $93.0K | 0.00% | +10,250 | New |
| Moors & Cabot, Inc. | 10,000 | $91.0K | 0.01% | 00.0% | Unchanged |
| Retirement Group, LLC | 4,431 | $56.0K | 0.02% | +87+2.0% | Added |
| Bank of America Corp | 4,000 | $36.0K | 0.00% | +4,000 | New |
| Steward Partners Investment Advisory, LLC | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,028 | $9.32K | 0.00% | +24+2.4% | Added |
| Bessemer Group Inc | 978 | $9.00K | 0.00% | +978 | New |
| Harbour Investments, Inc. | 173 | $2.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 0 | $0 | 0.00% | −628,923−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −68,223−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −13,200−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −11,848−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −10,237−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |