Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Highland Global Allocation Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 36 | 1 | 38 | +3 |
| Shares | 3.62M | 12.2K | 3.52M | −95.7K (−2.7%) |
| Value | $32.9M | $111.0K | $31.9M | −$938.8K (−2.9%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (8)
Institutions that held Highland Global Allocation Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Advisor Resource Council | 208,772 | $1.89M | 0.15% |
| GWM Advisors LLC | 22,500 | $204.0K | 0.00% |
| Guggenheim Capital LLC | 11,987 | $109.0K | 0.00% |
| Envestnet Asset Management Inc | 11,145 | $101.0K | 0.00% |
| CoreCap Advisors, LLC | 10,800 | $98.0K | 0.01% |
| Capital Investment Advisors, LLC | 10,250 | $93.0K | 0.00% |
| Bank of America Corp | 4,000 | $36.0K | 0.00% |
| Bessemer Group Inc | 978 | $9.00K | 0.00% |
Sold out (5)
Institutions that held Highland Global Allocation Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Matisse Capital | 628,923 | $5.72M |
| Global Retirement Partners, LLC | 68,223 | $620.0K |
| FNY Investment Advisers, LLC | 13,200 | $119.0K |
| Advisory Services Network, LLC | 11,848 | $108.0K |
| Commonwealth Equity Services, LLC | 10,237 | $93.0K |
Not filed for Q4 2021 yet (1)
Institutions that held Highland Global Allocation Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 12,200 | $111.0K |