Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- 0 vs. Q2 2021
- Shares held
- 3.62M
- −106.1K (−2.8%) vs. Q2 2021
- Total value
- $32.9M
- −$766.9K (−2.3%) vs. Q2 2021
- New holders
- 6
- 11 more added
- Sold out
- 6
- 11 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 687,301 | $6.25M | 0.00% | −21,867−3.1% | Reduced |
| Matisse Capital | 628,923 | $5.72M | 2.10% | −59,977−8.7% | Reduced |
| Quantedge Capital Pte Ltd | 341,361 | $3.10M | 1.50% | +32,276+10.4% | Added |
| Raymond James & Associates | 309,179 | $2.81M | 0.00% | +266,945+632.1% | Added |
| Advisor Group Holdings, Inc. | 266,836 | $2.42M | 0.01% | +650.0% | Added |
| Wells Fargo & Company | 201,940 | $1.84M | 0.00% | −797−0.4% | Reduced |
| Bulldog Investors, LLP | 145,823 | $1.33M | 0.38% | 00.0% | Unchanged |
| Royal Bank of Canada | 119,524 | $1.09M | 0.00% | −3,903−3.2% | Reduced |
| LPL Financial LLC | 94,582 | $860.0K | 0.00% | +42,494+81.6% | Added |
| Highland Capital Management Fund Advisors, L.P. | 88,296 | $803.0K | 0.14% | 00.0% | Unchanged |
| 6 Meridian | 77,946 | $709.0K | 0.06% | −32,470−29.4% | Reduced |
| Bokf, NA | 75,445 | $686.0K | 0.01% | +75,445 | New |
| Clough Capital Partners L P | 74,884 | $681.0K | 0.04% | +9,200+14.0% | Added |
| Sovereign Financial Group, Inc. | 70,434 | $640.0K | 0.37% | +21,654+44.4% | Added |
| Global Retirement Partners, LLC | 68,223 | $620.0K | 0.06% | −1,903−2.7% | Reduced |
| Shaker Financial Services, LLC | 61,099 | $555.0K | 0.22% | −189,722−75.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 51,179 | $465.0K | 0.00% | +1,827+3.7% | Added |
| Aristides Capital LLC | 46,167 | $420.0K | 0.31% | 00.0% | Unchanged |
| Truist Financial Corp | 41,751 | $380.0K | 0.00% | −5,937−12.4% | Reduced |
| Oppenheimer & Co Inc | 35,500 | $323.0K | 0.01% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 22,238 | $202.0K | 0.02% | +22,238 | New |
| Landscape Capital Management, L.L.C. | 18,572 | $169.0K | 0.02% | −58,685−76.0% | Reduced |
| Wedbush Securities Inc | 15,664 | $142.0K | 0.01% | +1,332+9.3% | Added |
| UBS Group AG | 15,329 | $139.0K | 0.00% | +15,022+4,893.2% | Added |
| FNY Investment Advisers, LLC | 13,200 | $119.0K | 0.06% | +7,230+121.1% | Added |
| Mid Atlantic Financial Management Inc | 12,200 | $111.0K | 0.01% | −3,800−23.8% | Reduced |
| Advisory Services Network, LLC | 11,848 | $108.0K | 0.00% | −1,269−9.7% | Reduced |
| Commonwealth Equity Services, LLC | 10,237 | $93.0K | 0.00% | +10,237 | New |
| Moors & Cabot, Inc. | 10,000 | $92.0K | 0.01% | 00.0% | Unchanged |
| Retirement Group, LLC | 4,344 | $55.0K | 0.03% | +688+18.8% | Added |
| Steward Partners Investment Advisory, LLC | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,004 | $9.13K | 0.00% | +1,004 | New |
| Harbour Investments, Inc. | 173 | $2.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 200 | $2.00K | 0.00% | +200 | New |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Advisor Resource Council | 0 | $0 | 0.00% | −191,396−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −23,296−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −14,110−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −3,823−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −400−100.0% | Sold out |