Highland Global Allocation Fund
HGLB- Exchange
- NYSE
- SEC CIK
- 0001622148
No open-market purchases or sales by Highland Global Allocation Fund insiders were filed in the last 90 days; 42 institutions reported holding it in 13F filings for Q2 2026, worth $48.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Highland Global Allocation Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- 0 vs. Q2 2021
- Shares held
- 3.62M
- −106.1K (−2.8%) vs. Q2 2021
- Total value
- $32.9M
- −$766.9K (−2.3%) vs. Q2 2021
- New holders
- 6
- 11 more added
- Sold out
- 6
- 11 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGLB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $48.6M |
| Q1 2026 | 38 | $50.3M |
| Q4 2025 | 43 | $55.3M |
| Q3 2025 | 36 | $52.9M |
| Q2 2025 | 30 | $52.1M |
| Q1 2025 | 35 | $51.6M |
| Q4 2024 | 36 | $42.9M |
| Q3 2024 | 31 | $52.1M |
| Q2 2024 | 39 | $50.2M |
| Q1 2024 | 39 | $45.8M |
| Q4 2023 | 41 | $42.7M |
| Q3 2023 | 39 | $44.6M |
| Q2 2023 | 41 | $41.3M |
| Q1 2023 | 43 | $41.5M |
| Q4 2022 | 41 | $42.8M |
| Q3 2022 | 41 | $27.6M |
| Q2 2022 | 39 | $33.0M |
| Q1 2022 | 40 | $35.8M |
| Q4 2021 | 38 | $31.9M |
| Q3 2021 | 36 | $32.9M |
| Q2 2021 | 36 | $33.7M |
| Q1 2021 | 40 | $29.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Highland Global Allocation Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Harbour Investments, Inc. | 173 | $2.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 256 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 200 | $2.00K | 0.00% | +200 | New |
| Koshinski Asset Management, Inc. | 1,004 | $9.13K | 0.00% | +1,004 | New |
| Steward Partners Investment Advisory, LLC | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 4,344 | $55.0K | 0.03% | +688+18.8% | Added |
| Moors & Cabot, Inc. | 10,000 | $92.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 10,237 | $93.0K | 0.00% | +10,237 | New |
| Advisory Services Network, LLC | 11,848 | $108.0K | 0.00% | −1,269−9.7% | Reduced |
| Mid Atlantic Financial Management Inc | 12,200 | $111.0K | 0.01% | −3,800−23.8% | Reduced |
| FNY Investment Advisers, LLC | 13,200 | $119.0K | 0.06% | +7,230+121.1% | Added |
| UBS Group AG | 15,329 | $139.0K | 0.00% | +15,022+4,893.2% | Added |
| Wedbush Securities Inc | 15,664 | $142.0K | 0.01% | +1,332+9.3% | Added |
| Landscape Capital Management, L.L.C. | 18,572 | $169.0K | 0.02% | −58,685−76.0% | Reduced |
| SeaCrest Wealth Management, LLC | 22,238 | $202.0K | 0.02% | +22,238 | New |
| Oppenheimer & Co Inc | 35,500 | $323.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 41,751 | $380.0K | 0.00% | −5,937−12.4% | Reduced |
| Aristides Capital LLC | 46,167 | $420.0K | 0.31% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 51,179 | $465.0K | 0.00% | +1,827+3.7% | Added |
| Shaker Financial Services, LLC | 61,099 | $555.0K | 0.22% | −189,722−75.6% | Reduced |
| Global Retirement Partners, LLC | 68,223 | $620.0K | 0.06% | −1,903−2.7% | Reduced |
| Sovereign Financial Group, Inc. | 70,434 | $640.0K | 0.37% | +21,654+44.4% | Added |
| Clough Capital Partners L P | 74,884 | $681.0K | 0.04% | +9,200+14.0% | Added |
| Bokf, NA | 75,445 | $686.0K | 0.01% | +75,445 | New |
| 6 Meridian | 77,946 | $709.0K | 0.06% | −32,470−29.4% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 88,296 | $803.0K | 0.14% | 00.0% | Unchanged |
| LPL Financial LLC | 94,582 | $860.0K | 0.00% | +42,494+81.6% | Added |
| Royal Bank of Canada | 119,524 | $1.09M | 0.00% | −3,903−3.2% | Reduced |
| Bulldog Investors, LLP | 145,823 | $1.33M | 0.38% | 00.0% | Unchanged |
| Wells Fargo & Company | 201,940 | $1.84M | 0.00% | −797−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 266,836 | $2.42M | 0.01% | +650.0% | Added |
| Raymond James & Associates | 309,179 | $2.81M | 0.00% | +266,945+632.1% | Added |
| Quantedge Capital Pte Ltd | 341,361 | $3.10M | 1.50% | +32,276+10.4% | Added |
| Matisse Capital | 628,923 | $5.72M | 2.10% | −59,977−8.7% | Reduced |
| Morgan Stanley | 687,301 | $6.25M | 0.00% | −21,867−3.1% | Reduced |
| Advisor Resource Council | 0 | $0 | 0.00% | −191,396−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −23,296−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −14,110−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −3,823−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −400−100.0% | Sold out |